Rockefeller Capital Management L.P.
Filing Date
Global Rank
#179
/ 8,586
▲ 5
Top Industry
Semiconductors
10.1%
3Y Alpha vs SPY
-2.8%
Period ended 3 months ago
Filed May 14, 2026 · 34d
25 quarters · since Mar 2020
Clone Performance
Jun 2023–Jun 2026 · vs SPYHypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.
Cloned portfolio
+65.9%
SPY
+78.1%
Annualised alpha
-2.8%
Max drawdown
−18.9%
Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.
Portfolio Concentration
3,268 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Top Position
5.1%
−0.1 pts
Top 5
21.0%
−2.0 pts
Top 10
31.9%
−3.0 pts
HHI
140
Diversified−20
Portfolio Trend
25 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 27.2% | $10,263,438,696 |
| Financial Services | 12.7% | $4,798,549,910 |
| Industrials | 10.1% | $3,832,686,755 |
| Unclassified | 9.2% | $3,461,549,819 |
| Healthcare | 8.9% | $3,365,192,636 |
| Consumer Cyclical | 8.4% | $3,179,895,804 |
| Communication Services | 7.2% | $2,722,938,795 |
| Energy | 6.0% | $2,275,965,358 |
| Consumer Defensive | 4.2% | $1,583,936,881 |
| Utilities | 2.4% | $895,466,166 |
| Real Estate | 2.1% | $782,295,065 |
| Basic Materials | 1.6% | $611,112,808 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| STLA | Stellantis N.V. | +1,685,956 | 1,687,069 | $11,961,317 | |
| EQT | EQT Corp | +1,445,829 | 1,755,084 | $111,693,543 | |
| T | At&T Inc. | +1,330,239 | 5,982,098 | $173,421,017 | |
| DEI | Douglas Emmett Inc | +1,193,629 | 1,409,747 | $13,279,816 | |
| LYFT | Lyft, Inc. | +1,168,616 | 1,251,957 | $16,651,026 | |
| XIFR | XPLR Infrastructure, LP | +648,939 | 848,764 | $9,013,873 | |
| ET | Energy Transfer LP | +592,588 | 5,137,141 | $99,146,821 | |
| UBER | Uber Technologies, Inc | +505,989 | 3,577,295 | $257,314,826 | |
| GBDC | GOLUB CAPITAL BDC, Inc. | +491,866 | 2,802,868 | $35,484,307 | |
| KHC | Kraft Heinz Co | +437,275 | 492,289 | $11,071,577 | |
| APA | APA Corp | +427,651 | 534,318 | $22,676,454 | |
| FSK | FS KKR Capital Corp | +416,631 | 1,543,127 | $15,709,032 | |
| OBDC | Blue Owl Capital Corp | +406,940 | 2,130,221 | $23,560,243 | |
| NEE | Nextera Energy Inc | +393,161 | 2,560,302 | $237,800,845 | |
| NVDA | Nvidia Corp | +353,432 | 9,029,958 | $1,574,824,671 | |
| OWL | Blue Owl Capital Inc. | +346,743 | 953,246 | $8,703,134 | |
| RELX | Relx PLC | +340,345 | 491,203 | $16,283,377 | |
| HIX | Western Asset High Income Fund II Inc. | +324,957 | 512,145 | $2,038,337 | |
| RUN | Sunrun Inc. | +321,821 | 326,158 | $4,422,701 | |
| DOCN | DigitalOcean Holdings, Inc. | +309,226 | 313,895 | $26,925,911 | |
| OTF | Blue Owl Technology Finance Corp. | +298,621 | 922,665 | $11,431,818 | |
| BXSL | Blackstone Secured Lending Fund | +297,443 | 474,721 | $11,246,140 | |
| AMZN | Amazon Com Inc | +296,478 | 5,897,727 | $1,228,319,598 | |
| FSCO | FS Credit Opportunities Corp. | +287,497 | 1,583,147 | $8,074,049 | |
| CCI | Crown Castle Inc. | +259,328 | 307,143 | $24,973,795 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| KW | Kennedy-Wilson Holdings, Inc. | −2,148,629 | 576,647 | $6,239,319 | |
| STKL | SunOpta Inc. | −2,039,533 | 110,852 | $718,320 | |
| IBN | Icici Bank Ltd | −1,458,433 | 927,565 | $24,023,930 | |
| BGC | BGC Group, Inc. | −686,223 | 1,630,485 | $15,946,142 | |
| S | SentinelOne, Inc. | −648,597 | 40,298 | $519,037 | |
| CMCSA | Comcast Corp | −603,445 | 614,556 | $17,643,900 | |
| EOG | Eog Resources Inc | −539,129 | 264,609 | $38,254,520 | |
| SLB | Slb Limited/Nv | −421,614 | 971,964 | $49,949,226 | |
| SHOP | Shopify Inc. | −417,573 | 574,415 | $68,137,103 | |
| KD | Kyndryl Holdings, Inc. | −387,391 | 12,905 | $169,312 | |
| BCSF | Bain Capital Specialty Finance, Inc. | −372,218 | 135,793 | $1,683,833 | |
| TRIN | Trinity Capital Inc. | −320,940 | 643,608 | $9,467,473 | |
| HLN | Haleon plc | −293,691 | 5,103,509 | $51,086,123 | |
| M | Macy's, Inc. | −282,467 | 9,833 | $177,877 | |
| WAL | Western Alliance Bancorporation | −255,786 | 4,443 | $314,786 | |
| VOD | Vodafone Group Public Ltd Co | −255,375 | 138,819 | $2,085,059 | |
| TCOM | Trip.com Group Ltd | −228,194 | 5,402 | $268,964 | |
| CCL | Carnival Corp Ltd. | −211,170 | 485,523 | $12,565,333 | |
| KFY | Korn Ferry | −209,725 | 493,573 | $31,070,418 | |
| VAL | Valaris Ltd | −206,168 | 28,684 | $2,812,177 | |
| SIG | Signet Jewelers Ltd | −189,307 | 1,032 | $87,347 | |
| IQV | Iqvia Holdings Inc. | −184,953 | 22,950 | $3,913,890 | |
| MMSI | Merit Medical Systems Inc | −184,813 | 250,774 | $17,285,849 | |
| TSN | Tyson Foods, Inc. | −179,803 | 2,615 | $167,541 | |
| ZM | Zoom Communications, Inc. | −179,710 | 213,894 | $17,194,937 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| TTE | TotalEnergies SE | 1,471,551 | $133,881,706 | |
| AZN | Astrazeneca PLC | 473,389 | $93,361,776 | |
| LNG | Cheniere Energy, Inc. | 328,651 | $93,258,006 | |
| CECO | Ceco Environmental Corp | 254,321 | $15,152,444 | |
| AMCR | Amcor plc | 301,019 | $11,965,504 | |
| VSNT | Versant Media Group, Inc. | 235,125 | $8,704,325 | |
| SOC | Sable Offshore Corp. | 263,750 | $4,357,148 | |
| AGNC | AGNC Investment Corp. | 399,578 | $4,007,765 | |
| WPC | W. P. Carey Inc. | 38,687 | $2,629,166 | |
| THC | Tenet Healthcare Corp | 11,529 | $2,175,635 | |
| NTAP | NetApp, Inc. | 17,751 | $1,817,523 | |
| DFTX | Definium Therapeutics, Inc. | 55,206 | $1,043,393 | |
| UTHR | UNITED THERAPEUTICS Corp | 1,562 | $926,232 | |
| PNFP | Pinnacle Financial Partners, Inc. | 10,249 | $882,848 | |
| SPXX | Nuveen S&P 500 Dynamic Overwrite Fund | 46,544 | $747,962 | |
| ATAI | AtaiBeckley Inc. | 179,000 | $633,660 | |
| UMC | United Microelectronics Corp | 50,292 | $451,621 | |
| CTRE | CareTrust REIT, Inc. | 9,798 | $359,095 | |
| DMLP | Dorchester Minerals, L.P. | 12,525 | $339,427 | |
| EC | Ecopetrol S.A. | 20,200 | $302,798 | |
| SUNB | Sunbelt Rentals Holdings, Inc. | 3,893 | $253,394 | |
| IRDM | Iridium Communications Inc. | 8,307 | $230,435 | |
| WIT | Wipro Ltd | 107,606 | $228,124 | |
| DVA | Davita Inc. | 1,065 | $163,678 | |
| OMEX | Odyssey Marine Exploration Inc | 123,749 | $103,206 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| PNNT | Pennantpark Investment Corp | 195,676 | $1,166,228 | |
| NPB | Northpointe Bancshares Inc | 57,538 | $965,487 | |
| EXAS | EXACT SCIENCES CORP | 6,102 | $619,718 | |
| BXMX | Nuveen S&P 500 BuyWrite Income Fund | 39,680 | $583,296 | |
| NGD | New Gold Inc. /FI | 59,500 | $518,245 | |
| GEG | Great Elm Group, Inc. | 175,145 | $446,619 | |
| GBTC | Grayscale Bitcoin Trust ETF | 6,488 | $443,519 | |
| FUBO | FuboTV Inc. | 12,514 | $378,422 | |
| ATS | ATS Corp /ATS | 9,790 | $269,616 | |
| DIAX | Nuveen Dow 30sm Dynamic Overwrite Fund | 15,556 | $237,384 | |
| BTC | Grayscale Bitcoin Mini Trust ETF | 4,140 | $160,342 | |
| COOK | Traeger, Inc. | 1,850 | $99,900 | |
| BCML | BayCom Corp | 3,198 | $94,021 | |
| CNTA | Centessa Pharmaceuticals plc | 3,468 | $86,734 | |
| BODI | Beachbody Company, Inc. | 8,000 | $82,880 | |
| ATHM | Autohome Inc. | 3,704 | $82,451 | |
| THQ | abrdn Healthcare Opportunities Fund | 4,000 | $76,520 | |
| OBK | Origin Bancorp, Inc. | 2,016 | $75,821 | |
| IGI | Western Asset Investment Grade Opportunity Trust Inc. | 2,979 | $49,153 | |
| GRND | Grindr Inc. | 3,299 | $44,668 | |
| NQP | NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND | 3,372 | $40,093 | |
| CCAP | Crescent Capital BDC, Inc. | 2,500 | $35,125 | |
| PIPR | Piper Sandler Companies | 346 | $29,384 | |
| LTRX | Lantronix Inc | 5,000 | $29,300 | |
| PFLT | PennantPark Floating Rate Capital Ltd. | 3,000 | $27,810 | |
| No positions match the current search. | ||||
170 positions ·
$611,112,808 total
· Basic Materials only
· as of Mar 31, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 170 positions by value
· page 1 of 4
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| LIN |
Linde PLC
Basic Materials
|
Added | 415,786 | $206,130,065 | 33.73% | |
| NEM |
NEWMONT Corp /DE/
Basic Materials
|
Reduced | 425,869 | $46,100,318 | 7.54% | |
| ECL |
Ecolab Inc.
Basic Materials
|
Added | 128,804 | $34,264,437 | 5.61% | |
| BHP |
BHP Group Ltd
Basic Materials
|
Added | 469,018 | $34,116,367 | 5.58% | |
| SHW |
Sherwin Williams Co
Basic Materials
|
Reduced | 100,256 | $32,137,058 | 5.26% | |
| FCX |
Freeport-Mcmoran Inc
Basic Materials
|
Reduced | 466,055 | $27,394,711 | 4.48% | |
| B |
Barrick Mining Corp
Basic Materials
|
Reduced | 495,847 | $20,225,597 | 3.31% | |
| APD |
Air Products & Chemicals, Inc.
Basic Materials
|
Reduced | 56,390 | $16,380,730 | 2.68% | |
| NUE |
Nucor Corp
Basic Materials
|
Added | 73,168 | $12,372,707 | 2.02% | |
| RIO |
Rio Tinto PLC
Basic Materials
|
Reduced | 120,952 | $11,283,609 | 1.85% | |
| RPM |
Rpm International Inc/De/
Basic Materials
|
Reduced | 110,856 | $11,019,085 | 1.80% | |
| SCCO |
Southern Copper Corp/
Basic Materials
|
Added | 59,259 | $10,196,101 | 1.67% | |
| MLM |
Martin Marietta Materials Inc
Basic Materials
|
Added | 16,770 | $9,872,162 | 1.62% | |
| PAAS |
Pan American Silver Corp
Basic Materials
|
Reduced | 162,090 | $8,854,976 | 1.45% | |
| NGVT |
Ingevity Corp
Basic Materials
|
Added | 114,958 | $8,188,457 | 1.34% | |
| VMC |
Vulcan Materials CO
Basic Materials
|
Reduced | 25,786 | $7,021,526 | 1.15% | |
| AEM |
Agnico Eagle Mines Ltd
Basic Materials
|
Reduced | 34,190 | $6,939,884 | 1.14% | |
| CX |
Cemex Sab De CV
Basic Materials
|
Reduced | 590,310 | $6,753,146 | 1.11% | |
| ALB |
Albemarle Corp
Basic Materials
|
Reduced | 36,996 | $6,641,891 | 1.09% | |
| MP |
MP Materials Corp. / DE
Basic Materials
|
Reduced | 127,903 | $6,172,597 | 1.01% | |
| CTVA |
Corteva, Inc.
Basic Materials
|
Reduced | 70,522 | $5,903,394 | 0.97% | |
| CRH |
Crh Public Ltd Co
Basic Materials
|
Reduced | 50,614 | $5,320,541 | 0.87% | |
| LYB |
LyondellBasell Industries N.V.
Basic Materials
|
Added | 64,973 | $5,234,223 | 0.86% | |
| SSD |
Simpson Manufacturing Co., Inc.
Basic Materials
|
Added | 29,284 | $5,025,719 | 0.82% | |
| STLD |
Steel Dynamics Inc
Basic Materials
|
Reduced | 23,170 | $4,170,600 | 0.68% | |
| SOLS |
Solstice Advanced Materials Inc.
Basic Materials
|
Reduced | 53,133 | $4,046,605 | 0.66% | |
| ARIS |
Aris Mining Corp
Basic Materials
|
Reduced | 208,721 | $3,875,948 | 0.63% | |
| AA |
Alcoa Corp
Basic Materials
|
Added | 58,149 | $3,857,021 | 0.63% | |
| CDE |
Coeur Mining, Inc.
Basic Materials
|
Added | 181,944 | $3,415,086 | 0.56% | |
| DD |
DuPont de Nemours, Inc.
Basic Materials
|
Reduced | 70,818 | $3,243,464 | 0.53% | |
| CLF |
Cleveland-Cliffs Inc.
Basic Materials
|
Added | 316,978 | $2,678,462 | 0.44% | |
| PPG |
Ppg Industries Inc
Basic Materials
|
Added | 24,482 | $2,616,634 | 0.43% | |
| DOW |
Dow Inc.
Basic Materials
|
Added | 60,625 | $2,525,029 | 0.41% | |
| WPM |
Wheaton Precious Metals Corp.
Basic Materials
|
Added | 19,240 | $2,520,630 | 0.41% | |
| AG |
First Majestic Silver Corp
Basic Materials
|
Reduced | 93,303 | $2,004,148 | 0.33% | |
| EMN |
Eastman Chemical Co
Basic Materials
|
Added | 25,880 | $1,975,160 | 0.32% | |
| CE |
Celanese Corp
Basic Materials
|
Added | 27,225 | $1,790,587 | 0.29% | |
| HUN |
Huntsman CORP
Basic Materials
|
Added | 123,801 | $1,647,789 | 0.27% | |
| MOS |
Mosaic Co
Basic Materials
|
Added | 59,434 | $1,515,565 | 0.25% | |
| EQX |
Equinox Gold Corp.
Basic Materials
|
Reduced | 101,102 | $1,461,934 | 0.24% | |
| NTR |
Nutrien Ltd.
Basic Materials
|
Added | 16,982 | $1,281,459 | 0.21% | |
| RGLD |
Royal Gold Inc
Basic Materials
|
Added | 4,895 | $1,245,727 | 0.20% | |
| IE |
Ivanhoe Electric Inc.
Basic Materials
|
Added | 92,614 | $1,094,696 | 0.18% | |
| BTG |
B2gold Corp
Basic Materials
|
Added | 229,805 | $1,041,016 | 0.17% | |
| VALE |
Vale S.A.
Basic Materials
|
Added | 63,685 | $1,013,227 | 0.17% | |
| KGC |
Kinross Gold Corp
Basic Materials
|
Reduced | 32,605 | $995,102 | 0.16% | |
| TMC |
TMC the metals Co Inc.
Basic Materials
|
Added | 199,256 | $930,525 | 0.15% | |
| TMQ |
Trilogy Metals Inc.
Basic Materials
|
Added | 250,966 | $900,967 | 0.15% | |
| PKX |
Posco Holdings Inc.
Basic Materials
|
Added | 15,157 | $886,531 | 0.15% | |
| ERO |
Ero Copper Corp.
Basic Materials
|
Added | 32,108 | $856,320 | 0.14% |