Optimize Financial Inc

Registered adviser

CIK

2033266

Location

LAGUNA HILLS, CA

Portfolio Value

Small $278,367,991

Diversification

Diversified

Reports for

Sound Capital Solutions LLC

Filing Date

Global Rank

#5,456 / 8,818 ▲ 548

Top Industry

Semiconductors 11.6%

Period ended 4 months ago

Filed Aug 27, 2026 · 2mo

7 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 315963

Roster of Oct 1, 2026

Regulatory AUM

$221,735,704

Main clients

Registered funds and BDCs (90% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$221,735,704	Registered funds and BDCs (90%)
Aug 2025 to Mar 2026	$185,095,695	Registered funds and BDCs (93%)
Apr 2025 to Jul 2025	$176,490,542	Registered funds and BDCs (93%)
Apr 2024 to Mar 2025	$152,483,900	Individuals and high net worth (100%)
May 2023 to Mar 2024	$101,360,962	Individuals and high net worth (100%)
Apr 2023	$101,360,962	Individuals and high net worth (100%)

3 earlier changes not shown.

Stated strategy

Index / passive, Quantitative / systematic, Wealth management / planning Form ADV Part 2A, Jun 30, 2026 · original

In the firm's words

Index / passive: OFI primarily employs a passive index tracking investment strategy.
Quantitative / systematic: With regard to selling, OFI sells when an Advisory Client requests funds or as a part of OFI’s Wealth Planning Framework utilizing systematic liquidation of the portfolio or dollar cost averaging in reverse.
Wealth management / planning: It is fundamental for OFI Wealth Planning Framework Advisory Clients to commit to adhering to OFI’s WPF which includes coaching and guidance, maintaining and executing their Financial Plan and the process and strategies laid out to accomplish their financial goals.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 28.8%, 76.3 effective positions, active share 77.0% against the Nasdaq-100 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

High turnover

133.7% over the last four quarters (100%+)

Horizon

Short horizon

Value-weighted holding period 3.3 quarters (under 4)

Closest benchmark: the Nasdaq-100 as of 2026-06-30, active share 77.0%; sector active share 30.2% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

294 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

4.3%

+2.7 pts

Top 5

17.4%

+9.5 pts

Top 10

28.8%

+13.5 pts

HHI

131

Diversified+57

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	57.9%	$161,114,190	51
Healthcare	9.8%	$27,184,781	54
Consumer Cyclical	8.1%	$22,602,690	37
Industrials	7.9%	$22,019,674	53
Financial Services	7.9%	$21,954,400	43
Consumer Defensive	3.6%	$10,094,696	15
Communication Services	2.4%	$6,683,167	12
Basic Materials	0.8%	$2,206,005	10
Energy	0.6%	$1,780,255	9
Real Estate	0.5%	$1,428,554	4
Utilities	0.5%	$1,299,579	6

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

2 positions

Ticker	Company	Δ Shares	Shares	Value
KLAC	Kla Corp	+18,684	20,768	$6,265,913
CVNA	Carvana Co.	+8,033	10,050	$661,491
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
CLVT	Clarivate PLC	−3,551	1,019,212	$2,201,497
VYX	NCR Voyix Corp	−1,239	355,750	$2,906,477
CSIQ	Canadian Solar Inc.	−608	174,540	$2,796,130
PENG	Penguin Solutions, Inc.	−532	152,938	$11,624,817
NWL	Newell Brands Inc.	−524	150,614	$924,769
SANA	Sana Biotechnology, Inc.	−488	140,217	$489,357
EVEX	Eve Holding, Inc.	−417	119,882	$300,903
DCH	Dauch Corp	−399	114,651	$621,408
ULCC	Frontier Group Holdings, Inc.	−336	96,701	$764,904
GO	Grocery Outlet Holding Corp.	−334	96,052	$958,598
HTZ	Hertz Global Holdings, Inc	−296	84,965	$192,445
SVRA	Savara Inc	−292	83,811	$516,275
TDAY	USA TODAY Co., Inc.	−285	81,810	$699,475
VSTS	Vestis Corp	−283	81,247	$1,179,706
CMPX	Compass Therapeutics, Inc.	−279	80,160	$175,550
STGW	Stagwell Inc	−232	66,805	$496,361
LILAK	Liberty Latin America Ltd.	−225	64,715	$504,129
NOMD	Nomad Foods Ltd	−214	61,694	$675,549
RLJ	RLJ Lodging Trust	−210	60,551	$717,529
BHVN	Biohaven Ltd.	−155	44,524	$662,517
KSS	KOHLS Corp	−147	42,236	$748,421
DOLE	Dole plc	−144	41,480	$569,105
PMT	PennyMac Mortgage Investment Trust	−139	39,926	$450,365
OMER	Omeros Corp	−133	38,274	$363,985
—		−125	35,969	$3,354,828
No positions match the current search.

New Positions

Positions the filer opened this quarter

7 positions

Ticker	Company	Shares	Value
CRS	Carpenter Technology Corp	484	$298,550
WKC	World Kinect Corp	7,400	$243,756
SHW	Sherwin Williams Co	616	$212,101
VLO	Valero Energy Corp	804	$209,393
MPC	Marathon Petroleum Corp	817	$208,882
TRGP	Targa Resources Corp.	762	$204,322
ECL	Ecolab Inc.	719	$200,320
No positions match the current search.

Sold Out

Positions the filer fully exited

10 positions

Ticker	Company	Shares	Value
—		19,365	$478,703
—		11,169	$373,938
EFOR	Everforth Inc	8,190	$317,034
INTU	Intuit Inc.	730	$315,637
CE	Celanese Corp	4,134	$271,893
CF	CF Industries Holdings, Inc.	1,761	$228,648
NFG	National Fuel Gas Co	2,334	$219,302
SR	Spire Inc	2,351	$212,859
OVV	Ovintiv Inc.	3,478	$206,454
VAL	Valaris Ltd	2,072	$203,138
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

294 tracked positions · $278,367,991 total · filing declares 294 positions · $278,368,110 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 294 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SNDK	Sandisk Corp Technology	Reduced	5,296	-18	$12,041,674	+256.7%	2	$564.88	4.33%
PENG	Penguin Solutions, Inc. Technology	Reduced	152,938	-532	$11,624,817	+330.4%	4	$21.01	4.18%
MU	Micron Technology Inc Technology	Reduced	7,542	-26	$8,705,655	+240.5%	4	$129.40	3.13%
AMD	Advanced Micro Devices Inc Technology	Reduced	14,513	-50	$8,430,746	+184.6%	6	$149.44	3.03%
STX	Seagate Technology Holdings plc Technology	Reduced	7,916	-27	$7,638,940	+145.5%	2	$381.56	2.74%
WDC	Western Digital Corp Technology	Reduced	11,387	-39	$7,273,104	+135.3%	2	$261.05	2.61%
KLAC	Kla Corp Technology	Added	20,768	+18,684	$6,265,913	+104.2%	4	$107.23	2.25%
AMAT	Applied Materials Inc Technology	Reduced	8,600	-29	$6,217,800	+110.8%	6	$170.03	2.23%
LRCX	Lam Research Corp Technology	Reduced	14,010	-48	$6,070,953	+102.1%	2	$223.59	2.18%
TTMI	Ttm Technologies Inc Technology	Reduced	31,767	-110	$5,941,064	+91.3%	2	$95.16	2.13%
MTSI	MACOM Technology Solutions Holdings, Inc. Technology	Reduced	13,458	-46	$5,119,019	+70.7%	2	$223.22	1.84%
TER	Teradyne, Inc Technology	Reduced	10,228	-35	$4,948,715	+62.6%	2	$278.84	1.78%
COHR	Coherent Corp. Technology	Reduced	11,847	-41	$4,673,286	+65.0%	2	$228.99	1.68%
ARW	Arrow Electronics, Inc. Technology	Reduced	20,184	-70	$4,307,467	+48.3%	4	$130.86	1.55%
LITE	Lumentum Holdings Inc. Technology	Reduced	4,790	-16	$4,110,107	+21.7%	4	$126.56	1.48%
APH	Amphenol Corp Technology	Reduced	21,177	-73	$3,733,928	+39.1%	2	$140.76	1.34%
KEYS	Keysight Technologies, Inc. Technology	Reduced	10,251	-35	$3,588,567	+23.6%	2	$250.52	1.29%
ADI	Analog Devices Inc Technology	Reduced	8,843	-30	$3,512,174	+24.4%	4	$268.49	1.26%
FSLR	First Solar, Inc. Technology	Reduced	14,759	-51	$3,482,533	+19.2%	2	$221.17	1.25%
AAPL	Apple Inc. Technology	Reduced	11,824	-37	$3,421,392	+13.7%	6	$257.72	1.23%
		Reduced	35,969	-125	$3,354,828	+20.1%	4	$84.30	1.21%
FN	Fabrinet Technology	Reduced	5,706	-19	$3,207,228	+7.4%	2	$508.19	1.15%
NVDA	Nvidia Corp Technology	Reduced	15,705	-54	$3,142,413	+14.3%	7	before history	1.13%
IBM	International Business Machines Corp Technology	Reduced	10,789	-37	$3,033,974	+15.6%	4	$266.27	1.09%
VYX	NCR Voyix Corp Technology	Reduced	355,750	-1,239	$2,906,477	+28.6%	4	$10.10	1.04%
CSIQ	Canadian Solar Inc. Technology	Reduced	174,540	-608	$2,796,130	+15.3%	2	$19.03	1.00%
TEL	TE Connectivity plc Technology	Reduced	13,566	-47	$2,735,041	−3.9%	2	$220.68	0.98%
MSFT	Microsoft Corp Technology	Reduced	6,829	-23	$2,547,353	+0.4%	2	$418.44	0.92%
MSI	Motorola Solutions, Inc. Technology	Reduced	6,061	-21	$2,517,072	−4.6%	7	before history	0.90%
CLVT	Clarivate PLC Technology	Reduced	1,019,212	-3,551	$2,201,497	−14.9%	2	$2.56	0.79%
PTC	Ptc Inc. Technology	Reduced	17,163	-59	$1,949,888	−20.5%	4	$175.41	0.70%
ORKA	Oruka Therapeutics, Inc. Healthcare	Reduced	13,396	-46	$1,274,897	+93.4%	2	$34.75	0.46%
VSTS	Vestis Corp Industrials	Reduced	81,247	-283	$1,179,706	+84.1%	2	$7.30	0.42%
GO	Grocery Outlet Holding Corp. Consumer Defensive	Reduced	96,052	-334	$958,598	+41.1%	2	$8.69	0.34%
NWL	Newell Brands Inc. Consumer Defensive	Reduced	150,614	-524	$924,769	+78.4%	2	$4.20	0.33%
ATEN	A10 Networks, Inc. Technology	Held	23,700	0	$885,432	+61.6%	6	$19.21	0.32%
SN	SharkNinja, Inc. Consumer Cyclical	Reduced	5,697	-19	$867,482	+43.3%	4	$114.28	0.31%
MGM	MGM Resorts International Consumer Cyclical	Reduced	17,953	-62	$858,332	+28.7%	2	$35.61	0.31%
CVS	CVS HEALTH Corp Healthcare	Reduced	8,123	-28	$840,324	+43.5%	2	$77.03	0.30%
BWA	Borgwarner Inc Consumer Cyclical	Reduced	12,328	-42	$818,579	+22.0%	2	$52.71	0.29%
DAVE	Dave Inc. Technology	Reduced	2,184	-7	$813,736	+113.3%	2	$194.15	0.29%
PFGC	Performance Food Group Co Consumer Defensive	Reduced	7,237	-25	$809,024	+30.1%	2	$91.44	0.29%
MBX	MBX Biosciences, Inc. Healthcare	Reduced	14,458	-50	$798,081	+84.3%	2	$34.01	0.29%
EAT	Brinker International, Inc Consumer Cyclical	Reduced	4,737	-16	$795,816	+17.3%	7	before history	0.29%
AAP	Advance Auto Parts Inc Consumer Cyclical	Reduced	12,688	-44	$789,447	+17.5%	2	$50.03	0.28%
CVSA	Covista Inc. Consumer Defensive	Reduced	6,258	-21	$780,122	+7.8%	2	$106.78	0.28%
ULCC	Frontier Group Holdings, Inc. Industrials	Reduced	96,701	-336	$764,904	+123.3%	6	$5.53	0.27%
ELVN	Enliven Therapeutics, Inc. Healthcare	Reduced	15,003	-52	$761,402	+29.0%	2	$27.70	0.27%
RL	Ralph Lauren Corp Consumer Cyclical	Reduced	1,887	-6	$757,460	+16.3%	7	before history	0.27%
CASY	Caseys General Stores Inc Consumer Cyclical	Reduced	952	-3	$756,640	+8.9%	2	$651.42	0.27%

Showing the top 50 of 294 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.