LIVN · LivaNova PLC · Holdings

$80.38 -0.24 (-0.30%) Q2 2026 earnings call transcript

S&P 400 member Russell 2000 member Rebalance outlook locked

Market Cap

$4.44B

55.09M

Volume · Oct 27 383.61K Avg daily vol (3M) 645.32K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of LIVN: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 306

Total Value: $4,865,600,425

Total Shares: 59,329,296

Showing 1–100 of 308 holdings by value · page 1 of 4

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 306 13F filers

Top Holder

12.7%

of institutional value

Top 5

33.3%

of institutional value

Top 10

51.0%

of institutional value

HHI

393

Broadly held

Who Holds LIVN

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 304 filers, like-for-like change +0.7%; actively managed books +1.0%; index-like books -0.1%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	49.6%	149	+0.5%	23	23
Exempt adviser	0.1%	1	-67.3%	0	4
Adviser	4.5%	7	+2.4%	1	1
Bank	9.4%	18	+4.1%	3	0
Insurer	0.3%	3	-2.4%	0	0
Broker-dealer	0.0%	1	+10.5%	0	0
Benefit plan	0.7%	7	-5.4%	0	0
Non-US	1.1%	12	-21.4%	1	2
Holding company	23.8%	12	+2.3%	2	0
Registered fund	0.0%	0	—	0	0
Unknown	10.4%	94	-1.2%	20	7

Style	Share	Filers	Change	New	Exited
Index-like	27.8%	36	-0.1%	0	0
Systematic-like	1.0%	6	-80.0%	4	11
Concentrated	1.2%	55	-22.0%	12	4
Diversified active	70.0%	207	+7.8%	34	22
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	55.8%	174	+3.6%	23	12
Medium turnover	36.4%	86	+12.8%	12	8
High turnover	2.1%	19	-73.4%	9	17
Unknown	5.6%	25	+10.5%	6	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	5.9%	32	-9.9%	12	7
Medium horizon	15.6%	46	-1.8%	9	4
Long horizon	67.3%	206	-1.7%	24	18
Unknown	11.2%	20	+33.4%	5	8
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	1.9%	61	-35.4%	20	9
$1B to $10B	8.3%	84	+8.9%	14	8
$10B to $100B	18.1%	87	+12.7%	14	16
$100B or more	71.6%	72	-1.3%	2	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.1%	69	+24.0%	10	11
Pooled investment vehicles	5.2%	19	-47.2%	5	10
Registered funds and BDCs	26.4%	22	+19.2%	1	0
Pension and profit sharing plans	0.7%	3	-0.4%	0	0
Insurance companies	0.2%	4	-7.1%	0	0
Charitable organizations	0.0%	1	new	1	0
Governments and sovereign funds	2.1%	6	+8.5%	2	0
Banks and thrifts	0.1%	1	new	1	0
Other investment advisers	0.1%	5	+1.8%	0	0
Diversified	13.8%	19	+1.5%	3	2
Other	0.0%	0	—	0	0
Unknown	50.4%	155	+0.9%	27	14

Private funds	Share	Filers	Change	New	Exited
Hedge funds	15.1%	28	-24.0%	5	15
Private equity funds	5.9%	8	+124.1%	0	1
Venture capital funds	0.0%	2	+23.4%	0	0
Real estate funds	0.0%	4	+202.9%	0	1
Securitized asset funds	0.0%	1	-99.4%	0	0
Other private funds	6.6%	18	+7.4%	2	1
Mixed private funds	0.5%	3	-19.9%	0	0
Private funds, type not stated	0.7%	1	+5.0%	0	1
No private funds	20.8%	85	+7.5%	16	8
Unknown	50.3%	154	+1.2%	27	10

Location	Share	Filers	Change	New	Exited
United States	95.5%	262	+1.2%	41	27
Outside the US	4.5%	42	-9.7%	9	10

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 3 holders with no observed 2026-03-31 13F and 4 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

304 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.987% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.004%

Mar 31, 2026: 2

Crowding

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Private-fund advisers

—

of shares outstanding

Institutional ownership

—

holders exceed shares outstanding: 13F filers report more shares than the cover-page count, which predates an issuance, is misstated, or misses shares lent and reported twice

Top 10 holders

51.0%

of 13F shares, Herfindahl 0.039

Active holders

+1.0%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.3 quarters

Under 1 year 17.4% 1 to 3 years 31.6% 3 years or more 51.0% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$58.92

estimated per share

Mar 31, 2026: $56.18

Quarter-end price

$82.23

implied by 13F values

Estimated gain or loss

+39.6%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 41.5% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies LIVN's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	ICUI Icu Medical Inc	4	0.203
2	SYRE Spyre Therapeutics, Inc.	7	0.176
3	BLLN BillionToOne, Inc.	5	0.170
4	PVLA Palvella Therapeutics, Inc.	5	0.170
5	NVST Envista Holdings Corp	5	0.167
6	ANIP Ani Pharmaceuticals Inc	5	0.161
7	RXO RXO, Inc.	4	0.159
8	COGT Cogent Biosciences, Inc.	7	0.159
9	TMDX TransMedics Group, Inc.	5	0.157
10	ALMR Alamar Biosciences, Inc.	3	0.152

Shareholder Targets

13F filers that own its peers but not LIVN, quarter ended Jun 30, 2026

Found through its holder-overlap peers: ICUI, SYRE, BLLN, PVLA, NVST, ANIP, RXO, COGT, TMDX, ALMR, ALHC, VCYT, GKOS, INSM, MANE, CYTK, TNDM, RSI, IRTC, ATEC. 1,116 filers in all.

#	Filer	In peers	Of book	Largest peers
1	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$2,150,836,436 5 held	1.41%	CYTK, ALHC, INSM
2	Orbis Allan Gray Ltd Unknown, Diversified active	$1,652,095,144 2 held	5.68%	RXO, INSM
3	RTW INVESTMENTS, LP Registered adviser, Diversified active	$1,486,637,173 5 held	12.7%	INSM, SYRE, IRTC
4	Capital International Investors Adviser, Diversified active	$1,074,396,271 3 held	0.220%	INSM, CYTK, SYRE
5	D. E. Shaw & Co., Inc. Unknown, Systematic-like	$1,074,138,423 17 held	0.700%	INSM, MANE, CYTK
6	CITADEL ADVISORS LLC Registered adviser, Systematic-like	$1,027,414,207 18 held	0.600%	INSM, MANE, GKOS
7	BAKER BROS. ADVISORS LP Registered adviser, Concentrated	$955,839,189 2 held	4.81%	INSM, CYTK
8	MFN Partners Management, LP Registered adviser, Concentrated	$775,553,299 1 held	16.0%	RXO
9	SUVRETTA CAPITAL MANAGEMENT, LLC Registered adviser, Diversified active	$686,045,915 2 held	14.6%	MANE, PVLA
10	Darwin Global Management, Ltd. Exempt adviser, Concentrated	$685,690,599 1 held	17.7%	INSM

Fund Ownership of LIVN by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 3.87% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.54%	+0.26 pp	297,089	25
Index ETFs	3.33%	+0.16 pp	1,833,033	25
Active ETFs	1.21%	-2.60 pp	666,265	15
Active funds	14.02%	+3.70 pp	7,722,807	64
Unclassified	3.44%	+3.44 pp	1,893,879	7
All registered funds	22.53%	+4.95 pp	12,413,073	136

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 150 Exempt adviser 2 Adviser 7 Bank 18 Insurer 3 Broker-dealer 1 Benefit plan 7 Non-US 12 Holding company 12 Unknown 94

Showing 100 of 308

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$622,098,065

12.79%

7,565,342

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	109,043	$8,966,605	1.4%	Sole
BlackRock Investment Management (Australia) Ltd	100	$8,223	0.0%	Sole
BlackRock Asset Management Canada Ltd	11,868	$975,905	0.2%	Sole
BlackRock Investment Management, LLC	265,067	$21,796,459	3.5%	Sole
BLACKROCK ADVISORS LLC	124,243	$10,216,501	1.6%	Sole
BlackRock Fund Advisors	4,777,436	$392,848,562	63.1%	Sole
BlackRock Institutional Trust Company, N.A.	1,912,381	$157,255,089	25.3%	Sole
BlackRock Fund Managers Ltd.	9,736	$800,591	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	17,139	$1,409,339	0.2%	Sole
BlackRock (Netherlands) B.V.	873	$71,786	0.0%	Sole
BlackRock Asset Management Ireland Ltd	167,669	$13,787,421	2.2%	Sole
BlackRock Asset Management Schweiz AG	9,841	$809,225	0.1%	Sole
Aperio Group, LLC	159,645	$13,127,608	2.1%	Sole
SpiderRock Advisors, LLC	301	$24,751	0.0%	Sole

PRIMECAP MANAGEMENT CO/CA/

$342,765,640

7.04%

4,168,377

FMR LLC

$258,783,400

5.32%

3,147,068

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,683,715	$220,681,884	85.3%	Defined
STRATEGIC ADVISERS LLC	477	$39,223	0.0%	Defined
Fidelity Institutional Asset Management Trust Co	164,809	$13,552,244	5.2%	Defined
FIAM LLC	298,067	$24,510,049	9.5%	Defined

Hood River Capital Management LLC

$210,959,173

4.34%

2,565,477

AQR CAPITAL MANAGEMENT LLC

$193,749,582

3.98%

2,356,191

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	68	$5,591	0.0%	Other
Compound Planning, Inc.	19	$1,562	0.0%	Other
Arax Advisory Partners	12,991	$1,068,249	0.6%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,129	$92,837	0.0%	Other
Stokes Family Office, LLC	308	$25,326	0.0%	Other
Held directly	2,341,676	$192,556,017	99.4%	Defined

Invesco Ltd.

$183,974,738

3.78%

2,237,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,709,146	$140,543,073	76.4%	Defined
Invesco Trust Co joint	22,428	$1,844,254	1.0%	Defined
Invesco Management S.A.	3,231	$265,685	0.1%	Defined
Invesco Capital Management LLC	502,514	$41,321,726	22.5%	Defined

Artisan Partners Limited Partnership

$182,942,261

3.76%

2,224,763

STATE STREET CORP

$178,098,914

3.66%

2,165,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	2,165,863	$178,098,914	100.0%	Defined

AMERICAN CENTURY COMPANIES INC

$165,592,636

3.40%

2,013,774

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	2,013,774	$165,592,636	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$151,737,782

3.12%

1,845,285

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	9,416	$774,277	0.5%	Defined
DFA Australia Ltd.	19,743	$1,623,466	1.1%	Defined
Dimensional Fund Advisors Pte. Ltd.	324	$26,642	0.0%	Defined
Dimensional Ireland Ltd	87,555	$7,199,647	4.7%	Defined
Held directly	1,728,247	$142,113,750	93.7%	Sole

GEODE CAPITAL MANAGEMENT, LLC

$144,366,934

2.97%

1,755,648

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	274,407	$22,564,487	15.6%	Defined
Held directly	1,481,241	$121,802,447	84.4%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$143,011,699

2.94%

1,739,167

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	1,026,610	$84,418,140	59.0%	Defined
Wellington Managment Canada LLC	110,722	$9,104,670	6.4%	Defined
Wellington Management Hong Kong Ltd	1,295	$106,487	0.1%	Defined
Wellington Management Singapore Pte. Ltd.	37,156	$3,055,337	2.1%	Defined
Wellington Management International Ltd	42,377	$3,484,660	2.4%	Defined
Wellington Trust Company, NA joint	464,950	$38,232,838	26.7%	Defined
Wellington Management Europe GmbH	56,057	$4,609,567	3.2%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$116,341,635

2.39%

1,414,832

CONGRESS ASSET MANAGEMENT CO

$114,964,353

2.36%

1,502,802

Greenhouse Funds LLLP

$75,991,045

1.56%

924,128

VICTORY CAPITAL MANAGEMENT INC

$70,045,158

1.44%

851,820

EMERALD ADVISERS, LLC

$64,723,315

1.33%

787,101

Nuveen, LLC

$59,860,806

1.23%

727,968

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	105,095	$8,641,961	14.4%	Defined
TIAA CREF INVESTMENT MANAGEMENT LLC joint	170,421	$14,013,718	23.4%	Defined
TEACHERS ADVISORS, LLC joint	452,452	$37,205,127	62.2%	Defined

NORTHERN TRUST CORP

$57,378,117

1.18%

697,776

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	620,991	$51,064,089	89.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	42,668	$3,508,588	6.1%	Defined
MASON STREET ADVISORS, LLC joint	25,395	$2,088,230	3.6%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	8,722	$717,210	1.2%	Other

GOLDMAN SACHS GROUP INC

$57,209,136

1.18%

695,721

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	441,837	$36,332,256	63.5%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	250,873	$20,629,286	36.1%	Defined
Goldman Sachs Trust Company, N.A.	3,011	$247,594	0.4%	Defined

LSV ASSET MANAGEMENT

$55,562,811

1.14%

675,700

VANGUARD CAPITAL MANAGEMENT LLC

$55,368,254

1.14%

673,334

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$50,651,870

1.04%

615,978

BANK OF AMERICA CORP /DE/

$48,559,939

1.00%

590,538

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	522,941	$43,001,438	88.6%	Defined
BOFA SECURITIES, INC.	14,787	$1,215,935	2.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	52,810	$4,342,566	8.9%	Defined

HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC

$46,141,226

0.95%

561,124

Jupiter Topco LLC

$43,939,681

0.90%

534,351

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	22,676	$1,864,647	4.2%	Defined
JANUS HENDERSON INVESTORS US LLC	494,737	$40,682,223	92.6%	Defined
Held directly	16,938	$1,392,811	3.2%	Defined

Driehaus Capital Management LLC

$42,437,751

0.87%

516,086

MILLENNIUM MANAGEMENT LLC

$41,311,940

0.85%

502,395

OBERWEIS ASSET MANAGEMENT INC/

$41,127,334

0.85%

500,150

EMERALD MUTUAL FUND ADVISERS TRUST

$40,528,535

0.83%

492,868

JPMORGAN CHASE & CO

$38,628,939

0.79%

469,767

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	76,953	$6,327,845	16.4%	Defined
J.P. Morgan Investment Management Inc.	330,844	$27,205,302	70.4%	Defined
J.P. Morgan Securities LLC	47	$3,864	0.0%	Defined
J.P. Morgan Securities plc	400	$32,892	0.1%	Defined
JPMorgan Asset Management (UK) Ltd	55,218	$4,540,576	11.8%	Defined
JPMorgan Asset Management (Japan) Ltd	6,305	$518,460	1.3%	Defined

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$34,150,941

0.70%

415,310

KENNEDY CAPITAL MANAGEMENT LLC

$31,993,472

0.66%

389,073

Bank of New York Mellon Corp

$31,759,769

0.65%

386,231

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	152,740	$12,559,808	39.5%	Defined
BNY Mellon Investment Adviser, Inc.	20,677	$1,700,269	5.4%	Defined
The Bank of New York Mellon	168,742	$13,875,654	43.7%	Defined
BNY Mellon, NA joint	22,376	$1,839,977	5.8%	Defined
BNY Mellon Advisors, Inc.	2,335	$192,007	0.6%	Defined
Newton Investment Management North America, LLC joint	19,359	$1,591,890	5.0%	Defined
Held directly	2	$164	0.0%	Defined

SEI INVESTMENTS CO

$31,464,240

0.65%

382,637

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	4,306	$354,082	1.1%	Sole
SEI TRUST CO	378,331	$31,110,158	98.9%	Sole

ROYAL BANK OF CANADA

$26,976,536

0.55%

328,062

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	2,148	$176,630	0.7%	Defined
RBC Capital Markets, LLC	46,819	$3,849,926	14.3%	Defined
RBC Dominion Securities Inc.	10,788	$887,097	3.3%	Defined
RBC Private Counsel (USA) Inc.	377	$31,000	0.1%	Defined
Held directly	267,930	$22,031,883	81.7%	Sole

VANGUARD FIDUCIARY TRUST CO

$26,929,338

0.55%

327,488

Paradice Investment Management LLC

$25,143,408

0.52%

328,672

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Paradice Investment Management Pty Ltd	328,672	$25,143,408	100.0%	Defined

UBS Group AG

$24,413,839

0.50%

296,897

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,393	$114,546	0.5%	Defined
UBS AG	290,169	$23,860,596	97.7%	Defined
UBS Switzerland AG	5,335	$438,697	1.8%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$24,368,860

0.50%

296,350

AMERIPRISE FINANCIAL INC

$24,117,730

0.50%

293,296

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	281,635	$23,158,846	96.0%	Defined
Columbia Threadneedle Management Ltd	11,661	$958,884	4.0%	Defined

PANAGORA ASSET MANAGEMENT INC

$22,718,586

0.47%

276,281

WELLS FARGO & COMPANY/MN

$21,745,228

0.45%

264,444

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	228,800	$18,814,224	86.5%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	13,152	$1,081,488	5.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	22,406	$1,842,445	8.5%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	86	$7,071	0.0%	Defined

RAYMOND JAMES FINANCIAL INC

$21,613,250

0.44%

262,839

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	43,157	$3,548,800	16.4%	Defined
Raymond James Financial Services Advisors, Inc.	333	$27,382	0.1%	Defined
EAGLE ASSET MANAGEMENT INC	219,349	$18,037,068	83.5%	Defined

Soleus Capital Management, L.P.

$20,965,114

0.43%

254,957

NEW YORK STATE COMMON RETIREMENT FUND

$17,443,285

0.36%

212,128

Parkman Healthcare Partners LLC

$17,311,799

0.36%

210,529

ExodusPoint Capital Management, LP

$17,087,476

0.35%

207,801

BARCLAYS PLC

$16,181,629

0.33%

196,785

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	194,843	$16,021,939	99.0%	Defined
BARCLAYS CAPITAL INC.	1,942	$159,690	1.0%	Defined

Bellevue Group AG

$16,085,914

0.33%

195,621

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bellevue Asset Management AG	195,621	$16,085,914	100.0%	Defined

PRINCIPAL FINANCIAL GROUP INC

$15,092,247

0.31%

183,537

Integral Health Asset Management, LLC

$14,801,400

0.30%

180,000

SCHRODER INVESTMENT MANAGEMENT GROUP

$14,487,937

0.30%

176,188

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	156,337	$12,855,591	88.7%	Sole
Schroder Investment Management North America Inc.	608	$49,995	0.3%	Sole
Schroder Investment Management North America Limited	19,243	$1,582,351	10.9%	Sole

MORGAN STANLEY

$14,450,354

0.30%

175,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	44	$3,618	0.0%	Defined
MORGAN STANLEY & CO. LLC	27,094	$2,227,939	15.4%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	38,601	$3,174,160	22.0%	Defined
MORGAN STANLEY AIP GP LP	714	$58,711	0.4%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	2,452	$201,627	1.4%	Defined
Morgan Stanley Investment Management LTD	9,278	$762,929	5.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	5,052	$415,425	2.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	92,496	$7,605,945	52.6%	Defined

RHUMBLINE ADVISERS

$13,882,808

0.29%

168,829

NORGES BANK

$13,730,272

0.28%

166,974

Rhenman & Partners Asset Management AB

$13,485,720

0.28%

164,000

CITIGROUP INC

$13,363,197

0.27%

162,510

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	162,510	$13,363,197	100.0%	Defined

Amundi

$11,390,252

0.23%

138,517

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Amundi Asset Management joint	23,711	$1,949,755	17.1%	Defined
CPR Asset Management	114,806	$9,440,497	82.9%	Defined

Legal & General Group Plc

$11,340,009

0.23%

137,906

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	32,087	$2,638,514	23.3%	Defined
Legal & General Investment Management Ltd joint	105,819	$8,701,495	76.7%	Defined

OSAIC HOLDINGS, INC.

$11,097,842

0.23%

134,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	608	$49,995	0.5%	Defined
CW Advisors, LLC	134,353	$11,047,847	99.5%	Sole

Allspring Global Investments Holdings, LLC

$10,895,227

0.22%

132,497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Funds Management, LLC reporting on behalf of Morgan Stanley Smith Barney, LLC	13	$1,068	0.0%	Defined
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	132,484	$10,894,159	100.0%	Defined

CSM Advisors, LLC

$10,676,825

0.22%

129,841

ALLIANCEBERNSTEIN L.P.

$9,435,234

0.19%

114,742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	114,742	$9,435,234	100.0%	Defined

F/m Investments LLC

$9,429,149

0.19%

114,668

RENAISSANCE TECHNOLOGIES LLC

$9,324,882

0.19%

113,400

SCOPIA CAPITAL MANAGEMENT LP

$9,288,454

0.19%

112,957

Swiss National Bank

$9,030,416

0.19%

109,819

Defilade Capital Management, L.P.

$8,829,281

0.18%

107,373

California Public Employees Retirement System

$8,592,377

0.18%

104,492

KBC Group NV

$8,493,795

0.17%

111,030

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	111,030	$8,493,795	100.0%	Defined

Redmile Group, LLC

$7,660,053

0.16%

93,154

WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC

$7,436,141

0.15%

90,431

NORDEA INVESTMENT MANAGEMENT AB

$6,932,317

0.14%

84,304

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nordea Funds Ltd	20,985	$1,725,596	24.9%	Defined
Nordea Investment Funds S.A.	63,319	$5,206,721	75.1%	Defined

MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC

$6,727,027

0.14%

87,935

Russell Investments Group, Ltd.

$6,648,623

0.14%

80,854

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	30,554	$2,512,454	37.8%	Defined
Russell Investments Implementation Services, LLC	50,300	$4,136,169	62.2%	Defined

Susquehanna Portfolio Strategies, LLC

$6,207,707

0.13%

75,492

PEREGRINE CAPITAL MANAGEMENT LLC

$6,042,589

0.12%

73,484

PRICE T ROWE ASSOCIATES INC /MD/

$5,891,450

0.12%

71,646

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	71,646	$5,891,450	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC

$5,852,473

0.12%

71,172

Rock Point Advisors, LLC

$5,799,681

0.12%

70,530

MARTINGALE ASSET MANAGEMENT L P

$5,727,483

0.12%

69,652

VOYA INVESTMENT MANAGEMENT LLC

$5,539,999

0.11%

67,372

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Voya Investment Management Co. LLC joint	67,372	$5,539,999	100.0%	Defined

HRT FINANCIAL LP

$5,236,241

0.11%

63,678

LAZARD ASSET MANAGEMENT LLC

$5,219,302

0.11%

63,472

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$5,154,505

0.11%

62,684

FRANKLIN RESOURCES INC

$4,946,459

0.10%

60,154

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	13	$1,068	0.0%	Defined
Fiduciary Trust International of California	8	$657	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	33	$2,713	0.1%	Defined
FRANKLIN ADVISERS INC	56,463	$4,642,952	93.9%	Defined
FRANKLIN ADVISORY SERVICES LLC	1,911	$157,141	3.2%	Defined
Franklin Templeton International Services S.a r.l	270	$22,202	0.4%	Defined
PUTNAM ADVISORY CO LLC	1,456	$119,726	2.4%	Defined

WINTON GROUP Ltd

$4,823,694

0.10%

58,661

ARMISTICE CAPITAL, LLC

$4,806,425

0.10%

58,451

MetLife Investment Management, LLC

$4,790,884

0.10%

58,262

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	58,262	$4,790,884	100.0%	Defined

DEUTSCHE BANK AG\

$4,763,911

0.10%

57,934

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	225	$18,501	0.4%	Defined
DWS Investments UK Ltd	57,629	$4,738,832	99.5%	Defined
DBX Advisors LLC	80	$6,578	0.1%	Defined

Retirement Systems of Alabama

$4,672,061

0.10%

56,817

Quantinno Capital Management LP

$4,660,220

0.10%

56,673

NEW YORK STATE TEACHERS RETIREMENT SYSTEM

$4,591,683

0.09%

60,022

NICOLA WEALTH MANAGEMENT LTD.

$4,522,650

0.09%

55,000

VANGUARD ASSET MANAGEMENT, Ltd

$4,467,638

0.09%

54,331

Verition Fund Management LLC

$4,269,134

0.09%

51,917

Creative Planning

$4,266,502

0.09%

51,885

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	1,799	$147,931	3.5%	Defined
Held directly	50,086	$4,118,571	96.5%	Sole

Zurcher Kantonalbank (Zurich Cantonalbank)

$4,178,599

0.09%

50,816

VIRGINIA RETIREMENT SYSTEMS ET Al

$4,053,198

0.08%

49,291

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Key facts CIK 1639691 CUSIP G5509L101 13F (30d) 53 filings 52 filers Visit website Investor relations