McCarthy Asset Management, Inc.

Registered adviser

CIK

1843169

Location

REDWOOD SHORES, CA

Portfolio Value

Small $208,872,450

Diversification

Diversified

Filing Date

Global Rank

#6,340 / 8,811 ▼ 430 · as of Jun 2026

Top Industry

Drug Manufacturers - General 40.7%

Period ended 21 days ago

Filed Oct 20, 2026 · 1d

23 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 118285

Roster of Oct 1, 2026

Regulatory AUM

$422,403,865

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$422,403,865	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$377,857,588	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$366,197,561	Individuals and high net worth (100%)
May 2023 to Mar 2024	$326,136,145	Individuals and high net worth (100%)
Mar 2023 to Apr 2023	$326,136,145	Individuals and high net worth (100%)
Feb 2022 to Feb 2023	$374,028,444	Individuals and high net worth (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 96.3% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Long horizon

Value-weighted holding period 15.6 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 95.4%; sector active share 86.9% against the combined 13F book's sector weights.

Over time 22 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

28 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

22.6%

−0.5 pts

Top 5

68.8%

−2.4 pts

Top 10

94.1%

−2.2 pts

HHI

1,197

Diversified−69

Portfolio Trend

23 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	96.6%	$201,752,004	17
Healthcare	1.5%	$3,111,040	2
Technology	1.1%	$2,282,038	4
Communication Services	0.4%	$903,233	2
Consumer Cyclical	0.4%	$824,135	2
Energy	0.0%	$0	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

7 positions

Ticker	Company	Δ Shares	Shares	Value
CGDV	Capital Group Dividend Value ETF	+5,399	282,758	$13,812,728
CGGR	Capital Group Growth ETF	+4,963	219,602	$10,415,722
JPIE	JPMorgan Income ETF	+1,696	173,493	$7,788,100
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+1,580	343,210	$26,512,972
ET	Energy Transfer LP	+26	10,699	$0
IWB	iShares Russell 1000 ETF	+4	3,943	$1,640,800
JNJ	Johnson & Johnson	+2	10,935	$2,894,931
No positions match the current search.

Trimmed

Positions the filer reduced

14 positions

Ticker	Company	Δ Shares	Shares	Value
TCAF	T. Rowe Price Capital Appreciation Equity ETF	−19,469	518,047	$21,897,846
SCHG	Schwab U.S. Large-Cap Growth ETF	−7,568	353,977	$12,718,393
SCHB	Schwab U.S. Broad Market ETF	−7,238	35,157	$1,030,451
SCHD	Schwab U.S. Dividend Equity ETF	−7,010	798,372	$25,971,041
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	−2,921	143,176	$10,043,796
JPST	JPMorgan Ultra-Short Income ETF	−1,869	75,924	$3,824,291
SCHM	Schwab U.S. Mid-Cap ETF	−1,707	217,566	$7,401,595
VIG	Vanguard Specialized Funds	−1,530	122,845	$28,660,966
DFAC	Dimensional U.S. Core Equity 2 ETF	−486	105,448	$4,687,163
VXUS	Vanguard Total International Stock ETF	−203	229,909	$19,533,068
GOOG	Alphabet Inc.	−150	1,332	$453,865
IWF	iShares Russell 1000 Growth ETF	−56	42,415	$5,312,902
AMAT	Applied Materials Inc /De	−24	1,125	$575,302
AAPL	Apple Inc.	−11	2,413	$803,577
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
AVGV	Avantis All Equity Markets Value ETF	5,929	$500,170
No positions match the current search.

Sold Out

Positions the filer fully exited

2 positions

Ticker	Company	Shares	Value
AEHR	Aehr Test Systems	2,610	$250,716
BRK-B	Berkshire Hathaway Inc	499	$249,694
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

28 tracked positions · $208,872,450 total · filing declares 28 positions · $209,083,953 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Energy Healthcare Technology

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VIG	Vanguard Specialized Funds	Reduced	122,845	-1,530	$28,660,966	−2.6%	13.72%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	343,210	+1,580	$26,512,972	−1.8%	12.69%
SCHD	Schwab U.S. Dividend Equity ETF	Reduced	798,372	-7,010	$25,971,041	+1.7%	12.43%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Reduced	518,047	-19,469	$21,897,846	−0.9%	10.48%
VXUS	Vanguard Total International Stock ETF	Reduced	229,909	-203	$19,533,068	−0.7%	9.35%
CGDV	Capital Group Dividend Value ETF	Added	282,758	+5,399	$13,812,728	+1.1%	6.61%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	353,977	-7,568	$12,718,393	+4.0%	6.09%
CGGR	Capital Group Growth ETF	Added	219,602	+4,963	$10,415,722	+2.8%	4.99%
BND	VANGUARD TOTAL BOND MARKET INDEX FUND	Reduced	143,176	-2,921	$10,043,796	−6.4%	4.81%
JPIE	JPMorgan Income ETF	Added	173,493	+1,696	$7,788,100	−1.6%	3.73%
SCHM	Schwab U.S. Mid-Cap ETF	Reduced	217,566	-1,707	$7,401,595	−8.4%	3.54%
IWF	iShares Russell 1000 Growth ETF	Reduced	42,415	-56	$5,312,902	—	2.54%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	105,448	-486	$4,687,163	−0.3%	2.24%
JPST	JPMorgan Ultra-Short Income ETF	Reduced	75,924	-1,869	$3,824,291	−2.8%	1.83%
JNJ	Johnson & Johnson Healthcare	Added	10,935	+2	$2,894,931	+4.3%	1.39%
IWB	iShares Russell 1000 ETF	Added	3,943	+4	$1,640,800	—	0.79%
SCHB	Schwab U.S. Broad Market ETF	Reduced	35,157	-7,238	$1,030,451	−16.1%	0.49%
AAPL	Apple Inc. Technology	Reduced	2,413	-11	$803,577	+14.6%	0.38%
AMAT	Applied Materials Inc /De Technology	Reduced	1,125	-24	$575,302	−30.7%	0.28%
MSFT	Microsoft Corp Technology	Held	1,019	0	$522,645	+37.5%	0.25%
AVGV	Avantis All Equity Markets Value ETF	NEW	5,929	NEW	$500,170	NEW	0.24%
TSLA	Tesla, Inc. Consumer Cyclical	Held	1,320	0	$468,349	−15.6%	0.22%
GOOG	Alphabet Inc. Communication Services	Reduced	1,332	-150	$453,865	−13.3%	0.22%
GOOGL	Alphabet Inc. Communication Services	Held	1,306	0	$449,368	−3.7%	0.22%
AMD	Advanced Micro Devices Inc Technology	Held	622	0	$380,514	+5.3%	0.18%
AMZN	Amazon Com Inc Consumer Cyclical	Held	1,428	0	$355,786	+4.5%	0.17%
TTRX	Turn Therapeutics Inc. Healthcare	Held	15,018	0	$216,109	+97.1%	0.10%
ET	Energy Transfer LP Energy	Added	10,699	+26	$0	—	0.00%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.