Retirement Planning Co of New England, Inc.

Registered adviser

CIK

1817693

Location

Warwick, RI

Portfolio Value

Small $257,433,774

Diversification

Diversified

Filing Date

Global Rank

#5,427 / 8,815 ▲ 66 · as of Jun 2026

Top Industry

Semiconductors 12.4%

Period ended 23 days ago

Filed Oct 15, 2026 · 8d

20 quarters · since Dec 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 108705

Roster of Oct 1, 2026

Regulatory AUM

$394,398,625

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$394,398,625	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$336,297,057	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$278,833,631	Individuals and high net worth (100%)
May 2023 to Mar 2024	$228,244,200	Individuals and high net worth (100%)
Apr 2023	$228,244,200	Individuals and high net worth (100%)
Apr 2022 to Mar 2023	$262,472,051	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 30.5%, 68.5 effective positions, active share 54.2% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

12.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 16.3 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 54.2%; sector active share 18.6% against the combined 13F book's sector weights.

Over time 19 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

256 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

4.2%

−0.0 pts

Top 5

19.3%

+1.4 pts

Top 10

32.1%

+1.6 pts

HHI

159

Diversified+13

Portfolio Trend

20 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	24.9%	$64,189,317	77
Technology	17.6%	$45,278,483	29
Healthcare	12.2%	$31,290,935	23
Financial Services	10.2%	$26,233,922	30
Industrials	8.1%	$20,960,484	21
Communication Services	7.3%	$18,757,514	7
Consumer Cyclical	4.7%	$12,072,435	14
Consumer Defensive	4.0%	$10,279,544	15
Real Estate	3.5%	$8,933,607	15
Energy	3.0%	$7,639,245	9
Basic Materials	2.9%	$7,402,466	8
Utilities	1.7%	$4,395,822	8

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
FISV	Fiserv Inc	+9,961	39,663	$1,791,974
ERIC	Ericsson Lm Telephone Co	+6,767	19,556	$178,937
BMNR	Bitmine Immersion Technologies, Inc.	+4,876	23,786	$628,663
RYN	Rayonier Inc	+4,470	21,591	$396,410
CPNG	Coupang, Inc.	+4,050	20,133	$279,244
IBX	Tradr 2X Long IBM Daily ETF	+4,019	13,747	$211,566
CHWY	Chewy, Inc.	+2,887	20,161	$366,930
ZTS	Zoetis Inc.	+2,818	13,415	$936,769
QXO	QXO, Inc.	+2,600	29,838	$348,806
DOW	Dow Inc.	+2,206	27,477	$756,716
ASAN	Asana, Inc.	+2,187	30,994	$261,279
AAT	American Assets Trust, Inc.	+2,100	10,670	$226,844
CCI	Crown Castle Inc.	+1,906	12,532	$835,257
GXO	GXO Logistics, Inc.	+1,608	18,583	$826,014
TQQQ	ProShares UltraPro QQQ	+1,593	46,144	$3,600,616
METU	Direxion Daily META Bull 2X Shares	+1,487	20,425	$625,515
ASGI	abrdn Global Infrastructure Income Fund	+1,359	20,824	$402,319
CLX	Clorox Co	+1,232	7,434	$602,228
STZ	Constellation Brands, Inc.	+1,213	6,179	$698,597
LYB	LyondellBasell Industries N.V.	+991	11,936	$685,961
MBLY	Mobileye Global Inc.	+765	23,095	$170,672
SYM	Symbotic Inc.	+658	18,795	$790,705
RITM	Rithm Capital Corp.	+620	19,153	$171,036
PODD	Insulet Corp	+607	3,285	$428,593
RSP	Victory Portfolios II	+574	4,734	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ZVRA	Zevra Therapeutics, Inc.	−22,081	612,329	$6,717,249
TOAK	Twin Oak Short Horizon Absolute Return ETF	−20,523	49,838	$1,450,784
PBR	Petrobras - Petroleo Brasileiro SA	−7,759	35,922	$749,692
BABA	Alibaba Group Holding Ltd	−5,232	12,629	$1,358,122
IOT	Samsara Inc.	−4,780	10,919	$416,341
FCX	Freeport-Mcmoran Inc	−3,383	26,427	$1,849,890
WIX	Wix.com Ltd.	−3,345	13,632	$983,276
NVDA	Nvidia Corp	−2,349	44,742	$10,218,177
EIPI	FT Energy Income Partners Enhanced Income ETF	−2,309	144,132	$3,068,570
KMI	Kinder Morgan, Inc.	−2,285	74,479	$2,245,541
RYLD	Global X Russell 2000 Covered Call ETF	−2,276	11,999	$185,624
COLD	Americold Realty Trust	−1,830	37,816	$528,667
BA	Boeing Co	−1,492	21,695	$4,036,354
UNH	Unitedhealth Group Inc	−1,438	5,113	$1,876,880
IVZ	Invesco Ltd.	−1,412	33,722	$1,017,055
AAPL	Apple Inc.	−1,361	30,604	$10,191,744
BAC	Bank Of America Corp	−1,280	41,535	$2,260,750
TGT	Target Corp	−1,050	5,317	$833,120
WEX	WEX Inc.	−1,046	2,581	$435,414
TDIV	First Trust NASDAQ Technology Dividend Index Fund	−998	13,961	$1,575,080
VO	VANGUARD MID-CAP INDEX FUND	−922	37,129	$2,911,656
NEM	NEWMONT Corp	−911	10,670	$1,230,677
ABBV	AbbVie Inc.	−879	19,356	$5,063,336
BDX	Becton Dickinson & Co	−753	2,966	$530,914
SUPN	Supernus Pharmaceuticals, Inc.	−750	12,905	$555,431
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
SOXL	Direxion Daily Semiconductor Bull 3X Shares	4,400	$650,584
IBIT	iShares Bitcoin Trust ETF	5,227	$247,446
QLD	ProShares Ultra QQQ	2,576	$246,394
BABX	GraniteShares 2x Long BABA Daily ETF	15,026	$244,444
CRM	Salesforce, Inc.	973	$223,371
UBER	Uber Technologies, Inc	3,107	$212,860
IYH	iShares U.S. Healthcare ETF	2,856	$204,375
ELF	e.l.f. Beauty, Inc.	1,998	$201,738
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	13,160	$1,799,235
WELL	Welltower Inc.	4,982	$1,130,764
TEVA	Teva Pharmaceutical Industries Ltd	29,312	$993,090
GLW	Corning Inc	1,305	$333,336
OKE	Oneok Inc	2,909	$252,908
—		953	$234,638
EXC	Exelon Corp	4,881	$227,552
MAA	Mid America Apartment Communities Inc.	1,590	$220,914
YETI	YETI Holdings, Inc.	4,298	$213,008
NVS	Novartis AG	1,356	$212,512
MDLZ	Mondelez International, Inc.	3,646	$210,884
BOTZ	Global X Robotics & Artificial Intelligence ETF	5,322	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

256 tracked positions · $257,433,774 total · filing declares 256 positions · $263,047,713 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 256 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	44,742	-2,349	$10,218,177	+8.4%	3.97%
AAPL	Apple Inc. Technology	Reduced	30,604	-1,361	$10,191,744	+10.2%	3.96%
QQQ	Invesco Qqq Trust, Series 1	Reduced	11,149	-613	$8,247,695	−4.8%	3.20%
ZVRA	Zevra Therapeutics, Inc. Healthcare	Reduced	612,329	-22,081	$6,717,249	−26.2%	2.61%
GOOGL	Alphabet Inc. Communication Services	Reduced	17,183	-544	$5,912,326	−6.7%	2.30%
META	Meta Platforms, Inc. Communication Services	Reduced	7,530	-227	$5,460,605	+25.0%	2.12%
ABBV	AbbVie Inc. Healthcare	Reduced	19,356	-879	$5,063,336	−0.6%	1.97%
MSFT	Microsoft Corp Technology	Reduced	9,751	-152	$5,001,287	+35.4%	1.94%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	19,391	-564	$4,831,267	+1.6%	1.88%
GOOG	Alphabet Inc. Communication Services	Reduced	14,022	-667	$4,777,856	−7.9%	1.86%
AVGO	Broadcom Inc. Technology	Reduced	12,798	-702	$4,494,529	−11.9%	1.75%
BA	Boeing Co Industrials	Reduced	21,695	-1,492	$4,036,354	−19.6%	1.57%
ETN	Eaton Corp plc Industrials	Reduced	8,981	-155	$3,859,225	−0.9%	1.50%
TQQQ	ProShares UltraPro QQQ	Added	46,144	+1,593	$3,600,616	−0.2%	1.40%
BX	Blackstone Inc. Financial Services	Reduced	29,677	-12	$3,326,494	−4.8%	1.29%
EIPI	FT Energy Income Partners Enhanced Income ETF	Reduced	144,132	-2,309	$3,068,570	−4.1%	1.19%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	37,129	-922	$2,911,656	−5.0%	1.13%
V	Visa Inc. Financial Services	Reduced	8,098	-164	$2,909,854	+2.7%	1.13%
RTX	RTX Corp Industrials	Reduced	14,693	-353	$2,727,755	−4.4%	1.06%
LLY	ELI LILLY & Co Healthcare	Reduced	2,320	-83	$2,684,425	−6.9%	1.04%
GS	Goldman Sachs Group Inc Financial Services	Reduced	2,764	-32	$2,488,595	−12.0%	0.97%
INTC	Intel Corp Technology	Added	20,527	+95	$2,467,961	−13.5%	0.96%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	12,540	-108	$2,392,882	+4.6%	0.93%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	26,070	-704	$2,349,167	+1.9%	0.91%
USD	ProShares Ultra Semiconductors	Reduced	24,276	-431	$2,337,293	−9.3%	0.91%
MU	Micron Technology Inc Technology	Reduced	2,159	-227	$2,299,572	−16.5%	0.89%
BAC	Bank Of America Corp Financial Services	Reduced	41,535	-1,280	$2,260,750	−7.3%	0.88%
KMI	Kinder Morgan, Inc. Energy	Reduced	74,479	-2,285	$2,245,541	−8.5%	0.87%
CVS	CVS HEALTH Corp Healthcare	Reduced	25,022	-301	$2,144,135	−18.2%	0.83%
QCOM	Qualcomm Inc Technology	Reduced	11,192	-556	$2,059,775	−5.1%	0.80%
VNQ	VANGUARD REAL ESTATE INDEX FUND	Reduced	22,601	-450	$2,025,727	−8.9%	0.79%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	15,486	+25	$1,946,125	+5.3%	0.76%
ROM	ProShares Ultra Technology	Reduced	12,068	-502	$1,920,984	−1.5%	0.75%
UNH	Unitedhealth Group Inc Healthcare	Reduced	5,113	-1,438	$1,876,880	−31.1%	0.73%
VB	Vanguard Index Funds	Reduced	6,570	-182	$1,869,099	−8.7%	0.73%
FCX	Freeport-Mcmoran Inc Basic Materials	Reduced	26,427	-3,383	$1,849,890	−1.3%	0.72%
FISV	Fiserv Inc	Added	39,663	+9,961	$1,791,974	+23.0%	0.70%
CVX	Chevron Corp Energy	Reduced	8,404	-68	$1,716,180	+22.2%	0.67%
MS	Morgan Stanley Financial Services	Reduced	8,833	-117	$1,661,310	−11.2%	0.65%
CAT	Caterpillar Inc Industrials	Reduced	2,045	-41	$1,658,065	−25.4%	0.64%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Reduced	13,961	-998	$1,575,080	−8.3%	0.61%
GILD	Gilead Sciences, Inc. Healthcare	Reduced	10,483	-744	$1,562,491	+10.2%	0.61%
PSX	Phillips 66 Energy	Reduced	5,956	-269	$1,520,626	+44.5%	0.59%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	4,437	-56	$1,467,892	−0.2%	0.57%
MRK	Merck & Co., Inc. Healthcare	Reduced	10,096	-501	$1,467,049	+7.7%	0.57%
JNJ	Johnson & Johnson Healthcare	Reduced	5,523	-21	$1,462,159	+3.8%	0.57%
TOAK	Twin Oak Short Horizon Absolute Return ETF	Reduced	49,838	-20,523	$1,450,784	−28.5%	0.56%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	16,112	+404	$1,446,213	+4.8%	0.56%
WFC	Wells Fargo & Company Financial Services	Reduced	18,037	-356	$1,443,861	−5.0%	0.56%
DVY	iShares Select Dividend ETF	Reduced	9,376	-162	$1,425,808	−4.4%	0.55%

Showing the top 50 of 256 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.