AlphaStar Capital Management, LLC

Registered adviser

CIK

1633857

Location

CORNELIUS, NC

Portfolio Value

Mid $1,593,958,554

Diversification

Moderately concentrated

Filing Date

Global Rank

#1,884 / 8,817 ▼ 4 · as of Jun 2026

Top Industry

Semiconductors 17.3%

Period ended 27 days ago

Filed Oct 16, 2026 · 11d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 157423

Roster of Oct 1, 2026

Regulatory AUM

$2,496,202,761

Main clients

Individuals and high net worth (90% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$2,496,202,761	Individuals and high net worth (90%)
Apr 2025 to Mar 2026	$1,841,154,148	Individuals and high net worth (90%)
Apr 2024 to Mar 2025	$1,146,934,809	Individuals and high net worth (96%)
May 2023 to Mar 2024	$1,450,962,289	Individuals and high net worth (98%)
Apr 2023	$1,450,962,289	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$1,567,171,002	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 76.9% of the book (60%+)

Turnover

Medium turnover

52.0% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 19.1 quarters (12+), a floor since 57.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 78.8%; sector active share 68.8% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

275 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

40.0%

+1.9 pts

Top 5

70.3%

+2.6 pts

Top 10

80.0%

+3.1 pts

HHI

1,871

Moderately concentrated+162

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	80.3%	$1,279,172,076	153
Technology	6.9%	$109,835,587	21
Financial Services	3.5%	$55,958,179	35
Communication Services	3.1%	$49,001,641	6
Energy	2.2%	$35,353,674	14
Industrials	1.1%	$17,612,878	8
Utilities	0.8%	$12,117,127	9
Healthcare	0.7%	$11,134,967	9
Consumer Cyclical	0.6%	$8,819,928	3
Consumer Defensive	0.4%	$6,697,572	4
Real Estate	0.4%	$5,841,159	11
Basic Materials	0.2%	$2,413,766	2

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
PFFD	Global X U.S. Preferred ETF	+569,010	1,065,601	$0
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	+183,583	2,844,244	$69,285,783
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+150,239	2,075,523	$104,212,009
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+145,669	2,179,469	$133,230,939
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+132,655	1,986,925	$178,346,388
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	+110,119	1,017,372	$22,982,433
FENI	Fidelity Enhanced International ETF	+88,054	710,177	$28,343,164
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	+87,138	789,133	$40,845,524
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	+80,025	1,432,221	$176,277,760
—		+57,387	578,526	$0
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	+49,454	791,370	$49,887,964
ACYN	First Trust Exchange-Traded Fund	+42,957	65,504	$1,366,413
FLTR	VanEck IG Floating Rate ETF	+36,439	340,327	$8,708,967
DFAU	Dimensional US Core Equity Market ETF	+33,041	1,032,152	$54,043,478
IEUR	iShares Core MSCI Europe ETF	+28,790	238,787	$17,598,601
CRWD	CrowdStrike Holdings, Inc.	+23,019	32,442	$8,589,019
BUFQ	FT Vest Laddered Nasdaq Buffer ETF	+20,744	28,784	$1,166,327
BSCU	Invesco BulletShares 2030 Corporate Bond ETF	+20,398	173,539	$2,800,919
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+20,357	301,247	$11,881,181
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	+19,661	235,643	$39,347,668
CAIE	Calamos Autocallable Income ETF	+19,487	38,144	$1,015,393
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+19,136	446,478	$87,398,068
DFAI	Dimensional International Core Equity Market ETF	+17,128	403,936	$16,735,068
MNST	Monster Beverage Corp	+16,307	29,316	$1,220,131
DFSD	Dimensional Short-Duration Fixed Income ETF	+13,912	425,189	$19,759,383
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PLTR	Palantir Technologies Inc.	−19,681	162,410	$30,378,790
SOFI	SoFi Technologies, Inc.	−18,220	778,541	$12,238,664
IBIT	iShares Bitcoin Trust ETF	−17,626	103,425	$4,896,139
BPRE	Bluerock Private Real Estate Fund	−13,671	191,288	$2,398,751
NOW	ServiceNow, Inc.	−9,023	9,659	$1,294,402
SGOV	iShares 0-3 Month Treasury Bond ETF	−8,735	481,393	$48,466,647
RYLD	Global X Russell 2000 Covered Call ETF	−6,840	660,102	$10,211,777
VTRS	Viatris Inc	−5,490	16,411	$290,802
SLV	iShares Silver Trust	−5,381	49,574	$2,702,278
EXC	Exelon Corp	−4,962	32,584	$1,316,393
PDI	PIMCO Dynamic Income Fund	−4,860	104,804	$1,470,400
BJAN		−4,468	3,381	$204,640
VFH	VANGUARD FINANCIALS INDEX FUND	−3,961	1,658	$215,689
TFC	Truist Financial Corp	−3,489	20,004	$926,185
IDEV	iShares Core MSCI International Developed Markets ETF	−3,287	3,578	$320,159
—		−3,286	5,006	$0
MO	Altria Group, Inc.	−2,662	27,021	$1,819,594
CSCO	Cisco Systems, Inc.	−2,499	38,301	$4,122,336
IAGG	iShares Core International Aggregate Bond ETF	−2,394	62,704	$3,085,036
TROW	Price T Rowe Group Inc	−2,362	2,046	$212,886
PHYS	Sprott Physical Gold Trust	−2,267	12,625	$394,783
OUST	Ouster, Inc.	−2,218	8,742	$352,652
ES	Eversource Energy	−2,071	5,115	$328,178
IAUM	iShares Gold Trust Micro	−1,947	8,683	$359,649
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	−1,575	17,364	$2,182,133
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
BUFY	FT Vest Laddered International Moderate Buffer ETF	41,300	$980,049
BUFS	FT Vest Laddered Small Cap Moderate Buffer ETF	34,920	$862,174
APA	APA Corp	13,597	$564,819
OKE	Oneok Inc	5,701	$486,124
LYB	LyondellBasell Industries N.V.	8,196	$471,024
SWKS	Skyworks Solutions, Inc.	5,175	$442,359
HST	Host Hotels & Resorts, Inc.	19,342	$433,067
TFLO	iShares Treasury Floating Rate Bond ETF	8,340	$422,587
MAA	Mid America Apartment Communities Inc.	3,285	$386,775
INCM		12,050	$342,943
ISRG	Intuitive Surgical Inc	822	$334,249
CRM	Salesforce, Inc.	1,340	$307,623
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	4,985	$286,936
ADBE	Adobe Inc.	1,184	$284,088
BX	Blackstone Inc.	2,525	$283,027
DLN	WisdomTree U.S. LargeCap Dividend Fund	2,841	$276,145
MSCI	MSCI Inc.	511	$275,255
IDXX	Idexx Laboratories Inc	502	$262,139
ESGU	iShares ESG Aware MSCI USA ETF	1,539	$256,705
NVS	Novartis AG	1,783	$254,202
ARCC	Ares Capital Corp	13,187	$251,871
SPGI	S&P Global Inc.	574	$226,425
PTIR	GraniteShares 2x Long PLTR Daily ETF	10,636	$223,994
BLK	BlackRock, Inc.	211	$223,299
CGIC	Capital Group International Core Equity ETF	5,850	$210,483
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
QQQ	Invesco Qqq Trust, Series 1	14,323	$10,547,457
RTX	RTX Corp	15,980	$3,031,885
PWR	Quanta Services, Inc.	3,974	$2,861,438
TGT	Target Corp	12,639	$1,650,779
GLDM	World Gold Trust	9,326	$740,670
VCR	VANGUARD CONSUMER DISCRETIONARY INDEX FUND	1,599	$634,179
FTCS	First Trust Capital Strength ETF	6,364	$597,706
VOX	VANGUARD COMMUNICATION SERVICES INDEX FUND	3,085	$567,485
SW	Smurfit Westrock plc	9,142	$422,908
PDEC		9,193	$421,866
VAW	VANGUARD MATERIALS INDEX FUND	1,839	$420,744
PJAN		7,866	$389,288
PFEB		9,038	$389,176
VIS	VANGUARD INDUSTRIALS INDEX FUND	1,070	$385,606
BDEC		7,152	$380,507
PNOV		8,262	$366,419
BFEB		6,948	$365,756
CMCSA	Comcast Corp	13,199	$324,035
VDE	VANGUARD ENERGY INDEX FUND	2,144	$321,878
VPU	VANGUARD UTILITIES INDEX FUND	1,572	$307,687
VRT	Vertiv Holdings Co	914	$306,025
SRLN	State Street(R) Blackstone Senior Loan ETF	7,546	$304,028
WIW	Western Asset Inflation-Linked Opportunities & Income Fund	34,500	$289,800
BMAR		4,952	$285,368
PMAR		5,560	$265,601
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

275 tracked positions · $1,593,958,554 total · filing declares 277 positions · $1,671,746,848 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 275 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	1,986,925	+132,655	$178,346,388	+9.4%	11.19%
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Added	1,432,221	+80,025	$176,277,760	+9.6%	11.06%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	2,179,469	+145,669	$133,230,939	+7.8%	8.36%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	2,075,523	+150,239	$104,212,009	+7.4%	6.54%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	446,478	+19,136	$87,398,068	+7.3%	5.48%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Added	2,844,244	+183,583	$69,285,783	+2.0%	4.35%
DFAU	Dimensional US Core Equity Market ETF	Added	1,032,152	+33,041	$54,043,478	+4.6%	3.39%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Added	791,370	+49,454	$49,887,964	−0.5%	3.13%
SGOV	iShares 0-3 Month Treasury Bond ETF	Reduced	481,393	-8,735	$48,466,647	−1.8%	3.04%
NVDA	Nvidia Corp Technology	Added	179,272	+9,968	$40,942,139	+20.9%	2.57%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	789,133	+87,138	$40,845,524	+12.4%	2.56%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Added	235,643	+19,661	$39,347,668	−1.6%	2.47%
PLTR	Palantir Technologies Inc. Technology	Reduced	162,410	-19,681	$30,378,790	+43.0%	1.91%
FENI	Fidelity Enhanced International ETF	Added	710,177	+88,054	$28,343,164	+13.5%	1.78%
GOOGL	Alphabet Inc. Communication Services	Added	76,268	+3,053	$26,242,293	+0.3%	1.65%
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	Added	1,017,372	+110,119	$22,982,433	+8.1%	1.44%
DFSD	Dimensional Short-Duration Fixed Income ETF	Added	425,189	+13,912	$19,759,383	+0.6%	1.24%
IEUR	iShares Core MSCI Europe ETF	Added	238,787	+28,790	$17,598,601	+11.5%	1.10%
DFAI	Dimensional International Core Equity Market ETF	Added	403,936	+17,128	$16,735,068	+4.9%	1.05%
AVGO	Broadcom Inc. Technology	Added	37,212	+5,938	$13,068,482	+10.6%	0.82%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	37,872	-684	$12,529,193	−0.7%	0.79%
SOFI	SoFi Technologies, Inc. Financial Services	Reduced	778,541	-18,220	$12,238,664	−14.3%	0.77%
SPY	Spdr S&P 500 ETF Trust	Added	15,993	+2,465	$12,196,741	+20.7%	0.77%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Added	301,247	+20,357	$11,881,181	−6.7%	0.75%
META	Meta Platforms, Inc. Communication Services	Added	14,901	+888	$10,805,907	+36.9%	0.68%
XOM	ExxonMobil Holdings Corp Energy	Added	63,059	+4,313	$10,262,852	+27.8%	0.64%
RYLD	Global X Russell 2000 Covered Call ETF	Reduced	660,102	-6,840	$10,211,777	−4.2%	0.64%
FLTR	VanEck IG Floating Rate ETF	Added	340,327	+36,439	$8,708,967	+11.9%	0.55%
GEV	GE Vernova Inc. Industrials	Added	9,132	+459	$8,679,874	−14.8%	0.54%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	32,442	+23,019	$8,589,019	+19.4%	0.54%
TSLA	Tesla, Inc. Consumer Cyclical	Added	22,381	+3,992	$7,941,002	+2.7%	0.50%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Added	126,424	+87	$7,058,251	+0.5%	0.44%
GS	Goldman Sachs Group Inc Financial Services	Reduced	7,137	-18	$6,425,869	−11.2%	0.40%
SEI	Solaris Energy Infrastructure, Inc. Energy	Added	89,831	+5,016	$6,394,170	−6.3%	0.40%
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	Added	109,643	+1,349	$6,357,101	−1.0%	0.40%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	102,665	+8,707	$6,289,257	+8.9%	0.39%
GOOG	Alphabet Inc. Communication Services	Added	16,998	+1,775	$5,791,898	+7.7%	0.36%
DFAE	Dimensional Emerging Core Equity Market ETF	Reduced	142,150	-574	$5,587,916	−2.6%	0.35%
DFGX	Dimensional International Core Fixed Income ETF	Added	108,491	+4,647	$5,548,121	−0.3%	0.35%
MPC	Marathon Petroleum Corp Energy	Added	13,893	+11,097	$5,493,570	+668.5%	0.34%
DFCF	Dimensional Core Fixed Income ETF	Added	135,544	+5,058	$5,438,025	−1.3%	0.34%
VLO	Valero Energy Corp Energy	Added	13,664	+11,315	$5,296,303	+765.7%	0.33%
V	Visa Inc. Financial Services	Added	14,414	+1,740	$5,179,382	+19.1%	0.32%
ABBV	AbbVie Inc. Healthcare	Added	19,380	+2,299	$5,069,614	+17.9%	0.32%
GLD	Spdr Gold Trust	Reduced	12,984	-348	$4,944,826	+0.7%	0.31%
IBIT	iShares Bitcoin Trust ETF	Reduced	103,425	-17,626	$4,896,139	+21.5%	0.31%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Added	41,382	+260	$4,592,160	+4.2%	0.29%
OKLO	Oklo Inc. Utilities	Added	121,791	+12,808	$4,508,702	−20.9%	0.28%
JEPI	JPMorgan Equity Premium Income ETF	Reduced	74,784	-509	$4,204,356	−1.1%	0.26%
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	Added	215,310	+11,166	$4,202,851	+5.4%	0.26%

Showing the top 50 of 275 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.