Rock Point Advisors, LLC

Registered adviser

CIK

1301540

Location

BURLINGTON, VT

Portfolio Value

Small $408,909,253

Diversification

Diversified

Filing Date

Global Rank

#4,366 / 8,818 ▼ 36

Top Industry

Consumer Electronics 6.9%

Period ended 4 months ago

Filed Aug 6, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 130825

Roster of Oct 1, 2026

Regulatory AUM

$655,711,792

Main clients

Individuals and high net worth (93% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$655,711,792	Individuals and high net worth (93%)
Apr 2025 to Mar 2026	$560,398,407	Individuals and high net worth (92%)
Apr 2024 to Mar 2025	$527,281,163	Individuals and high net worth (93%)
May 2023 to Mar 2024	$460,402,471	Individuals and high net worth (96%)
Apr 2023	$460,402,471	Individuals and high net worth (96%)
Apr 2022 to Mar 2023	$553,585,275	Individuals and high net worth (93%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 33.0%, 46.6 effective positions, active share 81.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

30.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.2 quarters (12+), a floor since 44.4% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 81.2%; sector active share 18.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

123 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

4.9%

+0.3 pts

Top 5

19.2%

−0.3 pts

Top 10

33.0%

−1.9 pts

HHI

214

Diversified−14

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	26.4%	$107,853,867	15
Financial Services	17.5%	$71,360,324	22
Industrials	11.7%	$47,897,919	13
Healthcare	9.0%	$36,951,065	13
Consumer Cyclical	8.0%	$32,532,126	3
Real Estate	7.1%	$29,010,972	5
Utilities	6.9%	$28,335,902	3
Communication Services	6.5%	$26,601,206	5
Unclassified	4.6%	$18,651,053	33
Basic Materials	1.7%	$6,983,418	5
Consumer Defensive	0.4%	$1,475,220	3
Energy	0.3%	$1,256,181	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SONY	Sony Group Corp	+61,489	576,957	$11,573,757
SLVM	Sylvamo Corp	+57,544	139,583	$5,276,237
APTV	Aptiv PLC	+36,622	176,635	$10,841,856
TTEK	Tetra Tech Inc	+32,086	151,137	$4,366,347
T	At&T Inc.	+22,901	189,435	$3,921,304
ACN	Accenture plc	+21,496	65,756	$8,182,676
GPN	Global Payments Inc	+13,009	107,083	$7,769,942
ADSK	Autodesk, Inc.	+9,048	19,446	$3,780,691
VEEV	Veeva Systems Inc	+8,054	29,671	$5,265,712
RYN	Rayonier Inc	+6,716	367,726	$7,825,209
BKT	Blackrock Income Trust, Inc.	+5,117	273,482	$2,931,727
SAP	Sap SE	+4,035	51,172	$7,886,116
SGOV	iShares 0-3 Month Treasury Bond ETF	+3,265	8,515	$857,205
SYK	Stryker Corp	+2,978	16,171	$5,091,277
BBY	Best Buy Co Inc	+1,278	105,004	$7,967,703
NEE	Nextera Energy Inc	+1,143	119,946	$10,527,660
AIG	American International Group, Inc.	+867	115,451	$8,604,563
ESGV	VANGUARD ESG U.S. STOCK ETF	+735	14,500	$1,917,480
IEFA	iShares Core MSCI EAFE ETF	+732	3,290	$317,748
AMRC	Ameresco, Inc.	+630	211,765	$5,844,714
VSGX	VANGUARD ESG INTERNATIONAL STOCK ETF	+600	11,750	$967,495
UBER	Uber Technologies, Inc	+478	53,677	$3,873,332
NLY	Annaly Capital Management Inc	+275	102,427	$2,290,267
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	+245	10,510	$818,834
IJH	iShares Core S&P Mid-Cap ETF	+28	4,544	$350,387
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NEXN	Nexxen International Ltd.	−180,365	843,222	$7,614,294
EVH	Evolent Health, Inc.	−66,795	1,719,886	$9,321,782
JEF	Jefferies Financial Group Inc.	−40,865	194,267	$9,709,464
DAL	Delta Air Lines, Inc.	−40,156	106,052	$9,932,830
MTLS	Materialise NV	−24,610	990,871	$7,362,171
CSCO	Cisco Systems, Inc.	−21,656	123,692	$14,528,862
GLW	Corning Inc	−14,737	21,225	$5,421,501
ATKR	Atkore Inc.	−13,997	71,688	$5,451,155
LIVN	LivaNova PLC	−6,419	70,530	$5,799,681
TXN	Texas Instruments Inc	−5,671	29,851	$8,897,687
AKAM	Akamai Technologies Inc	−5,283	55,641	$6,577,322
AVGO	Broadcom Inc.	−5,163	31,989	$12,083,844
AES	Aes Corp	−4,590	801,429	$11,748,949
C	Citigroup Inc	−3,994	141,928	$19,864,242
FBP	First Bancorp	−3,105	351,096	$9,153,072
SBI	Western Asset Intermediate Muni Fund Inc.	−2,500	64,425	$507,024
COLD	Americold Realty Trust	−1,990	493,140	$7,752,160
AMWL	American Well Corp	−1,727	134,359	$1,225,354
NUV	Nuveen Municipal Value Fund Inc	−1,500	11,750	$108,335
MMU	Western Asset Managed Municipals Fund Inc.	−1,033	37,284	$388,499
PFE	Pfizer Inc	−800	114,885	$2,766,430
WPC	W. P. Carey Inc.	−660	110,733	$7,917,409
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	−565	20,603	$934,140
GOOGL	Alphabet Inc.	−501	40,493	$14,470,983
TJX	Tjx Companies Inc	−478	90,578	$13,722,567
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
CWEN	Clearway Energy, Inc.	177,276	$6,059,293
ABT	Abbott Laboratories	50,762	$4,606,143
OTIS	Otis Worldwide Corp	60,101	$4,303,231
AMT	American Tower Corp	19,722	$3,225,927
VRT	Vertiv Holdings Co	650	$217,633
KO	Coca Cola Co	2,506	$203,662
SCHX	Schwab U.S. Large-Cap ETF	6,872	$202,242
MUD	Direxion Daily MU Bear 1X Shares	10,400	$101,816
MMT	Aberdeen Multi-Market Income Fund	14,866	$65,410
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
—		1,221,607	$13,217,788
MU	Micron Technology Inc	3,292	$1,112,169
PAAS	Pan American Silver Corp	3,924	$214,368
CWEN-A	Clearway Energy, Inc.	177,666	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

123 tracked positions · $408,909,253 total · filing declares 123 positions · $408,909,239 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 123 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
C	Citigroup Inc Financial Services	Reduced	141,928	-3,994	$19,864,242	+20.0%	26+	before history	4.86%
AAPL	Apple Inc. Technology	Reduced	53,323	-252	$15,429,543	+13.5%	26+	before history	3.77%
CSCO	Cisco Systems, Inc. Technology	Reduced	123,692	-21,656	$14,528,862	+28.8%	26+	before history	3.55%
GOOGL	Alphabet Inc. Communication Services	Reduced	40,493	-501	$14,470,983	+22.8%	26+	before history	3.54%
TJX	Tjx Companies Inc Consumer Cyclical	Reduced	90,578	-478	$13,722,567	−5.6%	26+	before history	3.36%
AVGO	Broadcom Inc. Technology	Reduced	31,989	-5,163	$12,083,844	+5.1%	26+	before history	2.96%
AES	Aes Corp Utilities	Reduced	801,429	-4,590	$11,748,949	+3.5%	25	$15.67	2.87%
SONY	Sony Group Corp Technology	Added	576,957	+61,489	$11,573,757	+8.5%	21	$18.83	2.83%
APTV	Aptiv PLC Consumer Cyclical	Added	176,635	+36,622	$10,841,856	+11.5%	7	$61.21	2.65%
NEE	Nextera Energy Inc Utilities	Added	119,946	+1,143	$10,527,660	−4.6%	5	$71.49	2.57%
DAL	Delta Air Lines, Inc. Industrials	Reduced	106,052	-40,156	$9,932,830	+2.2%	15	$37.37	2.43%
JEF	Jefferies Financial Group Inc. Financial Services	Reduced	194,267	-40,865	$9,709,464	+0.1%	26+	before history	2.37%
EVH	Evolent Health, Inc. Healthcare	Reduced	1,719,886	-66,795	$9,321,782	+128.8%	26+	before history	2.28%
FBP	First Bancorp Financial Services	Reduced	351,096	-3,105	$9,153,072	+21.0%	26+	before history	2.24%
TXN	Texas Instruments Inc Technology	Reduced	29,851	-5,671	$8,897,687	+29.0%	12	$171.98	2.18%
AIG	American International Group, Inc. Financial Services	Added	115,451	+867	$8,604,563	−0.2%	26+	before history	2.10%
ACN	Accenture plc Technology	Added	65,756	+21,496	$8,182,676	−6.8%	26+	before history	2.00%
BBY	Best Buy Co Inc Consumer Cyclical	Added	105,004	+1,278	$7,967,703	+19.6%	5	$67.71	1.95%
WPC	W. P. Carey Inc. Real Estate	Reduced	110,733	-660	$7,917,409	+4.6%	26+	before history	1.94%
SAP	Sap SE Technology	Added	51,172	+4,035	$7,886,116	−2.3%	23	$180.86	1.93%
RYN	Rayonier Inc Real Estate	Added	367,726	+6,716	$7,825,209	+5.1%	2	$22.01	1.91%
GPN	Global Payments Inc Industrials	Added	107,083	+13,009	$7,769,942	+22.7%	16	$95.23	1.90%
COLD	Americold Realty Trust Real Estate	Reduced	493,140	-1,990	$7,752,160	+36.6%	4	$14.66	1.90%
NEXN	Nexxen International Ltd. Communication Services	Reduced	843,222	-180,365	$7,614,294	+14.1%	6	$8.47	1.86%
MTLS	Materialise NV Technology	Reduced	990,871	-24,610	$7,362,171	+46.8%	14	$6.87	1.80%
GVA	Granite Construction Inc Industrials	Reduced	46,430	-319	$7,339,654	+31.0%	26+	before history	1.79%
AKAM	Akamai Technologies Inc Technology	Reduced	55,641	-5,283	$6,577,322	−6.0%	9	$89.59	1.61%
CWEN	Clearway Energy, Inc. Utilities	NEW	177,276	NEW	$6,059,293	NEW	1	$38.74	1.48%
AMRC	Ameresco, Inc. Industrials	Added	211,765	+630	$5,844,714	+8.6%	17	$28.06	1.43%
LIVN	LivaNova PLC Healthcare	Reduced	70,530	-6,419	$5,799,681	+18.6%	4	$52.07	1.42%
MTB	M&T Bank Corp Financial Services	Held	23,764	0	$5,656,069	+15.1%	14	$137.98	1.38%
ATKR	Atkore Inc. Industrials	Reduced	71,688	-13,997	$5,451,155	+8.0%	10	$94.46	1.33%
GLW	Corning Inc Technology	Reduced	21,225	-14,737	$5,421,501	+10.9%	17	$33.70	1.33%
CB	Chubb Ltd Financial Services	Reduced	15,869	-80	$5,407,203	+4.0%	26+	before history	1.32%
SLVM	Sylvamo Corp Basic Materials	Added	139,583	+57,544	$5,276,237	+52.3%	5	$47.18	1.29%
VEEV	Veeva Systems Inc Healthcare	Added	29,671	+8,054	$5,265,712	+38.7%	3	$216.32	1.29%
SYK	Stryker Corp Healthcare	Added	16,171	+2,978	$5,091,277	+17.4%	26+	before history	1.25%
ABT	Abbott Laboratories Healthcare	NEW	50,762	NEW	$4,606,143	NEW	1	$91.27	1.13%
TTEK	Tetra Tech Inc Industrials	Added	151,137	+32,086	$4,366,347	+21.8%	2	$34.07	1.07%
OTIS	Otis Worldwide Corp Industrials	NEW	60,101	NEW	$4,303,231	NEW	1	$74.69	1.05%
T	At&T Inc. Communication Services	Added	189,435	+22,901	$3,921,304	−18.8%	21	$22.17	0.96%
UBER	Uber Technologies, Inc Technology	Added	53,677	+478	$3,873,332	+1.2%	6	$73.27	0.95%
ADSK	Autodesk, Inc. Technology	Added	19,446	+9,048	$3,780,691	+51.9%	2	$240.66	0.92%
AMT	American Tower Corp Real Estate	NEW	19,722	NEW	$3,225,927	NEW	1	$180.01	0.79%
BPOP	Popular, Inc. Financial Services	Reduced	18,927	-269	$3,107,434	+20.7%	26+	before history	0.76%
BKT	Blackrock Income Trust, Inc. Financial Services	Added	273,482	+5,117	$2,931,727	+3.4%	17	unpriced	0.72%
PFE	Pfizer Inc Healthcare	Reduced	114,885	-800	$2,766,430	−14.8%	26+	before history	0.68%
HASI	HA Sustainable Infrastructure Capital, Inc. Financial Services	Reduced	68,877	-190	$2,689,646	+6.0%	3	$31.50	0.66%
NLY	Annaly Capital Management Inc Real Estate	Added	102,427	+275	$2,290,267	+6.0%	26+	before history	0.56%
ESGV	VANGUARD ESG U.S. STOCK ETF	Added	14,500	+735	$1,917,480	—	6	unpriced	0.47%

Showing the top 50 of 123 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.