Pasadena Private Wealth, LLC

Registered adviser

CIK

1760578

Location

PASADENA, CA

Portfolio Value

Small $788,498,719

Diversification

Diversified

Filing Date

Global Rank

#2,928 / 8,818 ▼ 95

Top Industry

Asset Management 22.8%

Period ended 4 months ago

Filed Aug 11, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 295178

Roster of Oct 1, 2026

Regulatory AUM

$1,620,620,686

Main clients

Individuals and high net worth (71% of AUM)

Private funds

6 funds · Mixed

Focus by fund count, roster of Oct 1, 2026

$131,402,192 gross assets

Private funds on Schedule D 7.B.(1)

As filed Oct 7, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$90,494,162 gross assets in 6 funds Real estate funds $49,400,000 (2) Other private funds $35,029,162 (2) Venture capital funds $4,550,000 (1) Private equity funds $1,515,000 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$1,620,620,686	Individuals and high net worth (71%)
Apr 2025 to Feb 2026	$1,268,875,503	Individuals and high net worth (70%)
Apr 2024 to Mar 2025	$1,209,114,893	Individuals and high net worth (69%)
Sep 2023 to Mar 2024	$917,237,924	Individuals and high net worth (67%)
May 2023 to Aug 2023	$917,237,924	Individuals and high net worth (67%)
Apr 2023	$917,237,924	Individuals and high net worth (67%)

5 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 63.9% of the book (60%+)

Turnover

Medium turnover

44.8% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 16.0 quarters (12+), a floor since 45.1% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 80.8%; sector active share 65.7% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

271 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

29.5%

+1.2 pts

Top 5

49.8%

+1.0 pts

Top 10

63.4%

+0.3 pts

HHI

1,048

Diversified+61

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	77.4%	$610,675,932	127
Financial Services	6.4%	$50,302,645	37
Technology	5.8%	$45,913,952	23
Real Estate	2.7%	$21,571,137	25
Communication Services	1.9%	$15,008,283	9
Basic Materials	1.7%	$13,476,191	4
Consumer Cyclical	1.5%	$11,925,809	5
Energy	0.9%	$7,127,973	11
Healthcare	0.9%	$6,722,671	16
Industrials	0.4%	$2,901,295	8
Consumer Defensive	0.3%	$2,436,390	3
Utilities	0.1%	$436,441	3

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VUG	VANGUARD GROWTH INDEX FUND	+855,391	1,035,344	$89,184,532
BTC	Grayscale Bitcoin Mini Trust ETF	+123,711	351,755	$9,128,042
FREL	Fidelity MSCI Real Estate Index ETF	+69,428	290,004	$8,497,117
BPRE	Bluerock Private Real Estate Fund	+47,520	1,930,752	$25,119,083
ETH	Grayscale Ethereum Staking Mini ETF	+44,850	176,572	$2,653,877
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+28,415	53,903	$2,707,547
PYLD		+25,827	444,116	$11,777,956
PFFA	Virtus InfraCap U.S. Preferred Stock ETF	+24,741	55,876	$1,149,369
FENI	Fidelity Enhanced International ETF	+24,256	583,475	$23,414,851
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	+24,215	49,764	$3,058,495
GBDC	GOLUB CAPITAL BDC, Inc.	+20,000	55,213	$711,143
PHYS	Sprott Physical Gold Trust	+17,044	182,356	$5,501,680
USFR	WisdomTree Floating Rate Treasury Fund	+16,783	74,330	$3,742,515
FLXR		+13,875	329,980	$12,938,515
BCX	BlackRock Resources & Commodities Strategy Trust	+12,034	58,772	$664,711
SCMB	Schwab Municipal Bond ETF	+11,546	44,784	$1,156,322
CALI		+10,321	42,671	$2,156,378
IDVO	Amplify CWP International Enhanced Dividend Income ETF	+10,241	52,424	$2,201,808
VPLS	VANGUARD CORE-PLUS BOND ETF	+6,737	140,655	$10,911,452
DES	WisdomTree U.S. SmallCap Dividend Fund	+6,380	33,305	$1,354,847
DON	WisdomTree U.S. Midcap Dividend Fund	+5,899	23,956	$1,353,993
IQLT	iShares MSCI Intl Quality Factor ETF	+5,300	24,320	$1,205,056
VEU	Vanguard International Equity Index Funds	+5,121	644,290	$53,959,287
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	+5,005	6,150	$508,113
HTGC	Hercules Capital, Inc.	+5,000	26,802	$422,667
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GDLC	Grayscale CoinDesk Crypto 5 ETF	−190,158	62,492	$1,649,163
COM	Direxion Auspice Broad Commodity Strategy ETF	−92,084	265,233	$8,646,595
EPD	Enterprise Products Partners L.P.	−31,576	76,441	$2,809,971
JAAA	Janus Henderson AAA CLO ETF	−23,362	29,737	$1,501,421
TLTW	iShares 20+ Year Treasury Bond BuyWrite Strategy ETF	−19,817	81,187	$1,813,717
FBND	Fidelity Total Bond ETF	−18,366	8,430	$383,480
PFFR	InfraCap REIT Preferred ETF	−14,747	44,414	$772,803
CTA	EIDP, Inc.	−10,983	512,694	$13,299,282
PAAA	PGIM AAA CLO ETF	−9,749	9,650	$494,755
NXRT	NexPoint Residential Trust, Inc.	−8,256	19,006	$530,647
BITW	Bitwise 10 Crypto Index ETF	−8,171	11,645	$437,619
AVEM	Avantis Emerging Markets Equity ETF	−6,299	222,072	$21,427,727
AMD	Advanced Micro Devices Inc	−5,808	6,039	$3,508,115
NNN	Nnn REIT, Inc.	−5,641	42,751	$1,989,204
FNDX	Schwab Fundamental U.S. Large Company ETF	−4,731	868,323	$27,004,845
BEPC	Brookfield Renewable Corp	−4,000	5,540	$205,644
AVLV	Avantis U.S. Large Cap Value ETF	−3,876	50,286	$4,586,586
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−3,437	18,082	$1,052,372
O	Realty Income Corp	−3,193	50,665	$3,139,203
FBTC	Fidelity Wise Origin Bitcoin Fund	−2,966	41,493	$2,118,217
RLY	State Street(R) Multi-Asset Real Return ETF	−2,658	13,128	$453,047
COWZ	Pacer US Cash Cows 100 ETF	−2,352	34,668	$2,156,349
STAG	STAG Industrial, Inc.	−2,285	6,858	$261,015
KQQQ	Kurv Technology Titans Select ETF	−2,200	7,200	$218,664
STRK	Strategy Inc	−2,161	33,571	$1,974,646
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
XHLF	BondBloxx Bloomberg Six Month Target Duration US Treasury ETF	612,547	$30,811,114
CLOA		36,559	$1,897,777
KBWY	Invesco KBW Premium Yield Equity REIT ETF	71,041	$1,319,231
SEIX	Virtus Seix Senior Loan ETF	41,467	$959,131
PDI	PIMCO Dynamic Income Fund	48,212	$805,140
UTG	Reaves Utility Income Fund	16,394	$667,563
VNQI	VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX FUND	13,050	$585,292
TDIV	First Trust NASDAQ Technology Dividend Index Fund	3,613	$415,061
DFAC	Dimensional U.S. Core Equity 2 ETF	7,055	$312,959
CRWD	CrowdStrike Holdings, Inc.	408	$311,361
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	5,192	$307,937
AMAT	Applied Materials Inc	422	$305,106
ALAB	Astera Labs, Inc.	614	$296,574
QQQI	NEOS Nasdaq-100(R) High Income ETF	5,222	$296,557
NBIS	Nebius Group N.V.	1,001	$276,446
VTMX	Vesta Real Estate Corporation, S.A.B. de C.V.	8,000	$274,480
VTES	VANGUARD SHORT-TERM TAX-EXEMPT BOND ETF	2,662	$269,687
—		8,385	$254,568
STX	Seagate Technology Holdings plc	262	$252,830
MCO	Moodys Corp	520	$235,518
FRT	Federal Realty Investment Trust	1,853	$228,734
KRG	Kite Realty Group Trust	8,000	$227,040
SDVY	First Trust SMID Cap Rising Dividend Achievers ETF	5,250	$226,485
IUSG	iShares Core S&P U.S. Growth ETF	1,200	$225,708
DOCN	DigitalOcean Holdings, Inc.	1,420	$222,982
No positions match the current search.

Sold Out

Positions the filer fully exited

15 positions

Ticker	Company	Shares	Value
—		2,286,833	$31,924,188
—		2,033	$332,090
IEF	iShares 7-10 Year Treasury Bond ETF	2,546	$242,990
SUB	iShares Short-Term National Muni Bond ETF	2,278	$242,607
—		5,598	$211,261
T	At&T Inc.	6,973	$202,147
XPEV	Xpeng Inc.	10,365	$177,345
CLM	Cornerstone Strategic Investment Fund, Inc.	23,661	$172,252
COLD	Americold Realty Trust	14,324	$164,153
NKX	Nuveen California Amt-Free Quality Municipal Income Fund	10,000	$119,000
AGNC	AGNC Investment Corp.	10,559	$105,906
TNYA	Tenaya Therapeutics, Inc.	15,099	$10,448
ATYR	aTYR PHARMA INC	12,228	$9,537
SGMOQ	Sangamo Therapeutics, Inc	22,093	$5,523
AMLP	Alerian MLP ETF	3,934	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

271 tracked positions · $788,498,719 total · filing declares 341 positions · $786,093,537 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 271 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
VTV	VANGUARD VALUE INDEX FUND	Added	412,598	+1,896	$89,917,482	+11.6%	26+	before history	11.40%
VUG	VANGUARD GROWTH INDEX FUND	Added	1,035,344	+855,391	$89,184,532	+13.5%	26+	before history	11.31%
VEU	Vanguard International Equity Index Funds	Added	644,290	+5,121	$53,959,287	+12.4%	26+	before history	6.84%
XHLF	BondBloxx Bloomberg Six Month Target Duration US Treasury ETF	NEW	612,547	NEW	$30,811,114	NEW	1	$50.25	3.91%
FNDX	Schwab Fundamental U.S. Large Company ETF	Reduced	868,323	-4,731	$27,004,845	+11.1%	11	unpriced	3.42%
BPRE	Bluerock Private Real Estate Fund Financial Services	Added	1,930,752	+47,520	$25,119,083	−19.7%	3	unpriced	3.19%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	102,774	+1,204	$24,973,054	+13.2%	26+	before history	3.17%
FENI	Fidelity Enhanced International ETF	Added	583,475	+24,256	$23,414,851	+12.6%	5	$33.61	2.97%
AVEM	Avantis Emerging Markets Equity ETF	Reduced	222,072	-6,299	$21,427,727	+16.4%	5	$63.92	2.72%
AAPL	Apple Inc. Technology	Added	70,394	+227	$20,369,207	+14.4%	26+	before history	2.58%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Reduced	53,151	-1,078	$19,437,320	+18.6%	26+	before history	2.47%
VTEC	Vanguard California Tax-Exempt Bond ETF	Added	140,810	+1,777	$14,165,486	+2.8%	2	$100.61	1.80%
CTA	EIDP, Inc. Basic Materials	Reduced	512,694	-10,983	$13,299,282	−16.0%	7	$28.66	1.69%
FLXR		Added	329,980	+13,875	$12,938,515	+4.2%	7	$39.12	1.64%
PYLD		Added	444,116	+25,827	$11,777,956	+7.5%	11	$26.53	1.49%
GUNR	FlexShares Morningstar Global Upstream Natural Resources Index Fund	Added	236,853	+3,973	$11,672,115	−9.1%	25	$40.50	1.48%
SPY	Spdr S&P 500 ETF Trust	Reduced	15,180	-82	$11,335,968	+14.2%	26+	before history	1.44%
VPLS	VANGUARD CORE-PLUS BOND ETF	Added	140,655	+6,737	$10,911,452	+5.0%	2	$78.21	1.38%
BTC	Grayscale Bitcoin Mini Trust ETF	Added	351,755	+123,711	$9,128,042	+33.5%	8	unpriced	1.16%
COM	Direxion Auspice Broad Commodity Strategy ETF	Reduced	265,233	-92,084	$8,646,595	−27.9%	23	unpriced	1.10%
FREL	Fidelity MSCI Real Estate Index ETF	Added	290,004	+69,428	$8,497,117	+43.2%	2	$28.12	1.08%
FNDA	Schwab Strategic Trust	Added	212,362	+943	$8,082,497	+17.9%	11	$25.32	1.03%
GOOG	Alphabet Inc. CALL + SHARES Communication Services	Reduced	22,177	-58	$7,835,799	+22.9%	26+	before history	0.99%
QQQ	Invesco Qqq Trust, Series 1	Added	7,874	+609	$5,798,413	+38.3%	26+	before history	0.74%
PHYS	Sprott Physical Gold Trust Financial Services	Added	182,356	+17,044	$5,501,680	−6.1%	9	$21.66	0.70%
VOO	VANGUARD 500 INDEX FUND	Added	7,831	+186	$5,378,409	+17.7%	6	unpriced	0.68%
GBTC	Grayscale Bitcoin Trust ETF	Reduced	117,609	-14	$5,353,561	−13.7%	9	$52.45	0.68%
AMZN	Amazon Com Inc CALL + SHARES Consumer Cyclical	Added	22,147	+992	$5,278,515	+19.8%	26+	before history	0.67%
TSLA	Tesla, Inc. CALL + SHARES Consumer Cyclical	Reduced	12,423	-1,721	$5,225,113	−0.6%	24	unpriced	0.66%
GOOGL	Alphabet Inc. CALL + SHARES Communication Services	Added	14,555	+389	$5,201,520	+27.7%	26+	before history	0.66%
AVLV	Avantis U.S. Large Cap Value ETF	Reduced	50,286	-3,876	$4,586,586	+5.1%	9	$66.68	0.58%
AMD	Advanced Micro Devices Inc CALL + SHARES Technology	Reduced	7,539	-7,808	$4,282,788	+37.2%	25	$128.48	0.54%
USFR	WisdomTree Floating Rate Treasury Fund	Added	74,330	+16,783	$3,742,515	+29.2%	11	unpriced	0.47%
O	Realty Income Corp CALL + SHARES Real Estate	Reduced	64,165	-3,193	$3,226,778	−4.6%	11	$57.63	0.41%
NVDA	Nvidia Corp PUT CALL + SHARES Technology	Added	17,575	+3,395	$3,163,974	+32.5%	14	unpriced	0.40%
IWR	iShares Russell Mid-Cap ETF	Held	28,500	0	$3,144,120	+13.5%	19	unpriced	0.40%
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	Added	49,764	+24,215	$3,058,495	+115.6%	6	$57.94	0.39%
BAC	Bank Of America Corp Financial Services	Reduced	53,064	-40	$3,023,586	+16.8%	26+	before history	0.38%
AVUV	Avantis U.S. Small Cap Value ETF	Reduced	24,184	-1,682	$3,017,195	+5.6%	8	$94.15	0.38%
MSFT	Microsoft Corp CALL + SHARES Technology	Added	7,964	+919	$2,934,127	+14.1%	26+	before history	0.37%
EPD	Enterprise Products Partners L.P. Energy	Reduced	76,441	-31,576	$2,809,971	−31.3%	11	$30.37	0.36%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	7,472	-2	$2,764,938	+15.3%	22	unpriced	0.35%
IRM	Iron Mountain Inc Real Estate	Reduced	21,601	-9	$2,728,422	+23.6%	3	$93.59	0.35%
SCHD	Schwab U.S. Dividend Equity ETF	Added	85,824	+3,822	$2,721,479	+8.2%	26+	before history	0.35%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	53,903	+28,415	$2,707,547	+112.7%	2	$50.01	0.34%
SPG	Simon Property Group Inc. Real Estate	Added	12,082	+19	$2,702,139	+20.1%	3	$181.73	0.34%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	16,409	+211	$2,695,506	+16.8%	17	unpriced	0.34%
PSLV	Sprott Physical Silver Trust Financial Services	Added	141,531	+4,503	$2,670,689	−20.1%	25	$9.45	0.34%
ETH	Grayscale Ethereum Staking Mini ETF	Added	176,572	+44,850	$2,653,877	+1.4%	8	unpriced	0.34%
ETHE	Grayscale Ethereum Staking ETF	Reduced	204,593	-285	$2,610,606	−25.4%	8	$23.44	0.33%

Showing the top 50 of 271 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.