VISTA INVESTMENT MANAGEMENT
Registered adviserRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $323,938,503 | Individuals and high net worth (87%) |
| Apr 2025 to Mar 2026 | $286,317,129 | Individuals and high net worth (86%) |
| Apr 2024 to Mar 2025 | $273,678,968 | Individuals and high net worth (86%) |
| May 2023 to Mar 2024 | $207,681,242 | Individuals and high net worth (93%) |
| Apr 2023 | $207,681,242 | Individuals and high net worth (93%) |
| Apr 2022 to Mar 2023 | $212,170,993 | Individuals and high net worth (93%) |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Closest benchmark: every 13F filer's combined book, active share 81.3%; sector active share 55.2% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
174 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Portfolio Trend
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 64.6% | $211,486,849 |
| Financial Services | 9.7% | $31,682,630 |
| Technology | 8.7% | $28,314,819 |
| Healthcare | 4.9% | $16,101,235 |
| Industrials | 3.7% | $12,093,256 |
| Communication Services | 2.5% | $8,025,953 |
| Consumer Cyclical | 2.0% | $6,528,384 |
| Consumer Defensive | 1.5% | $4,757,373 |
| Energy | 1.3% | $4,092,156 |
| Real Estate | 1.0% | $3,182,850 |
| Utilities | 0.2% | $505,755 |
| Basic Materials | 0.1% | $414,849 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BSCW | +132,608 | 262,405 | $5,381,926 | ||
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +91,143 | 104,651 | $12,507,887 | |
| BSCU | Invesco BulletShares 2030 Corporate Bond ETF | +18,161 | 497,713 | $8,284,432 | |
| SPIB | State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF | +18,138 | 263,457 | $8,815,271 | |
| VO | VANGUARD MID-CAP INDEX FUND | +16,358 | 21,841 | $1,759,729 | |
| FPEI | First Trust Institutional Preferred Securities and Income ETF | +16,032 | 295,710 | $5,704,245 | |
| JAAA | Janus Henderson AAA CLO ETF | +11,771 | 203,868 | $10,293,295 | |
| BSCT | Invesco BulletShares 2029 Corporate Bond ETF | +10,987 | 74,276 | $1,379,676 | |
| FLTR | VanEck IG Floating Rate ETF | +9,152 | 341,380 | $8,742,741 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | +4,432 | 131,523 | $10,394,262 | |
| WFC | Wells Fargo & Company | +4,303 | 28,228 | $2,332,761 | |
| JMST | JPMorgan Ultra-Short Municipal Income ETF | +3,748 | 28,971 | $1,477,521 | |
| GPN | Global Payments Inc | +3,407 | 13,200 | $957,792 | |
| FLRN | State Street(R) SPDR(R) Bloomberg Investment Grade Floating Rate ETF | +2,930 | 14,131 | $435,941 | |
| IPKW | Invesco Ltd. | +1,881 | 66,079 | $3,722,163 | |
| LVS | Las Vegas Sands Corp | +1,264 | 40,136 | $1,853,881 | |
| RSPT | Victory Portfolios II | +1,212 | 126,534 | $8,161,443 | |
| VT | VANGUARD TOTAL WORLD STOCK INDEX FUND | +1,081 | 5,939 | $932,126 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | +1,054 | 57,926 | $3,457,602 | |
| VGSH | VANGUARD SHORT-TERM TREASURY INDEX FUND | +918 | 12,527 | $729,071 | |
| VEA | Vanguard FTSE Developed Markets ETF | +894 | 28,631 | $2,039,958 | |
| JNJ | Johnson & Johnson | +820 | 2,113 | $536,638 | |
| RSPS | Victory Portfolios II | +590 | 9,371 | $280,942 | |
| MSFT | Microsoft Corp | +528 | 4,445 | $1,658,073 | |
| EWX | State Street(R) SPDR(R) S&P(R) Emerging Markets Small Cap ETF | +360 | 48,283 | $3,587,909 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BSCR | Invesco BulletShares 2027 Corporate Bond ETF | −54,715 | 57,840 | $1,134,531 | |
| BSCS | Invesco BulletShares 2028 Corporate Bond ETF | −53,187 | 294,496 | $5,998,883 | |
| ABR | Arbor Realty Trust Inc | −10,456 | 68,505 | $371,297 | |
| COHR | Coherent Corp. | −4,689 | 21,627 | $8,531,202 | |
| NVO | Novo Nordisk A S | −4,558 | 23,666 | $1,134,548 | |
| SPSB | State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF | −4,250 | 114,137 | $3,425,251 | |
| VRIG | Invesco Variable Rate Investment Grade ETF | −4,106 | 113,727 | $2,851,135 | |
| JPST | JPMorgan Ultra-Short Income ETF | −4,051 | 25,631 | $1,296,159 | |
| ICSH | iShares Ultra Short Duration Bond Active ETF | −2,976 | 51,055 | $2,582,361 | |
| SGOV | iShares 0-3 Month Treasury Bond ETF | −1,690 | 15,250 | $1,535,217 | |
| MCHP | Microchip Technology Inc | −1,170 | 20,145 | $1,837,224 | |
| CSCO | Cisco Systems, Inc. | −936 | 22,494 | $2,642,145 | |
| CSX | Csx Corp | −810 | 26,822 | $1,274,849 | |
| IJH | iShares Core S&P Mid-Cap ETF | −608 | 42,348 | $3,265,454 | |
| SPMD | State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF | −581 | 78,154 | $5,280,084 | |
| WCC | Wesco International Inc | −551 | 13,199 | $4,559,330 | |
| ORRF | Orrstown Financial Services Inc | −550 | 7,740 | $316,024 | |
| FIS | Fidelity National Information Services, Inc. | −534 | 6,987 | $271,654 | |
| IJR | iShares Core S&P Small-Cap ETF | −511 | 41,776 | $6,195,798 | |
| SLQD | iShares 0-5 Year Investment Grade Corporate Bond ETF | −486 | 40,235 | $2,026,636 | |
| CIVB | Civista Bancshares, Inc. | −450 | 16,076 | $453,664 | |
| SPEM | State Street(R) SPDR(R) Portfolio Emerging Markets ETF | −426 | 92,786 | $4,804,459 | |
| PNC | Pnc Financial Services Group, Inc. | −425 | 13,721 | $3,378,384 | |
| FBIZ | First Business Financial Services, Inc. | −421 | 52,349 | $3,306,886 | |
| GLW | Corning Inc | −392 | 8,431 | $2,153,530 | |
| No positions match the current search. | |||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Added | 104,651 | $12,507,887 | 3.82% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Added | 131,523 | $10,394,262 | 3.18% | |
| JAAA |
Janus Henderson AAA CLO ETF
|
Added | 203,868 | $10,293,295 | 3.15% | |
| SPIB |
State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF
|
Added | 263,457 | $8,815,271 | 2.69% | |
| FLTR |
VanEck IG Floating Rate ETF
|
Added | 341,380 | $8,742,741 | 2.67% | |
| COHR |
Coherent Corp.
Technology
|
Reduced | 21,627 | $8,531,202 | 2.61% | |
| BSCU |
Invesco BulletShares 2030 Corporate Bond ETF
|
Added | 497,713 | $8,284,432 | 2.53% | |
| RSPT |
Victory Portfolios II
|
Added | 126,534 | $8,161,443 | 2.49% | |
| QUAL |
iShares MSCI USA Quality Factor ETF
|
Reduced | 33,410 | $7,331,156 | 2.24% | |
|
|
Added | 37,265 | $6,963,412 | 2.13% | ||
| EPS |
WisdomTree U.S. LargeCap Fund
|
Added | 85,033 | $6,614,717 | 2.02% | |
| IJR |
iShares Core S&P Small-Cap ETF
|
Reduced | 41,776 | $6,195,798 | 1.89% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 18,884 | $6,181,299 | 1.89% | |
| BSCS |
Invesco BulletShares 2028 Corporate Bond ETF
|
Reduced | 294,496 | $5,998,883 | 1.83% | |
| FPEI |
First Trust Institutional Preferred Securities and Income ETF
|
Added | 295,710 | $5,704,245 | 1.74% | |
| BSCW |
|
Added | 262,405 | $5,381,926 | 1.64% | |
| SPMD |
State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF
|
Reduced | 78,154 | $5,280,084 | 1.61% | |
| SPEM |
State Street(R) SPDR(R) Portfolio Emerging Markets ETF
|
Reduced | 92,786 | $4,804,459 | 1.47% | |
| VOX |
VANGUARD COMMUNICATION SERVICES INDEX FUND
|
Reduced | 25,587 | $4,706,728 | 1.44% | |
| WCC |
Wesco International Inc
Industrials
|
Reduced | 13,199 | $4,559,330 | 1.39% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 11,000 | $3,931,070 | 1.20% | |
| COF |
Capital One Financial Corp
Financial Services
|
Added | 18,814 | $3,774,464 | 1.15% | |
| IPKW |
Invesco Ltd.
Financial Services
|
Added | 66,079 | $3,722,163 | 1.14% | |
| SPDW |
State Street(R) SPDR(R) Portfolio Developed World ex-US ETF
|
Added | 73,785 | $3,718,026 | 1.14% | |
| EWX |
State Street(R) SPDR(R) S&P(R) Emerging Markets Small Cap ETF
|
Added | 48,283 | $3,587,909 | 1.10% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Added | 57,926 | $3,457,602 | 1.06% | |
| SPSB |
State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF
|
Reduced | 114,137 | $3,425,251 | 1.05% | |
| PNC |
Pnc Financial Services Group, Inc.
Financial Services
|
Reduced | 13,721 | $3,378,384 | 1.03% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
CALL
+ SHARES
Technology
|
Added | 6,969 | $3,328,185 | 1.02% | |
| FBIZ |
First Business Financial Services, Inc.
Financial Services
|
Reduced | 52,349 | $3,306,886 | 1.01% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Reduced | 42,348 | $3,265,454 | 1.00% | |
|
|
Reduced | 34,692 | $3,179,174 | 0.97% | ||
| VRIG |
Invesco Variable Rate Investment Grade ETF
|
Reduced | 113,727 | $2,851,135 | 0.87% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 9,593 | $2,775,830 | 0.85% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Reduced | 22,494 | $2,642,145 | 0.81% | |
| LOW |
Lowes Companies Inc
Consumer Cyclical
|
Added | 11,768 | $2,594,726 | 0.79% | |
| ICSH |
iShares Ultra Short Duration Bond Active ETF
|
Reduced | 51,055 | $2,582,361 | 0.79% | |
| BFH |
Bread Financial Holdings, Inc.
Financial Services
|
Reduced | 23,174 | $2,510,902 | 0.77% | |
| RTX |
RTX Corp
Industrials
|
Reduced | 13,095 | $2,484,514 | 0.76% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 12,769 | $2,432,749 | 0.74% | |
| TEL |
TE Connectivity plc
Technology
|
Reduced | 12,008 | $2,420,932 | 0.74% | |
|
|
Added | 37,313 | $2,414,524 | 0.74% | ||
| WFC |
Wells Fargo & Company
Financial Services
|
Added | 28,228 | $2,332,761 | 0.71% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Added | 4,634 | $2,323,302 | 0.71% | |
| DIS |
Walt Disney Co
Communication Services
|
Added | 22,917 | $2,205,761 | 0.67% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Reduced | 25,081 | $2,204,118 | 0.67% | |
| GLW |
Corning Inc
Technology
|
Reduced | 8,431 | $2,153,530 | 0.66% | |
| ELV |
Elevance Health, Inc.
Healthcare
|
Reduced | 5,540 | $2,142,484 | 0.65% | |
| SPY |
Spdr S&P 500 ETF Trust
PUT
+ SHARES
|
Reduced | 2,777 | $2,073,780 | 0.63% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 4,952 | $2,058,199 | 0.63% |
Showing the top 50 of 174 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.