Strategic Asset Management, LLC

CIK

1888541

Location

ROCHESTER, MN

Portfolio Value

Micro $53,443,188

Diversification

Diversified

Filing Date

Global Rank

#6,424 / 6,827 ▲ 7 · as of Sep 2022

Top Industry

Consumer Electronics 27.0%

Period ended 4 years ago

Filed Nov 1, 2022 · 4y

5 quarters · since Sep 2021

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2022, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.5% of the book (60%+)

Turnover

Low turnover

24.1% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 4.8 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 81.7%; sector active share 55.3% against the combined 13F book's sector weights.

Over time 5 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

466 tracked positions · as of Sep 30, 2022 · Δ vs Jun 30, 2022

Top Position

19.7%

+0.1 pts

Top 5

57.6%

+3.6 pts

Top 10

74.5%

+3.1 pts

HHI

880

Diversified+75

Portfolio Trend

5 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2022

Sector	% Portfolio	Value	Positions
Unclassified	83.3%	$44,506,987	225
Technology	5.6%	$3,004,254	29
Financial Services	4.0%	$2,161,771	60
Consumer Cyclical	2.1%	$1,126,437	30
Healthcare	1.6%	$839,258	34
Industrials	1.1%	$588,802	22
Consumer Defensive	0.7%	$367,855	14
Energy	0.6%	$306,722	16
Real Estate	0.4%	$211,537	14
Communication Services	0.3%	$176,914	9
Utilities	0.2%	$93,196	4
Basic Materials	0.1%	$59,455	9

Last Quarter's Activity

Export CSV

Sep 30, 2022 vs Jun 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
EELV	Invesco Ltd.	+19,491	19,605	$411,508
YUM	Yum Brands Inc	+17,546	17,592	$66,891
ESGE	iShares Trust	+6,757	6,853	$0
GOVT	iShares U.S. Treasury Bond ETF	+6,476	37,688	$857,778
IFRA	iShares U.S. Infrastructure ETF	+3,893	3,942	$127,090
IJR	iShares Core S&P Small-Cap ETF	+2,967	20,841	$1,817,126
—		+2,964	3,292	$60,105
FSEP	FT Vest U.S. Equity Buffer ETF - September	+2,580	3,997	$126,145
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+1,896	103,474	$4,344,873
—		+1,734	19,754	$571,088
ZVRA	Zevra Therapeutics, Inc.	+1,656	41,743	$260,476
SHY	iShares 1-3 Year Treasury Bond ETF	+1,652	2,172	$176,388
BKD	Brookdale Senior Living Inc.	+1,550	2,647	$11,302
DJUL	FT Vest U.S. Equity Deep Buffer ETF - July	+1,544	3,274	$97,074
DJAN	FT Vest U.S. Equity Deep Buffer ETF - January	+1,529	4,914	$146,584
DOCT	FT Vest U.S. Equity Deep Buffer ETF - October	+1,524	5,236	$159,467
SCHZ	Schwab U.S. Aggregate Bond ETF	+1,512	10,920	$494,785
DAPR	FT Vest U.S. Equity Deep Buffer ETF - April	+1,464	12,508	$357,853
—		+1,461	2,754	$50,150
AWAY		+1,298	10,358	$0
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	+1,230	3,780	$112,039
FISR	State Street(R) Fixed Income Sector Rotation ETF	+1,158	4,530	$115,628
RWX	State Street(R) SPDR(R) Dow Jones(R) International Real Estate ETF	+1,118	1,558	$37,563
DNOV	FT Vest U.S. Equity Deep Buffer ETF - November	+1,075	3,165	$102,862
AMZN	Amazon Com Inc	+912	3,552	$401,376
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NEAR	iShares Short Duration Bond Active ETF	−26,975	1,075	$52,954
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−18,921	2,477	$63,906
XSOE	WisdomTree Emerging Markets ex-State-Owned Enterprises Fund	−14,100	5,369	$132,184
SCHA	Schwab U.S. Small-Cap ETF	−10,902	1,238	$46,796
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	−6,608	5,217	$130,164
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−5,711	8	$576
EFV	iShares MSCI EAFE Value ETF	−5,136	25,124	$968,027
ET	Energy Transfer LP	−4,400	271	$3,000
VLUE	iShares MSCI USA Value Factor ETF	−3,216	1,482	$121,316
IXG	iShares Global Financials ETF	−3,098	301	$18,454
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	−2,808	1,789	$38,910
FALN	iShares Fallen Angels USD Bond ETF	−2,496	3,925	$93,807
VEA	Vanguard FTSE Developed Markets ETF	−2,422	56,975	$2,071,611
SPEU	State Street(R) SPDR(R) Portfolio Europe ETF	−2,336	1,611	$46,396
SCHJ	Schwab 1-5 Year Corporate Bond ETF	−2,158	240	$11,112
PM	Philip Morris International Inc.	−2,100	498	$41,338
XLSR	State Street(R) US Sector Rotation ETF	−2,087	15,458	$555,096
BUFG	FT Vest Buffered Allocation Growth ETF	−1,950	35,565	$599,981
FAUG	FT Vest U.S. Equity Buffer ETF - August	−1,750	575	$18,883
IYW	iShares, Inc.	−1,715	1,576	$115,631
DVY	iShares Select Dividend ETF	−1,430	841	$90,172
ALTL	Pacer Lunt Large Cap Alternator ETF	−932	5,328	$190,848
MUB	iShares National Muni Bond ETF	−700	391	$40,108
F	Ford Motor Co	−670	500	$5,600
NMZ	Nuveen Municipal High Income Opportunity Fund	−600	500	$5,140
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
QSPT	FT Vest Nasdaq-100 Buffer ETF - September	7,400	$122,558
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	3,981	$111,985
PR	Permian Resources Corp	5,000	$34,000
UNH	Unitedhealth Group Inc	30	$15,151
SCHI	Schwab 5-10 Year Corporate Bond ETF	3,259	$11,000
GCOW	Pacer Global Cash Cows Dividend ETF	330	$8,827
ETD	Ethan Allen Interiors Inc	295	$6,236
MPT	Medical Properties Trust Inc	462	$5,479
HLN	Haleon plc	736	$4,482
CGO	Calamos Global Total Return Fund	392	$3,849
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	82	$3,415
MDT	Medtronic plc	18	$1,453
PSEP		15	$417
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
GDX	VanEck Gold Miners ETF	3,995	$109,383
FBT	First Trust NYSE Arca Biotechnology Index Fund	470	$63,713
HON	Honeywell International Inc	250	$43,452
PFEB		1,277	$34,453
CDEV	Permian Resources Corp	5,000	$30,000
GSG	iShares S&P GSCI Commodity-Indexed Trust	1,000	$23,100
COP	Conocophillips	220	$19,758
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	168	$17,085
SIVR	abrdn Silver ETF Trust	617	$12,012
HTD	John Hancock Tax-Advantaged Dividend Income Fund	500	$11,475
CTSH	Cognizant Technology Solutions Corp	161	$10,865
BSV	VANGUARD SHORT-TERM BOND INDEX FUND	130	$9,982
NUV	Nuveen Municipal Value Fund Inc	900	$8,037
PCAR	Paccar Inc	88	$7,245
FNDX	Schwab Fundamental U.S. Large Company ETF	134	$6,820
NFLX	Netflix Inc	37	$6,470
MKL	Markel Group Inc.	4	$5,173
—		200	$5,000
FNDF	Schwab Fundamental International Equity ETF	166	$4,699
FNDE	Schwab Fundamental Emerging Markets Equity ETF	175	$4,537
FNDA	Schwab Strategic Trust	95	$4,298
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND	89	$4,255
SCHE	Schwab Emerging Markets Equity ETF	133	$3,375
—		109	$3,174
FNDC	Schwab Fundamental International Small Equity ETF	89	$2,706
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

466 tracked positions · $53,443,188 total · filing declares 613 positions · $57,749,000 · as of Sep 30, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 466 positions by value · page 1 of 10

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	103,474	+1,896	$4,344,873	−3.5%	5	before history	8.13%
RSP	Victory Portfolios II	Reduced	27,480	-302	$3,497,654	−6.2%	5	before history	6.54%
ESGU	iShares ESG Aware MSCI USA ETF	Reduced	35,927	-254	$2,852,963	−6.0%	5	before history	5.34%
QQQ	Invesco Qqq Trust, Series 1	Reduced	9,637	-173	$2,575,584	−6.3%	5	before history	4.82%
AAPL	Apple Inc. Technology	Reduced	17,470	-113	$2,414,354	+0.4%	5	before history	4.52%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	56,975	-2,422	$2,071,611	−14.5%	5	before history	3.88%
		Added	19,915	+91	$1,824,214	+0.6%	5	before history	3.41%
IJR	iShares Core S&P Small-Cap ETF	Added	20,841	+2,967	$1,817,126	+10.0%	5	before history	3.40%
DFEB	FT Vest U.S. Equity Deep Buffer ETF - February	Added	52,740	+815	$1,723,174	+0.0%	5	before history	3.22%
FFEB	FT Vest U.S. Equity Buffer ETF - February	Held	41,575	0	$1,389,020	−2.2%	5	before history	2.60%
EFG	iShares MSCI EAFE Growth ETF	Reduced	13,798	-253	$1,001,182	−11.5%	5	before history	1.87%
EFV	iShares MSCI EAFE Value ETF	Reduced	25,124	-5,136	$968,027	−26.3%	5	before history	1.81%
GOVT	iShares U.S. Treasury Bond ETF	Added	37,688	+6,476	$857,778	+15.0%	5	before history	1.61%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	2,525	+20	$674,225	−1.4%	5	before history	1.26%
		Added	5,372	+502	$662,851	+3.9%	3	$139.23	1.24%
FDEC	FT Vest U.S. Equity Buffer ETF - December	Reduced	21,402	-150	$634,355	−3.4%	5	before history	1.19%
BUFG	FT Vest Buffered Allocation Growth ETF	Reduced	35,565	-1,950	$599,981	−9.4%	4	unpriced	1.12%
		Added	19,754	+1,734	$571,088	+7.6%	5	before history	1.07%
XLSR	State Street(R) US Sector Rotation ETF	Reduced	15,458	-2,087	$555,096	−16.9%	5	before history	1.04%
SCHZ	Schwab U.S. Aggregate Bond ETF	Added	10,920	+1,512	$494,785	+9.9%	5	before history	0.93%
SPY	Spdr S&P 500 ETF Trust	Reduced	1,339	-366	$478,264	−25.6%	5	before history	0.89%
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	Added	6,895	+568	$451,691	+1.8%	5	before history	0.85%
IUSB	iShares Core Universal USD Bond ETF	Reduced	9,912	-277	$441,084	−7.5%	5	before history	0.83%
EELV	Invesco Ltd. Financial Services	Added	19,605	+19,491	$411,508	+15422.7%	2	$22.96	0.77%
AMZN	Amazon Com Inc Consumer Cyclical	Added	3,552	+912	$401,376	+43.1%	5	before history	0.75%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	12,162	+199	$377,508	−9.2%	5	before history	0.71%
FJAN	FT Vest U.S. Equity Buffer ETF - January	Added	12,010	+390	$366,725	+1.0%	5	before history	0.69%
DDEC	FT Vest U.S. Equity Deep Buffer ETF - December	Reduced	12,110	-65	$362,694	−0.4%	5	before history	0.68%
DAPR	FT Vest U.S. Equity Deep Buffer ETF - April	Added	12,508	+1,464	$357,853	+11.2%	5	before history	0.67%
USMV	iShares MSCI USA Min Vol Factor ETF	Added	5,239	+885	$346,297	+13.3%	5	before history	0.65%
VO	VANGUARD MID-CAP INDEX FUND	Reduced	1,835	-18	$344,943	−5.5%	5	before history	0.65%
FAPR	FT Vest U.S. Equity Buffer ETF - April	Held	12,285	0	$338,980	−2.8%	5	before history	0.63%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Added	1,144	+18	$328,671	−5.2%	5	before history	0.61%
FV	First Trust Dorsey Wright Focus 5 ETF	Reduced	7,510	-20	$308,240	−1.2%	5	before history	0.58%
COWZ	Pacer US Cash Cows 100 ETF	Added	7,347	+122	$301,373	−3.2%	4	$47.83	0.56%
FMAR	FT Vest U.S. Equity Buffer ETF - March	Added	9,815	+910	$288,266	+7.4%	5	before history	0.54%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Added	7,467	+831	$287,927	+9.3%	5	before history	0.54%
ZVRA	Zevra Therapeutics, Inc. Healthcare	Added	41,743	+1,656	$260,476	+45.7%	5	before history	0.49%
JVAL	JPMorgan U.S. Value Factor ETF	Reduced	7,585	-413	$225,881	−12.0%	5	before history	0.42%
PDBC	Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF	Added	13,261	+422	$214,562	−7.4%	5	before history	0.40%
SCHP	Schwab U.S. TIPS ETF	Reduced	3,956	-470	$204,920	−17.0%	5	before history	0.38%
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	Added	5,004	+502	$201,060	+5.9%	5	before history	0.38%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	895	-4	$196,237	−3.5%	5	before history	0.37%
ALTL	Pacer Lunt Large Cap Alternator ETF	Reduced	5,328	-932	$190,848	−25.5%	5	before history	0.36%
MCD	Mcdonalds Corp Consumer Cyclical	Held	785	0	$181,130	−6.5%	5	before history	0.34%
SHY	iShares 1-3 Year Treasury Bond ETF	Added	2,172	+1,652	$176,388	+309.7%	3	unpriced	0.33%
		Reduced	5,065	-223	$172,513	−9.3%	5	before history	0.32%
BUFT	FT Vest Buffered Allocation Defensive ETF	Held	9,350	0	$169,235	−2.4%	4	unpriced	0.32%
DE	Deere & Co Industrials	Held	495	0	$165,275	+11.5%	5	before history	0.31%
PMAR		Held	5,550	0	$161,616	−1.3%	5	before history	0.30%

Showing the top 50 of 466 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.