Legg Mason Asset Management (Japan) Co., Ltd.

CIK

1316466

Location

TOKYO, M0

Portfolio Value

Micro $85,410,870

Diversification

Diversified

Files via

FRANKLIN RESOURCES INC

Filing Date

Global Rank

#5,192 / 6,833 ▼ 369 · as of Dec 2021

Top Industry

Utilities - Regulated Electric 7.7%

Period ended 4 years ago

Filed Feb 14, 2022 · 4y

7 quarters · since Mar 2020

Portfolio Concentration

114 tracked positions · as of Dec 31, 2021 · Δ vs Sep 30, 2021

Top Position

5.4%

+0.4 pts

Top 5

14.3%

+1.2 pts

Top 10

21.1%

+1.1 pts

HHI

128

Diversified+5

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2021

Sector	% Portfolio	Value	Positions
Technology	21.3%	$18,223,928	17
Healthcare	14.0%	$11,983,249	13
Consumer Defensive	12.4%	$10,575,199	14
Financial Services	12.3%	$10,514,185	19
Consumer Cyclical	9.6%	$8,172,286	11
Industrials	9.3%	$7,925,088	11
Utilities	8.8%	$7,549,374	13
Real Estate	5.0%	$4,243,151	8
Communication Services	4.8%	$4,087,516	5
Basic Materials	1.3%	$1,097,888	2
Energy	1.2%	$1,039,006	1

Last Quarter's Activity

Export CSV

Dec 31, 2021 vs Sep 30, 2021

Added To

Positions the filer increased

8 positions

Ticker	Company	Δ Shares	Shares	Value
SRE	Sempra	+2,520	6,082	$804,526
PM	Philip Morris International Inc.	+1,068	10,259	$974,605
MSFT	Microsoft Corp	+988	7,900	$2,656,928
MMM	3M Co	+534	5,520	$980,517
VRTX	Vertex Pharmaceuticals Inc / Ma	+516	3,525	$774,090
IBM	International Business Machines Corp	+508	7,545	$1,008,464
VZ	Verizon Communications Inc	+477	18,517	$962,143
LMT	Lockheed Martin Corp	+153	2,654	$943,258
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
KGC	Kinross Gold Corp	−2,700	52,900	$307,349
AAPL	Apple Inc.	−2,638	25,971	$4,611,670
PFE	Pfizer Inc	−2,573	35,947	$2,122,670
MRK	Merck & Co., Inc.	−1,984	11,492	$880,746
ED	Consolidated Edison Inc	−1,734	9,359	$798,509
HRL	Hormel Foods Corp /De/	−1,500	9,132	$445,732
GEN	Gen Digital Inc.	−1,416	28,337	$736,195
KO	Coca Cola Co	−1,400	14,539	$860,854
RF	Regions Financial Corp	−1,394	27,892	$608,045
MTG	Mgic Investment Corp	−1,372	27,451	$395,843
AMAT	Applied Materials Inc /De	−1,331	6,825	$1,073,982
PG	PROCTER & GAMBLE Co	−1,317	8,532	$1,395,664
CC	Chemours Co	−1,178	23,556	$790,539
MFC	Manulife Financial Corp	−1,100	20,249	$386,148
EL	Estee Lauder Companies Inc	−1,071	1,107	$409,811
KR	Kroger Co	−997	19,946	$902,755
PRU	Prudential Financial Inc	−887	7,329	$793,290
INTC	Intel Corp	−863	17,261	$888,941
XOM	ExxonMobil Holdings Corp	−849	16,980	$1,039,006
ES	Eversource Energy	−800	8,441	$767,962
SO	Southern Co	−800	11,835	$811,644
XRX	Xerox Holdings Corp	−782	15,642	$354,134
CFG	Citizens Financial Group Inc/Ri	−771	15,413	$728,264
YELP	Yelp Inc	−730	14,593	$528,850
C	Citigroup Inc	−714	14,279	$862,308
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
AMGN	Amgen Inc	4,306	$968,720
CAT	Caterpillar Inc	3,206	$662,808
WFC	Wells Fargo & Company/Mn	11,374	$545,724
MRNA	Moderna, Inc.	1,633	$414,749
CMS	Cms Energy Corp	4,932	$320,826
PNW	Pinnacle West Capital Corp	3,835	$270,712
SWX	Southwest Gas Holdings, Inc.	2,871	$201,113
FLO	Flowers Foods Inc	7,287	$200,173
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
ICLR	Icon PLC	3,483	$912,615
TTWO	Take Two Interactive Software Inc	3,762	$579,611
CLX	Clorox Co /De/	3,167	$524,486
PEG	Public Service Enterprise Group Inc	4,961	$302,124
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

114 tracked positions · $85,410,870 total · filing declares 119 positions · $90,464,000 · as of Dec 31, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 114 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	25,971	-2,638	$4,611,670	+13.9%	5.40%
MSFT	Microsoft Corp Technology	Added	7,900	+988	$2,656,928	+36.3%	3.11%
PFE	Pfizer Inc Healthcare	Reduced	35,947	-2,573	$2,122,670	+28.1%	2.49%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	425	-21	$1,417,094	−3.3%	1.66%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	8,532	-1,317	$1,395,664	+1.4%	1.63%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,114	-55	$1,347,123	+3.3%	1.58%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	2,115	-105	$1,200,685	+20.4%	1.41%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	4,333	-216	$1,119,993	+21.4%	1.31%
AMAT	Applied Materials Inc /De Technology	Reduced	6,825	-1,331	$1,073,982	+2.3%	1.26%
PEP	Pepsico Inc Consumer Defensive	Reduced	6,087	-353	$1,057,372	+9.2%	1.24%
AZO	Autozone Inc Consumer Cyclical	Reduced	499	-80	$1,046,098	+6.4%	1.22%
XOM	ExxonMobil Holdings Corp Energy	Reduced	16,980	-849	$1,039,006	−0.9%	1.22%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	3,846	-200	$1,030,997	+5.7%	1.21%
IBM	International Business Machines Corp Technology	Added	7,545	+508	$1,008,464	+3.2%	1.18%
MOH	Molina Healthcare, Inc. Healthcare	Reduced	3,121	-155	$992,727	+11.7%	1.16%
MMM	3M Co Industrials	Added	5,520	+534	$980,517	+12.1%	1.15%
PM	Philip Morris International Inc. Consumer Defensive	Added	10,259	+1,068	$974,605	+11.9%	1.14%
AMGN	Amgen Inc Healthcare	NEW	4,306	NEW	$968,720	NEW	1.13%
VZ	Verizon Communications Inc Communication Services	Added	18,517	+477	$962,143	−1.3%	1.13%
TGT	Target Corp Consumer Defensive	Reduced	4,098	-653	$948,441	−12.7%	1.11%
LMT	Lockheed Martin Corp Industrials	Added	2,654	+153	$943,258	+9.3%	1.10%
JNJ	Johnson & Johnson Healthcare	Reduced	5,499	-500	$940,713	−2.9%	1.10%
TER	Teradyne, Inc Technology	Reduced	5,748	-287	$939,970	+42.7%	1.10%
FTNT	Fortinet, Inc. Technology	Reduced	2,594	-129	$932,283	+17.2%	1.09%
MCK	Mckesson Corp Healthcare	Reduced	3,730	-186	$927,166	+18.7%	1.09%
DLR	Digital Realty Trust, Inc. Real Estate	Held	5,146	0	$910,173	+22.4%	1.07%
REGN	Regeneron Pharmaceuticals, Inc. Healthcare	Reduced	1,430	-71	$903,073	−0.6%	1.06%
KR	Kroger Co Consumer Defensive	Reduced	19,946	-997	$902,755	+6.6%	1.06%
INTC	Intel Corp Technology	Reduced	17,261	-863	$888,941	−7.9%	1.04%
MRK	Merck & Co., Inc. Healthcare	Reduced	11,492	-1,984	$880,746	−13.0%	1.03%
CME	Cme Group Inc. Financial Services	Held	3,854	0	$880,484	+18.1%	1.03%
KMB	Kimberly Clark Corp Consumer Defensive	Reduced	6,036	-300	$862,665	+2.8%	1.01%
C	Citigroup Inc Financial Services	Reduced	14,279	-714	$862,308	−18.0%	1.01%
KO	Coca Cola Co Consumer Defensive	Reduced	14,539	-1,400	$860,854	+2.9%	1.01%
IDXX	Idexx Laboratories Inc /De Healthcare	Reduced	1,291	-64	$850,071	+0.9%	1.00%
UTHR	UNITED THERAPEUTICS Corp Healthcare	Reduced	3,924	-196	$847,897	+11.5%	0.99%
CRUS	Cirrus Logic, Inc. Technology	Reduced	9,139	-456	$840,970	+6.4%	0.98%
ODFL	Old Dominion Freight Line, Inc. Industrials	Reduced	2,299	-114	$823,915	+19.4%	0.96%
CSCO	Cisco Systems, Inc. Technology	Reduced	12,956	-648	$821,021	+10.9%	0.96%
O	Realty Income Corp Real Estate	Held	11,429	0	$818,202	+10.4%	0.96%
UPS	United Parcel Service Inc Industrials	Reduced	3,804	-190	$815,349	+12.1%	0.95%
SO	Southern Co Utilities	Reduced	11,835	-800	$811,644	+3.7%	0.95%
AEP	American Electric Power Co Inc Utilities	Reduced	9,050	-700	$805,178	+1.7%	0.94%
SRE	Sempra Utilities	Added	6,082	+2,520	$804,526	+78.5%	0.94%
DECK	Deckers Outdoor Corp Consumer Cyclical	Reduced	2,188	-109	$801,486	−3.1%	0.94%
ED	Consolidated Edison Inc Utilities	Reduced	9,359	-1,734	$798,509	−0.8%	0.93%
PRU	Prudential Financial Inc Financial Services	Reduced	7,329	-887	$793,290	−8.2%	0.93%
CC	Chemours Co Basic Materials	Reduced	23,556	-1,178	$790,539	+10.0%	0.93%
VRTX	Vertex Pharmaceuticals Inc / Ma Healthcare	Added	3,525	+516	$774,090	+41.8%	0.91%
PFG	Principal Financial Group Inc Financial Services	Reduced	10,701	-300	$774,003	+9.3%	0.91%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.