Rockefeller Capital Management L.P.
Filing Date
Global Rank
#179
/ 8,586
▲ 5
Top Industry
Semiconductors
10.1%
3Y Alpha vs SPY
-2.8%
Period ended 3 months ago
Filed May 14, 2026 · 33d
25 quarters · since Mar 2020
Clone Performance
Jun 2023–Jun 2026 · vs SPYHypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.
Cloned portfolio
+66.0%
SPY
+78.1%
Annualised alpha
-2.8%
Max drawdown
−18.9%
Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.
Portfolio Concentration
3,268 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Top Position
5.1%
−0.1 pts
Top 5
21.0%
−2.0 pts
Top 10
31.9%
−3.0 pts
HHI
140
Diversified−20
Portfolio Trend
25 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 27.2% | $10,263,438,696 |
| Financial Services | 12.7% | $4,798,549,910 |
| Industrials | 10.1% | $3,832,686,755 |
| Unclassified | 9.2% | $3,461,549,819 |
| Healthcare | 8.9% | $3,365,192,636 |
| Consumer Cyclical | 8.4% | $3,179,895,804 |
| Communication Services | 7.2% | $2,722,938,795 |
| Energy | 6.0% | $2,275,965,358 |
| Consumer Defensive | 4.2% | $1,583,936,881 |
| Utilities | 2.4% | $895,466,166 |
| Real Estate | 2.1% | $782,295,065 |
| Basic Materials | 1.6% | $611,112,808 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| STLA | Stellantis N.V. | +1,685,956 | 1,687,069 | $11,961,317 | |
| EQT | EQT Corp | +1,445,829 | 1,755,084 | $111,693,543 | |
| T | At&T Inc. | +1,330,239 | 5,982,098 | $173,421,017 | |
| DEI | Douglas Emmett Inc | +1,193,629 | 1,409,747 | $13,279,816 | |
| LYFT | Lyft, Inc. | +1,168,616 | 1,251,957 | $16,651,026 | |
| XIFR | XPLR Infrastructure, LP | +648,939 | 848,764 | $9,013,873 | |
| ET | Energy Transfer LP | +592,588 | 5,137,141 | $99,146,821 | |
| UBER | Uber Technologies, Inc | +505,989 | 3,577,295 | $257,314,826 | |
| GBDC | GOLUB CAPITAL BDC, Inc. | +491,866 | 2,802,868 | $35,484,307 | |
| KHC | Kraft Heinz Co | +437,275 | 492,289 | $11,071,577 | |
| APA | APA Corp | +427,651 | 534,318 | $22,676,454 | |
| FSK | FS KKR Capital Corp | +416,631 | 1,543,127 | $15,709,032 | |
| OBDC | Blue Owl Capital Corp | +406,940 | 2,130,221 | $23,560,243 | |
| NEE | Nextera Energy Inc | +393,161 | 2,560,302 | $237,800,845 | |
| NVDA | Nvidia Corp | +353,432 | 9,029,958 | $1,574,824,671 | |
| OWL | Blue Owl Capital Inc. | +346,743 | 953,246 | $8,703,134 | |
| RELX | Relx PLC | +340,345 | 491,203 | $16,283,377 | |
| HIX | Western Asset High Income Fund II Inc. | +324,957 | 512,145 | $2,038,337 | |
| RUN | Sunrun Inc. | +321,821 | 326,158 | $4,422,701 | |
| DOCN | DigitalOcean Holdings, Inc. | +309,226 | 313,895 | $26,925,911 | |
| OTF | Blue Owl Technology Finance Corp. | +298,621 | 922,665 | $11,431,818 | |
| BXSL | Blackstone Secured Lending Fund | +297,443 | 474,721 | $11,246,140 | |
| AMZN | Amazon Com Inc | +296,478 | 5,897,727 | $1,228,319,598 | |
| FSCO | FS Credit Opportunities Corp. | +287,497 | 1,583,147 | $8,074,049 | |
| CCI | Crown Castle Inc. | +259,328 | 307,143 | $24,973,795 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| KW | Kennedy-Wilson Holdings, Inc. | −2,148,629 | 576,647 | $6,239,319 | |
| STKL | SunOpta Inc. | −2,039,533 | 110,852 | $718,320 | |
| IBN | Icici Bank Ltd | −1,458,433 | 927,565 | $24,023,930 | |
| BGC | BGC Group, Inc. | −686,223 | 1,630,485 | $15,946,142 | |
| S | SentinelOne, Inc. | −648,597 | 40,298 | $519,037 | |
| CMCSA | Comcast Corp | −603,445 | 614,556 | $17,643,900 | |
| EOG | Eog Resources Inc | −539,129 | 264,609 | $38,254,520 | |
| SLB | Slb Limited/Nv | −421,614 | 971,964 | $49,949,226 | |
| SHOP | Shopify Inc. | −417,573 | 574,415 | $68,137,103 | |
| KD | Kyndryl Holdings, Inc. | −387,391 | 12,905 | $169,312 | |
| BCSF | Bain Capital Specialty Finance, Inc. | −372,218 | 135,793 | $1,683,833 | |
| TRIN | Trinity Capital Inc. | −320,940 | 643,608 | $9,467,473 | |
| HLN | Haleon plc | −293,691 | 5,103,509 | $51,086,123 | |
| M | Macy's, Inc. | −282,467 | 9,833 | $177,877 | |
| WAL | Western Alliance Bancorporation | −255,786 | 4,443 | $314,786 | |
| VOD | Vodafone Group Public Ltd Co | −255,375 | 138,819 | $2,085,059 | |
| TCOM | Trip.com Group Ltd | −228,194 | 5,402 | $268,964 | |
| CCL | Carnival Corp Ltd. | −211,170 | 485,523 | $12,565,333 | |
| KFY | Korn Ferry | −209,725 | 493,573 | $31,070,418 | |
| VAL | Valaris Ltd | −206,168 | 28,684 | $2,812,177 | |
| SIG | Signet Jewelers Ltd | −189,307 | 1,032 | $87,347 | |
| IQV | Iqvia Holdings Inc. | −184,953 | 22,950 | $3,913,890 | |
| MMSI | Merit Medical Systems Inc | −184,813 | 250,774 | $17,285,849 | |
| TSN | Tyson Foods, Inc. | −179,803 | 2,615 | $167,541 | |
| ZM | Zoom Communications, Inc. | −179,710 | 213,894 | $17,194,937 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| TTE | TotalEnergies SE | 1,471,551 | $133,881,706 | |
| AZN | Astrazeneca PLC | 473,389 | $93,361,776 | |
| LNG | Cheniere Energy, Inc. | 328,651 | $93,258,006 | |
| CECO | Ceco Environmental Corp | 254,321 | $15,152,444 | |
| AMCR | Amcor plc | 301,019 | $11,965,504 | |
| VSNT | Versant Media Group, Inc. | 235,125 | $8,704,325 | |
| SOC | Sable Offshore Corp. | 263,750 | $4,357,148 | |
| AGNC | AGNC Investment Corp. | 399,578 | $4,007,765 | |
| WPC | W. P. Carey Inc. | 38,687 | $2,629,166 | |
| THC | Tenet Healthcare Corp | 11,529 | $2,175,635 | |
| NTAP | NetApp, Inc. | 17,751 | $1,817,523 | |
| DFTX | Definium Therapeutics, Inc. | 55,206 | $1,043,393 | |
| UTHR | UNITED THERAPEUTICS Corp | 1,562 | $926,232 | |
| PNFP | Pinnacle Financial Partners, Inc. | 10,249 | $882,848 | |
| SPXX | Nuveen S&P 500 Dynamic Overwrite Fund | 46,544 | $747,962 | |
| ATAI | AtaiBeckley Inc. | 179,000 | $633,660 | |
| UMC | United Microelectronics Corp | 50,292 | $451,621 | |
| CTRE | CareTrust REIT, Inc. | 9,798 | $359,095 | |
| DMLP | Dorchester Minerals, L.P. | 12,525 | $339,427 | |
| EC | Ecopetrol S.A. | 20,200 | $302,798 | |
| SUNB | Sunbelt Rentals Holdings, Inc. | 3,893 | $253,394 | |
| IRDM | Iridium Communications Inc. | 8,307 | $230,435 | |
| WIT | Wipro Ltd | 107,606 | $228,124 | |
| DVA | Davita Inc. | 1,065 | $163,678 | |
| OMEX | Odyssey Marine Exploration Inc | 123,749 | $103,206 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| PNNT | Pennantpark Investment Corp | 195,676 | $1,166,228 | |
| NPB | Northpointe Bancshares Inc | 57,538 | $965,487 | |
| EXAS | EXACT SCIENCES CORP | 6,102 | $619,718 | |
| BXMX | Nuveen S&P 500 BuyWrite Income Fund | 39,680 | $583,296 | |
| NGD | New Gold Inc. /FI | 59,500 | $518,245 | |
| GEG | Great Elm Group, Inc. | 175,145 | $446,619 | |
| GBTC | Grayscale Bitcoin Trust ETF | 6,488 | $443,519 | |
| FUBO | FuboTV Inc. | 12,514 | $378,422 | |
| ATS | ATS Corp /ATS | 9,790 | $269,616 | |
| DIAX | Nuveen Dow 30sm Dynamic Overwrite Fund | 15,556 | $237,384 | |
| BTC | Grayscale Bitcoin Mini Trust ETF | 4,140 | $160,342 | |
| COOK | Traeger, Inc. | 1,850 | $99,900 | |
| BCML | BayCom Corp | 3,198 | $94,021 | |
| CNTA | Centessa Pharmaceuticals plc | 3,468 | $86,734 | |
| BODI | Beachbody Company, Inc. | 8,000 | $82,880 | |
| ATHM | Autohome Inc. | 3,704 | $82,451 | |
| THQ | abrdn Healthcare Opportunities Fund | 4,000 | $76,520 | |
| OBK | Origin Bancorp, Inc. | 2,016 | $75,821 | |
| IGI | Western Asset Investment Grade Opportunity Trust Inc. | 2,979 | $49,153 | |
| GRND | Grindr Inc. | 3,299 | $44,668 | |
| NQP | NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND | 3,372 | $40,093 | |
| CCAP | Crescent Capital BDC, Inc. | 2,500 | $35,125 | |
| PIPR | Piper Sandler Companies | 346 | $29,384 | |
| LTRX | Lantronix Inc | 5,000 | $29,300 | |
| PFLT | PennantPark Floating Rate Capital Ltd. | 3,000 | $27,810 | |
| No positions match the current search. | ||||
127 positions ·
$1,583,936,881 total
· Consumer Defensive only
· as of Mar 31, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 127 positions by value
· page 1 of 3
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| USNA |
Usana Health Sciences Inc
Consumer Defensive
|
Reduced | 5 | $87 | 0.00% | |
| MGPI |
Mgp Ingredients Inc
Consumer Defensive
|
Held | 6 | $110 | 0.00% | |
| SNDL |
SNDL Inc.
Consumer Defensive
|
NEW | 150 | $198 | 0.00% | |
| JBSS |
Sanfilippo John B & Son Inc
Consumer Defensive
|
NEW | 4 | $317 | 0.00% | |
| OTLY |
Oatly Group AB
Consumer Defensive
|
Held | 54 | $547 | 0.00% | |
| IMKTA |
Ingles Markets Inc
Consumer Defensive
|
NEW | 8 | $719 | 0.00% | |
| BYND |
Beyond Meat, Inc.
Consumer Defensive
|
Added | 1,160 | $814 | 0.00% | |
| AFYA |
Afya Ltd
Consumer Defensive
|
NEW | 57 | $847 | 0.00% | |
| ANDE |
Andersons, Inc.
Consumer Defensive
|
Reduced | 12 | $861 | 0.00% | |
| SFD |
Smithfield Foods Inc
Consumer Defensive
|
NEW | 33 | $923 | 0.00% | |
| UVV |
Universal Corp /Va/
Consumer Defensive
|
Reduced | 18 | $948 | 0.00% | |
| TR |
Tootsie Roll Industries Inc
Consumer Defensive
|
Reduced | 42 | $1,793 | 0.00% | |
| HLF |
Herbalife Ltd.
Consumer Defensive
|
NEW | 124 | $1,825 | 0.00% | |
| CHGG |
Chegg, Inc
Consumer Defensive
|
Held | 3,000 | $2,220 | 0.00% | |
| AVO |
Mission Produce, Inc.
Consumer Defensive
|
Held | 267 | $3,673 | 0.00% | |
| RLX |
RLX Technology Inc.
Consumer Defensive
|
NEW | 1,808 | $3,977 | 0.00% | |
| SKIN |
SkinHealth Systems Inc.
Consumer Defensive
|
Held | 4,500 | $4,005 | 0.00% | |
| NATR |
Natures Sunshine Products Inc
Consumer Defensive
|
Added | 204 | $4,893 | 0.00% | |
| UDMY |
Udemy, Inc.
Consumer Defensive
|
Added | 1,188 | $5,488 | 0.00% | |
| EPC |
EDGEWELL PERSONAL CARE Co
Consumer Defensive
|
Added | 302 | $6,444 | 0.00% | |
| CCU |
United Breweries Co Inc
Consumer Defensive
|
Held | 633 | $7,184 | 0.00% | |
| UTZ |
Utz Brands, Inc.
Consumer Defensive
|
Reduced | 1,103 | $8,735 | 0.00% | |
| FIZZ |
National Beverage Corp
Consumer Defensive
|
Reduced | 262 | $8,815 | 0.00% | |
| BF-A |
Brown Forman Corp
Consumer Defensive
|
Added | 377 | $10,099 | 0.00% | |
| CENT |
Central Garden & Pet Co
Consumer Defensive
|
Added | 277 | $10,183 | 0.00% | |
| COTY |
Coty Inc.
Consumer Defensive
|
Added | 5,923 | $11,904 | 0.00% | |
| MAGN |
Magnera Corp
Consumer Defensive
|
Added | 1,344 | $12,781 | 0.00% | |
| HELE |
Helen Of Troy Ltd
Consumer Defensive
|
Added | 1,010 | $14,563 | 0.00% | |
| BGS |
B&G Foods, Inc.
Consumer Defensive
|
Reduced | 3,222 | $15,496 | 0.00% | |
| NWL |
Newell Brands Inc.
Consumer Defensive
|
Added | 4,581 | $15,710 | 0.00% | |
| HNST |
Honest Company, Inc.
Consumer Defensive
|
Held | 5,700 | $16,758 | 0.00% | |
| NOMD |
Nomad Foods Ltd
Consumer Defensive
|
Added | 1,769 | $17,000 | 0.00% | |
| EDU |
New Oriental Education & Technology Group Inc.
Consumer Defensive
|
Added | 319 | $18,062 | 0.00% | |
| LAUR |
Laureate Education, Inc.
Consumer Defensive
|
Reduced | 534 | $18,603 | 0.00% | |
| VLGEA |
Village Super Market Inc
Consumer Defensive
|
Held | 608 | $25,675 | 0.00% | |
| TAL |
TAL Education Group
Consumer Defensive
|
Added | 2,261 | $25,706 | 0.00% | |
| CVGW |
Calavo Growers Inc
Consumer Defensive
|
Held | 1,000 | $25,790 | 0.00% | |
| CVSA |
Covista Inc.
Consumer Defensive
|
Added | 254 | $29,273 | 0.00% | |
| SPB |
Spectrum Brands Holdings, Inc.
Consumer Defensive
|
Added | 404 | $29,773 | 0.00% | |
| WMK |
Weis Markets Inc
Consumer Defensive
|
Reduced | 443 | $30,296 | 0.00% | |
| MZTI |
Marzetti Co
Consumer Defensive
|
Added | 225 | $31,123 | 0.00% | |
| PSMT |
Pricesmart Inc
Consumer Defensive
|
Added | 209 | $31,454 | 0.00% | |
| APEI |
American Public Education Inc
Consumer Defensive
|
Added | 617 | $35,093 | 0.00% | |
| COCO |
Vita Coco Company, Inc.
Consumer Defensive
|
Reduced | 825 | $39,524 | 0.00% | |
| LINC |
Lincoln Educational Services Corp
Consumer Defensive
|
Held | 1,000 | $40,680 | 0.00% | |
| SAM |
Boston Beer Co Inc
Consumer Defensive
|
Added | 177 | $40,780 | 0.00% | |
| PPC |
Pilgrims Pride Corp
Consumer Defensive
|
Reduced | 1,098 | $41,459 | 0.00% | |
| STRA |
Strategic Education, Inc.
Consumer Defensive
|
Reduced | 529 | $43,885 | 0.00% | |
| UNFI |
United Natural Foods Inc
Consumer Defensive
|
Reduced | 983 | $44,293 | 0.00% | |
| EWCZ |
European Wax Center, Inc.
Consumer Defensive
|
Added | 7,749 | $44,788 | 0.00% |