USNA · Usana Health Sciences Inc · Holdings

$14.07 +0.03 (+0.21%) At close · Oct 27 Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$262.92M

18.48M

Volume · Oct 27 136.81K Avg daily vol (3M) 205.85K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of USNA: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 137

Total Value: $242,029,071

Total Shares: 11,359,510

Showing 1–100 of 139 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 137 13F filers

Top Holder

13.6%

of institutional value

Top 5

47.0%

of institutional value

Top 10

64.2%

of institutional value

HHI

573

Broadly held

Who Holds USNA

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 137 filers, like-for-like change +11.4%; actively managed books +6.4%; index-like books +24.7%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	64.1%	73	+5.3%	16	11
Exempt adviser	0.1%	1	new	1	0
Adviser	1.8%	3	+8.3%	0	0
Bank	5.7%	14	+24.9%	0	0
Benefit plan	0.5%	3	+5.4%	0	0
Non-US	0.4%	2	+57.0%	0	0
Holding company	16.5%	6	+25.3%	0	0
Insurer	0.0%	0	—	0	0
Unknown	10.9%	35	+23.9%	4	7

Style	Share	Filers	Change	New	Exited
Index-like	30.5%	22	+24.7%	1	0
Systematic-like	4.3%	11	-28.5%	1	5
Concentrated	4.1%	18	+109.3%	4	5
Diversified active	61.1%	86	+6.6%	15	8
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	54.0%	76	+21.1%	14	8
Medium turnover	32.2%	37	+10.2%	4	1
High turnover	4.7%	14	-37.1%	1	8
Unknown	9.1%	10	+7.0%	2	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	9.9%	15	+2.4%	4	5
Medium horizon	17.3%	20	+47.0%	4	3
Long horizon	62.7%	97	+7.7%	13	8
Unknown	10.0%	5	-0.2%	0	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	0.6%	20	+81.7%	9	4
$1B to $10B	11.1%	27	+10.3%	4	7
$10B to $100B	27.3%	43	+1.4%	8	6
$100B or more	61.0%	47	+16.3%	0	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	5.0%	31	+173.3%	13	5
Pooled investment vehicles	18.8%	12	-12.2%	0	5
Registered funds and BDCs	22.4%	13	+0.8%	1	1
Insurance companies	0.1%	2	0.0%	0	0
Governments and sovereign funds	1.3%	2	+73.8%	0	0
Other investment advisers	0.1%	2	+5636.3%	1	0
Diversified	16.3%	11	+12.2%	1	0
Pension and profit sharing plans	0.0%	0	—	0	0
Other	0.0%	0	—	0	0
Unknown	35.9%	64	+24.3%	5	7

Private funds	Share	Filers	Change	New	Exited
Hedge funds	24.1%	17	-5.8%	1	5
Private equity funds	3.9%	5	+120.1%	2	0
Venture capital funds	0.0%	1	+133.3%	0	0
Real estate funds	0.0%	2	+246.1%	0	2
Securitized asset funds	0.0%	1	0.0%	0	0
Other private funds	10.7%	12	+13.1%	3	1
Mixed private funds	10.8%	2	+8.9%	0	0
No private funds	14.7%	34	+4.1%	11	3
Private funds, type not stated	0.0%	0	—	0	0
Unknown	35.8%	63	+23.9%	4	7

Location	Share	Filers	Change	New	Exited
United States	95.3%	117	+11.0%	19	16
Outside the US	4.7%	20	+19.5%	2	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 6 holders with no observed 2026-06-30 13F.

Conviction and Crowding

137 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

31.9%

of shares outstanding, 84th percentile

Mar 31, 2026: 30.8%

Private-fund advisers

30.5%

of shares outstanding

Institutional ownership

61.7%

104.2% of the estimated free float above 100%: filers can report lent or client shares more than once

Top 10 holders

64.3%

of 13F shares, Herfindahl 0.058

Active holders

+6.4%

like-for-like share change of active filers

5% stakes on record

1 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 15.0 quarters

Under 1 year 21.4% 1 to 3 years 27.4% 3 years or more 51.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$36.02

estimated per share

Mar 31, 2026: $38.63

Quarter-end price

$21.35

implied by 13F values

Estimated gain or loss

-40.7%

price against the estimated cost

Estimated at a loss

49.7%

of costed 13F value

Estimated cost covers 35.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not USNA, quarter ended Jun 30, 2026

USNA has no holder-overlap peers, so these filers hold the largest Consumer Defensive stocks: WMT, COST, KO, PG, PM, PEP, MO, MDLZ, MNST, CL, TGT, KDP, SYY, KMB, KVUE, ADM, KR, KHC. 5,785 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Berkshire Hathaway Inc Insurer, Concentrated	$42,365,164,398 3 held	14.2%	KO, KHC, KR
2	Capital World Investors Adviser, Diversified active	$37,214,800,962 10 held	4.41%	PM, KDP, PG
3	NORGES BANK Non-US, Index-like	$31,126,207,436 16 held	3.10%	WMT, COST, PG
4	Capital Research Global Investors Adviser, Diversified active	$28,738,240,055 11 held	4.02%	PM, MO, MDLZ
5	Capital International Investors Adviser, Diversified active	$21,716,675,781 8 held	4.50%	PM, MDLZ, COST
6	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$21,632,957,978 18 held	2.17%	PG, PM, CL
7	FRANKLIN RESOURCES INC Adviser, Diversified active	$19,734,202,107 18 held	4.33%	PG, KO, PM
8	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$14,463,422,097 18 held	2.50%	PM, KO, KDP
9	STATE FARM MUTUAL AUTOMOBILE INSURANCE CO Insurer, Diversified active	$13,258,346,052 7 held	9.07%	WMT, ADM, PG
10	Amundi Holding company, Index-like	$11,688,502,266 18 held	2.81%	WMT, COST, PG

Fund Ownership of USNA by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.40% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.32%	+0.57 pp	428,882	55
Index ETFs	8.08%	-0.21 pp	1,492,949	30
Active ETFs	2.16%	-1.13 pp	399,807	10
Active funds	5.63%	+0.53 pp	1,040,050	64
Unclassified	1.19%	+1.19 pp	219,385	9
All registered funds	19.38%	+0.96 pp	3,581,073	168

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 71 Exempt adviser 1 Adviser 3 Bank 14 Benefit plan 3 Non-US 3 Holding company 6 Unknown 36

Showing 100 of 139

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$33,181,931

13.71%

1,554,189

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	110,211	$2,353,004	7.1%	Sole
BlackRock Asset Management Canada Ltd	72	$1,537	0.0%	Sole
BlackRock Investment Management, LLC	32,969	$703,888	2.1%	Sole
BLACKROCK ADVISORS LLC	23,524	$502,237	1.5%	Sole
BlackRock Fund Advisors	476,117	$10,165,097	30.6%	Sole
BlackRock Institutional Trust Company, N.A.	355,430	$7,588,430	22.9%	Sole
BlackRock Investment Management (UK) Ltd.	267	$5,700	0.0%	Sole
BlackRock (Netherlands) B.V.	50	$1,067	0.0%	Sole
Aperio Group, LLC	555,549	$11,860,971	35.7%	Sole

PZENA INVESTMENT MANAGEMENT LLC

$25,739,282

10.63%

1,205,587

RENAISSANCE TECHNOLOGIES LLC

$20,464,402

8.46%

958,520

DIMENSIONAL FUND ADVISORS LP

$17,879,043

7.39%

837,426

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	1,379	$29,441	0.2%	Defined
DFA Australia Ltd.	5,079	$108,436	0.6%	Defined
Dimensional Ireland Ltd	36,676	$783,032	4.4%	Defined
Held directly	794,292	$16,958,134	94.8%	Sole

Nantahala Capital Management, LLC

$17,295,079

7.15%

810,074

VANGUARD CAPITAL MANAGEMENT LLC

$10,405,349

4.30%

487,370

Creative Planning

$8,923,680

3.69%

417,971

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	5,019	$107,155	1.2%	Defined
Held directly	412,952	$8,816,525	98.8%	Sole

AQR CAPITAL MANAGEMENT LLC

$8,712,632

3.60%

408,086

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Petros Family Wealth, LLC	72	$1,537	0.0%	Other
KEB ASSET MANAGEMENT, LLC	35	$747	0.0%	Other
RF&L WEALTH MANAGEMENT, LLC	3	$64	0.0%	Other
Prism Planning Partners LLC	48	$1,024	0.0%	Other
Arax Advisory Partners	1,394	$29,761	0.3%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	1,482	$31,640	0.4%	Other
Stokes Family Office, LLC	193	$4,120	0.0%	Other
Held directly	404,859	$8,643,739	99.2%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$7,758,098

3.21%

363,377

GEODE CAPITAL MANAGEMENT, LLC

$6,045,572

2.50%

283,165

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	40,823	$871,571	14.4%	Defined
Held directly	242,342	$5,174,001	85.6%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$5,811,640

2.40%

272,208

STATE STREET CORP

$5,577,474

2.30%

261,240

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	261,240	$5,577,474	100.0%	Defined

Nuveen, LLC

$5,112,832

2.11%

239,477

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	214,524	$4,580,086	89.6%	Defined
TEACHERS ADVISORS, LLC joint	24,953	$532,746	10.4%	Defined

AMERICAN CENTURY COMPANIES INC

$3,999,879

1.65%

187,348

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	187,348	$3,999,879	100.0%	Defined

JACOBS LEVY EQUITY MANAGEMENT, INC

$3,855,105

1.59%

180,567

TWO SIGMA INVESTMENTS, LP

$3,533,723

1.46%

165,514

MORGAN STANLEY

$3,509,147

1.45%

164,363

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,955	$41,739	1.2%	Defined
MORGAN STANLEY & CO. LLC	3,282	$70,070	2.0%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	100,187	$2,138,992	61.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	293	$6,255	0.2%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,469	$31,363	0.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	57,177	$1,220,728	34.8%	Defined

D. E. Shaw & Co., Inc.

$3,348,427

1.38%

156,835

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	156,835	$3,348,427	100.0%	Defined

ACADIAN ASSET MANAGEMENT LLC

$3,152,455

1.30%

147,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Acadian Inc	147,656	$3,152,455	100.0%	Defined

Allianz Asset Management GmbH

$3,040,218

1.26%

142,399

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Pacific Investment Management Company LLC	142,399	$3,040,218	100.0%	Defined

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$2,949,566

1.22%

138,153

ALGERT GLOBAL LLC

$2,813,033

1.16%

131,758

GOLDMAN SACHS GROUP INC

$2,631,750

1.09%

123,267

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	52,549	$1,121,921	42.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	70,718	$1,509,829	57.4%	Defined

UBS Group AG

$2,474,166

1.02%

115,886

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	115,886	$2,474,166	100.0%	Defined

LAZARD ASSET MANAGEMENT LLC

$2,077,589

0.86%

97,311

NORTHERN TRUST CORP

$2,016,870

0.83%

94,467

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	92,709	$1,979,337	98.1%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	1,758	$37,533	1.9%	Other

AMERIPRISE FINANCIAL INC

$1,552,891

0.64%

72,735

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	67,617	$1,443,622	93.0%	Defined
Ameriprise Financial Services, LLC	5,118	$109,269	7.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$1,549,540

0.64%

72,578

Vanguard Global Advisers, LLC

$1,514,569

0.63%

70,940

Empowered Funds, LLC

$1,499,901

0.62%

70,253

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bridgeway Capital Management, LLC	70,253	$1,499,901	100.0%	Other

Bank of New York Mellon Corp

$1,104,519

0.46%

51,734

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	31,309	$668,447	60.5%	Defined
The Bank of New York Mellon	20,294	$433,276	39.2%	Defined
BNY Mellon, NA joint	130	$2,775	0.3%	Defined
Held directly	1	$21	0.0%	Defined

Quantinno Capital Management LP

$1,072,261

0.44%

50,223

BANK OF AMERICA CORP /DE/

$967,539

0.40%

45,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	45,318	$967,539	100.0%	Defined

ROYCE & ASSOCIATES LP

$884,039

0.37%

41,407

DEUTSCHE BANK AG\

$821,975

0.34%

38,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	38,500	$821,975	100.0%	Defined

BARCLAYS PLC

$777,139

0.32%

36,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	36,029	$769,219	99.0%	Defined
BARCLAYS CAPITAL INC.	371	$7,920	1.0%	Defined

STRS OHIO

$723,765

0.30%

33,900

HSBC HOLDINGS PLC

$682,346

0.28%

31,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	31,960	$682,346	100.0%	Defined

Invesco Ltd.

$670,772

0.28%

31,418

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	1,466	$31,298	4.7%	Defined
Invesco Trust Co joint	4,453	$95,071	14.2%	Defined
Invesco Capital Management LLC	25,499	$544,403	81.2%	Defined

SEI INVESTMENTS CO

$641,502

0.27%

30,047

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	45	$960	0.1%	Sole
SEI TRUST CO	30,002	$640,542	99.9%	Sole

XTX Topco Ltd

$625,320

0.26%

29,289

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	29,289	$625,320	100.0%	Defined

CITADEL ADVISORS LLC

$575,617

0.24%

26,961

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	280	$5,978	1.0%	Defined
Held directly	26,681	$569,639	99.0%	Defined

MILLENNIUM MANAGEMENT LLC

$570,728

0.24%

26,732

Verdad Advisers, LP

$556,551

0.23%

26,068

Assenagon Asset Management S.A.

$552,942

0.23%

38,213

Sanctuary Advisors, LLC

$497,113

0.21%

23,284

Man Group plc

$489,854

0.20%

22,944

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	22,944	$489,854	100.0%	Defined

State of Tennessee, Department of Treasury

$461,160

0.19%

21,600

ALLIANCEBERNSTEIN L.P.

$437,034

0.18%

20,470

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	20,470	$437,034	100.0%	Defined

Point72 Asset Management, L.P.

$397,238

0.16%

18,606

Russell Investments Group, Ltd.

$396,594

0.16%

18,576

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC joint	11,118	$237,367	59.9%	Defined
Russell Investments Capital, LLC joint	4,441	$94,815	23.9%	Defined
Russell Investments Trust Company joint	3,017	$64,412	16.2%	Other

Unison Advisors LLC

$384,300

0.16%

18,000

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$384,214

0.16%

17,996

Numerai GP LLC

$382,079

0.16%

17,896

KLP KAPITALFORVALTNING AS

$375,760

0.16%

17,600

Connor, Clark & Lunn Investment Management Ltd.

$366,835

0.15%

17,182

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	17,182	$366,835	100.0%	Sole

CITADEL ADVISORS LLC

$356,545

0.15%

16,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	16,700	$356,545	100.0%	Defined

CITIGROUP INC

$356,501

0.15%

16,698

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	826	$17,635	4.9%	Defined
Citigroup Financial Products Inc. joint	15,872	$338,866	95.1%	Defined

Magnetar Financial LLC

$341,962

0.14%

16,017

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Magnetar Asset Management LLC	9,528	$203,422	59.5%	Sole
Held directly	6,489	$138,540	40.5%	Sole

Engineers Gate Manager LP

$337,671

0.14%

15,816

SEGALL BRYANT & HAMILL, LLC

$318,413

0.13%

14,914

RHUMBLINE ADVISERS

$309,788

0.13%

14,510

Vanguard Personalized Indexing Management, LLC

$309,724

0.13%

14,507

FIRST TRUST ADVISORS LP

$308,998

0.13%

14,473

EXCHANGE TRADED CONCEPTS, LLC

$300,992

0.12%

14,098

IEQ CAPITAL, LLC

$300,245

0.12%

14,063

Focus Partners Wealth

$292,793

0.12%

13,714

CITADEL ADVISORS LLC

$273,280

0.11%

12,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	12,800	$273,280	100.0%	Defined

BNP PARIBAS ARBITRAGE, SA

$263,160

0.11%

12,326

Cerity Partners LLC

$260,192

0.11%

12,187

GSA CAPITAL PARTNERS LLP

$249,837

0.10%

11,702

MERCER GLOBAL ADVISORS INC /ADV

$243,881

0.10%

11,423

State of Wyoming

$242,237

0.10%

11,346

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$229,982

0.10%

10,772

OCCUDO QUANTITATIVE STRATEGIES LP

$226,651

0.09%

10,616

WELLS FARGO & COMPANY/MN

$221,676

0.09%

10,383

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	9,365	$199,942	90.2%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	15	$320	0.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	1,003	$21,414	9.7%	Defined

Mariner, LLC

$219,947

0.09%

10,302

Y-Intercept (Hong Kong) Ltd

$219,321

0.09%

15,157

State of Alaska, Department of Revenue

$172,916

0.07%

11,950

LSV ASSET MANAGEMENT

$162,260

0.07%

7,600

FMR LLC

$124,427

0.05%

5,828

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	4,949	$105,661	84.9%	Defined
STRATEGIC ADVISERS LLC	879	$18,766	15.1%	Defined

MetLife Investment Management, LLC

$124,235

0.05%

5,819

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	5,819	$124,235	100.0%	Defined

JPMORGAN CHASE & CO

$118,406

0.05%

5,546

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	4,635	$98,957	83.6%	Defined
J.P. Morgan Investment Management Inc.	468	$9,991	8.4%	Defined
J.P. Morgan Securities plc	443	$9,458	8.0%	Defined

ROYAL BANK OF CANADA

$115,716

0.05%

5,420

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	327	$6,981	6.0%	Defined
RBC Capital Markets, LLC	1,124	$23,997	20.7%	Defined
RBC Dominion Securities Inc.	1,583	$33,797	29.2%	Defined
Held directly	2,386	$50,941	44.0%	Sole

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$109,931

0.05%

5,149

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	5,149	$109,931	100.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$81,044

0.03%

3,796

Police & Firemen's Retirement System of New Jersey

$73,935

0.03%

3,463

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	3,463	$73,935	100.0%	Defined

Parallel Advisors, LLC

$70,817

0.03%

3,317

Arax Advisory Partners

$40,586

0.02%

1,901

NATIONAL BANK OF CANADA /FI/

$40,479

0.02%

1,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	1,896	$40,479	100.0%	Defined

GAMMA Investing LLC

$39,980

0.02%

2,763

OSAIC HOLDINGS, INC.

$34,394

0.01%

1,611

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	1,611	$34,394	100.0%	Defined

LOM Asset Management Ltd

$34,160

0.01%

1,600

EverSource Wealth Advisors, LLC

$32,344

0.01%

1,515

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMSS Wesson Wealth Solutions, LLC	1,059	$22,609	69.9%	Sole
Held directly	456	$9,735	30.1%	Sole

Tower Research Capital LLC (TRC)

$24,338

0.01%

1,140

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	67	$1,430	5.9%	Other
Latour Trading LLC (Latour)	1,073	$22,908	94.1%	Defined

Ameritas Investment Partners, Inc.

$23,933

0.01%

1,121

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	1,121	$23,933	100.0%	Other

Legal & General Group Plc

$20,965

0.01%

982

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	982	$20,965	100.0%	Defined

Versant Capital Management, Inc

$18,999

0.01%

1,313

Global Retirement Partners, LLC

$14,432

0.01%

676

Allworth Financial LP

$14,026

0.01%

657

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Key facts CIK 896264 CUSIP 90328M107 13F (30d) 19 filings 19 filers Visit website Investor relations