Baring Financial LLC

Registered adviser

CIK

2052588

Location

BELLINGHAM, WA

Portfolio Value

Small $110,322,591

Diversification

Diversified

Filing Date

Global Rank

#6,674 / 8,807 ▲ 869 · as of Jun 2026

Top Industry

Semiconductors 13.4%

Period ended 20 days ago

Filed Oct 7, 2026 · 13d

8 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 173761

Roster of Oct 1, 2026

Regulatory AUM

$210,327,061

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$210,327,061	Individuals and high net worth (100%)
Mar 2025 to Feb 2026	$188,071,412	Individuals and high net worth (100%)
Apr 2024 to Feb 2025	$136,435,327	Individuals and high net worth (96%)
May 2023 to Mar 2024	$110,320,048	Individuals and high net worth (97%)
Mar 2023 to Apr 2023	$110,320,048	Individuals and high net worth (97%)
Mar 2022 to Feb 2023	$109,979,464	Individuals and high net worth (89%)

1 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.6% of the book (60%+)

Turnover

Low turnover

25.5% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 6.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 78.0%; sector active share 58.6% against the combined 13F book's sector weights.

Over time 7 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

81 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

13.7%

−15.8 pts

Top 5

48.7%

−8.2 pts

Top 10

70.9%

−3.5 pts

HHI

638

Diversified−515

Portfolio Trend

8 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	58.0%	$64,015,677	40
Technology	15.6%	$17,237,367	9
Financial Services	7.3%	$8,031,890	5
Industrials	4.8%	$5,345,581	7
Consumer Cyclical	3.5%	$3,859,121	3
Communication Services	2.9%	$3,232,680	4
Healthcare	2.3%	$2,568,223	4
Energy	2.1%	$2,296,514	2
Consumer Defensive	2.0%	$2,167,728	4
Real Estate	1.2%	$1,324,560	2
Basic Materials	0.2%	$243,250	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHV	Schwab U.S. Large-Cap Value ETF	+6,441	241,830	$8,055,357
CBRS	Cerebras Systems Inc.	+3,662	5,026	$892,868
TFLO	iShares Treasury Floating Rate Bond ETF	+2,716	100,850	$0
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+2,240	112,672	$10,439,060
DFAI	Dimensional International Core Equity Market ETF	+2,137	169,779	$7,033,943
DFIV	Dimensional International Value ETF	+1,708	71,172	$3,975,667
FLOT	iShares Floating Rate Bond ETF	+1,448	96,495	$0
QQQM	Invesco Ltd.	+1,380	46,144	$0
AAPL	Apple Inc.	+981	12,162	$4,050,189
XLG	Victory Portfolios II	+666	20,491	$0
IVV	iShares Core S&P 500 ETF	+642	24,806	$0
XOM	ExxonMobil Holdings Corp	+484	6,220	$1,012,305
VIG	Vanguard Specialized Funds	+449	23,320	$5,440,789
NVDA	Nvidia Corp	+431	16,506	$3,769,640
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	+424	17,962	$5,246,700
IJS	iShares S&P Small-Cap 600 Value ETF	+395	27,993	$0
IJT	iShares S&P Small-Cap 600 Growth ETF	+363	23,189	$0
SHV	iShares 0-1 Year Treasury Bond ETF	+357	49,276	$0
AMZN	Amazon Com Inc	+355	7,837	$1,952,588
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+335	2,756	$247,378
MSFT	Microsoft Corp	+309	11,471	$5,883,475
VOE	VANGUARD MID-CAP VALUE INDEX FUND	+253	18,766	$3,669,315
JPM	Jpmorgan Chase & Co	+251	5,745	$1,900,618
IWF	iShares Russell 1000 Growth ETF	+128	6,522	$0
—		+101	19,683	$0
No positions match the current search.

Trimmed

Positions the filer reduced

24 positions

Ticker	Company	Δ Shares	Shares	Value
AGNT	AGNT, Inc.	−62,716	300,125	$1,101,458
IBIT	iShares Bitcoin Trust ETF	−3,181	56,591	$2,679,017
VUG	VANGUARD GROWTH INDEX FUND	−1,233	12,026	$1,083,662
SCHG	Schwab U.S. Large-Cap Growth ETF	−813	17,640	$633,805
—		−595	62,798	$0
CAT	Caterpillar Inc	−460	1,992	$1,615,093
SGOV	iShares 0-3 Month Treasury Bond ETF	−383	56,480	$0
IWV	iShares Russell 3000 ETF	−284	1,921	$0
DVY	iShares Select Dividend ETF	−219	3,033	$0
BRK-B	Berkshire Hathaway Inc	−211	10,665	$5,310,636
MU	Micron Technology Inc	−195	408	$434,564
MO	Altria Group, Inc.	−133	3,185	$214,477
QQQ	Invesco Qqq Trust, Series 1	−92	8,548	$6,323,553
TSLA	Tesla, Inc.	−91	4,077	$1,446,560
GOOGL	Alphabet Inc.	−87	4,958	$1,705,948
NFLX	Netflix Inc	−60	2,984	$207,626
DFAC	Dimensional U.S. Core Equity 2 ETF	−49	13,521	$601,008
USMV	iShares MSCI USA Min Vol Factor ETF	−45	17,967	$0
DE	Deere & Co	−29	898	$603,051
WMT	Walmart Inc.	−28	3,006	$312,383
PKG	Packaging Corp Of America	−19	923	$211,606
—		−12	2,491	$0
SPY	Spdr S&P 500 ETF Trust	−11	2,097	$1,599,235
COST	Costco Wholesale Corp /New	−8	1,445	$1,315,441
No positions match the current search.

New Positions

Positions the filer opened this quarter

5 positions

Ticker	Company	Shares	Value
TSM	Taiwan Semiconductor Manufacturing Co Ltd	526	$239,955
MRK	Merck & Co., Inc.	1,507	$218,982
IBMO	iShares iBonds Dec 2026 Term Muni Bond ETF	9,747	$0
SUB	iShares Short-Term National Muni Bond ETF	1,915	$0
IBMP	iShares iBonds Dec 2027 Term Muni Bond ETF	11,076	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
HD	Home Depot, Inc.	753	$265,568
CMI	Cummins Inc	372	$265,314
LRCX	Lam Research Corp	586	$253,931
BA	Boeing Co	1,057	$228,808
GNRC	Generac Holdings Inc.	770	$225,463
SO	Southern Co	2,267	$216,974
C	Citigroup Inc	1,478	$206,860
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

81 tracked positions · $110,322,591 total · filing declares 88 positions · $187,153,284 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 81 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	112,672	+2,240	$10,439,060	+7.5%	9.46%
SCHV	Schwab U.S. Large-Cap Value ETF	Added	241,830	+6,441	$8,055,357	−1.7%	7.30%
QQQ	Invesco Qqq Trust, Series 1 PUT + SHARES	Added	10,548	+1,908	$7,803,093	+22.6%	7.07%
DFAI	Dimensional International Core Equity Market ETF	Added	169,779	+2,137	$7,033,943	+1.7%	6.38%
MSFT	Microsoft Corp Technology	Reduced	11,471	-491	$5,883,475	+31.9%	5.33%
VIG	Vanguard Specialized Funds	Added	23,320	+449	$5,440,789	+0.5%	4.93%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	10,665	-211	$5,310,636	−2.4%	4.81%
VOT	VANGUARD MID-CAP GROWTH INDEX FUND	Added	17,962	+424	$5,246,700	−2.3%	4.76%
AAPL	Apple Inc. Technology	Added	12,162	+981	$4,050,189	+25.2%	3.67%
DFIV	Dimensional International Value ETF	Added	71,172	+1,708	$3,975,667	+5.9%	3.60%
NVDA	Nvidia Corp CALL + SHARES Technology	Added	16,706	+431	$3,815,316	+17.2%	3.46%
VOE	VANGUARD MID-CAP VALUE INDEX FUND	Added	18,766	+253	$3,669,315	+0.3%	3.33%
VOO	VANGUARD 500 INDEX FUND	Added	4,711	+13	$3,301,751	+2.3%	2.99%
IBIT	iShares Bitcoin Trust ETF	Reduced	56,591	-3,181	$2,679,017	+34.6%	2.43%
AMZN	Amazon Com Inc Consumer Cyclical	Added	7,837	+355	$1,952,588	+9.5%	1.77%
JPM	Jpmorgan Chase & Co Financial Services	Added	5,745	+251	$1,900,618	+5.7%	1.72%
GOOGL	Alphabet Inc. Communication Services	Reduced	4,958	-87	$1,705,948	−5.4%	1.55%
TSLA	Tesla, Inc. CALL + SHARES Consumer Cyclical	Added	4,777	+9	$1,694,927	−15.5%	1.54%
CAT	Caterpillar Inc Industrials	Reduced	1,992	-460	$1,615,093	−38.1%	1.46%
JNJ	Johnson & Johnson Healthcare	Added	6,053	+36	$1,602,471	+4.9%	1.45%
SPY	Spdr S&P 500 ETF Trust	Reduced	2,097	-11	$1,599,235	+1.6%	1.45%
VTV	VANGUARD VALUE INDEX FUND	Added	7,275	+94	$1,571,982	+0.4%	1.42%
LMT	Lockheed Martin Corp Industrials	Added	2,801	+3	$1,426,409	+0.1%	1.29%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	1,445	-8	$1,315,441	−3.2%	1.19%
PSX	Phillips 66 Energy	Added	5,030	+3	$1,284,209	+51.1%	1.16%
AGNT	AGNT, Inc. Real Estate	Reduced	300,125	-62,716	$1,101,458	−43.9%	1.00%
ASML	Asml Holding NV Technology	Added	603	+39	$1,092,437	−2.6%	0.99%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	12,026	-1,233	$1,083,662	−5.1%	0.98%
XOM	ExxonMobil Holdings Corp Energy	Added	6,220	+484	$1,012,305	+29.1%	0.92%
CBRS	Cerebras Systems Inc. Technology	Added	5,026	+3,662	$892,868	+196.2%	0.81%
META	Meta Platforms, Inc. Communication Services	Added	977	+31	$708,500	+33.0%	0.64%
PCAR	Paccar Inc Industrials	Added	6,377	+19	$700,258	−8.3%	0.63%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	17,640	-813	$633,805	+1.5%	0.57%
GOOG	Alphabet Inc. Communication Services	Added	1,792	+25	$610,606	−2.2%	0.55%
DE	Deere & Co Industrials	Reduced	898	-29	$603,051	+2.6%	0.55%
DFAC	Dimensional U.S. Core Equity 2 ETF	Reduced	13,521	-49	$601,008	−0.2%	0.54%
V	Visa Inc. Financial Services	Added	1,612	+32	$579,239	+6.9%	0.53%
AVGO	Broadcom Inc. Technology	Added	1,504	+51	$528,189	−3.8%	0.48%
LLY	ELI LILLY & Co Healthcare	Added	453	+54	$524,157	+9.5%	0.48%
MU	Micron Technology Inc Technology	Reduced	408	-195	$434,564	−37.6%	0.39%
WM	Waste Management Inc Industrials	Added	2,066	+10	$421,298	−8.1%	0.38%
GLD	Spdr Gold Trust	Held	957	0	$364,463	+3.4%	0.33%
PG	PROCTER & GAMBLE Co Consumer Defensive	Added	2,240	+14	$325,427	−0.3%	0.29%
RTX	RTX Corp Industrials	Added	1,702	+23	$315,976	−0.8%	0.29%
WMT	Walmart Inc. Consumer Defensive	Reduced	3,006	-28	$312,383	−9.1%	0.28%
AMD	Advanced Micro Devices Inc Technology	Added	491	+21	$300,374	+10.0%	0.27%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Added	720	+89	$269,452	+15.4%	0.24%
NOC	Northrop Grumman Corp /De/ Industrials	Added	545	+3	$263,496	−4.5%	0.24%
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	2,756	+335	$247,378	+16.3%	0.22%
FCX	Freeport-Mcmoran Inc Basic Materials	Added	3,475	+82	$243,250	+14.0%	0.22%

Showing the top 50 of 81 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.