Brookwood Investment Group LLC
Registered adviserFiling Date
Global Rank
#2,737
/ 8,821
▼ 48
Top Industry
Semiconductors
25.1%
Period ended 4 months ago
Filed Jul 23, 2026 · 3mo
6 quarters · since Mar 2025
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$1,252,366,250
Main clients
Individuals and high net worth
(100% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Apr 2026 to Oct 2026 | $1,252,366,250 | Individuals and high net worth (100%) |
| Apr 2025 to Mar 2026 | $1,064,198,265 | Individuals and high net worth (100%) |
| Apr 2024 to Mar 2025 | $689,082,702 | Individuals and high net worth (63%) |
| May 2023 to Mar 2024 | $0 | — |
| Nov 2021 to Apr 2023 | $0 | — |
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 40.2%, 33.9 effective positions, active share 57.0% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Medium turnover
66.5% over the last four quarters (30% to under 100%)
Horizon
Medium horizon
Value-weighted holding period 5.0 quarters (4 to under 12)
Closest benchmark: every 13F filer's combined book, active share 57.0%; sector active share 48.2% against the combined 13F book's sector weights.
Over time 6 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
514 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
11.7%
+0.8 pts
Top 5
30.8%
+0.5 pts
Top 10
40.1%
−1.8 pts
HHI
297
Diversified+1
Portfolio Trend
6 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 61.9% | $543,609,967 |
| Technology | 18.3% | $160,628,390 |
| Communication Services | 4.2% | $36,986,991 |
| Financial Services | 3.5% | $30,862,426 |
| Consumer Cyclical | 3.0% | $26,157,874 |
| Industrials | 2.5% | $21,565,273 |
| Healthcare | 2.0% | $17,361,462 |
| Energy | 1.6% | $14,141,685 |
| Real Estate | 1.3% | $11,440,849 |
| Consumer Defensive | 0.7% | $5,979,483 |
| Utilities | 0.6% | $5,249,761 |
| Basic Materials | 0.5% | $4,455,186 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VUG | VANGUARD GROWTH INDEX FUND | +376,640 | 447,622 | $38,558,159 | |
| FTLS | First Trust Long/Short Equity ETF | +64,127 | 78,135 | $5,766,363 | |
| SLV | iShares Silver Trust | +56,847 | 84,370 | $4,511,263 | |
| IAU | Ishares Gold Trust | +53,859 | 71,785 | $5,420,485 | |
| AHRT | AH Realty Trust, Inc. | +51,664 | 178,384 | $1,262,958 | |
| VTIP | VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND | +43,744 | 86,227 | $4,331,182 | |
| RSST | Return Stacked(R) U.S. Stocks & Managed Futures ETF | +40,726 | 198,479 | $6,488,278 | |
| CLSE | Convergence Long/Short Equity ETF | +38,997 | 197,486 | $6,741,184 | |
| CPER | +33,160 | 120,463 | $4,545,068 | ||
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | +25,950 | 29,380 | $3,511,497 | |
| CLPR | Clipper Realty Inc. | +24,180 | 136,525 | $371,348 | |
| STIP | iShares 0-5 Year TIPS Bond ETF | +19,804 | 47,845 | $4,887,845 | |
| AIS | VistaShares Artificial Intelligence Supercycle ETF | +19,103 | 41,564 | $3,545,824 | |
| F | Ford Motor Co | +16,687 | 32,427 | $450,735 | |
| XXV | Simplify Ancorato Target 25 Distribution ETF | +16,616 | 86,497 | $2,046,086 | |
| BAC | Bank Of America Corp | +15,573 | 28,054 | $1,598,516 | |
| RLGT | Radiant Logistics, Inc | +15,159 | 58,809 | $556,333 | |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | +12,376 | 33,877 | $3,694,964 | |
| XLF | State Street Corp | +12,349 | 24,839 | $1,331,618 | |
| TUSI | Touchstone ETF Trust-Touchstone Ultra Short Income ETF | +11,071 | 40,900 | $1,033,134 | |
| XLU | State Street(R) Utilities Select Sector SPDR(R) ETF | +10,693 | 17,496 | $793,268 | |
| BUXX | Strive Enhanced Income Short Maturity ETF | +10,472 | 41,870 | $847,448 | |
| PFE | Pfizer Inc | +10,165 | 19,737 | $475,266 | |
| COWZ | Pacer US Cash Cows 100 ETF | +9,772 | 18,749 | $1,166,187 | |
| EFG | iShares MSCI EAFE Growth ETF | +8,506 | 15,207 | $1,892,054 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| ACKY | Tidal Trust III | −294,303 | 109,530 | $1,895,964 | |
| DRKY | −267,969 | 122,440 | $2,539,528 | ||
| — | −85,284 | 169,045 | $2,924,478 | ||
| — | −41,812 | 305,300 | $7,510,685 | ||
| SPYT | Defiance S&P 500 Income Target ETF | −40,079 | 162,827 | $2,857,613 | |
| ELFY | −37,813 | 17,201 | $0 | ||
| — | −36,943 | 66,735 | $2,943,680 | ||
| — | −36,931 | 2,575 | $235,973 | ||
| FLOT | iShares Floating Rate Bond ETF | −36,513 | 20,575 | $1,050,353 | |
| FRTY | Alger Mid Cap 40 ETF | −36,004 | 264,920 | $6,574,519 | |
| NLR | VanEck Uranium and Nuclear ETF | −34,877 | 7,087 | $821,950 | |
| — | −29,709 | 229,417 | $6,721,000 | ||
| WTLS | WisdomTree Efficient Long/Short U.S. Equity Fund | −19,644 | 120,583 | $7,209,416 | |
| SILJ | −16,469 | 107,948 | $2,798,012 | ||
| — | −16,414 | 204,511 | $6,245,765 | ||
| IAGG | iShares Core International Aggregate Bond ETF | −13,961 | 12,638 | $639,482 | |
| TFLO | iShares Treasury Floating Rate Bond ETF | −13,265 | 102,226 | $5,175,702 | |
| UMI | USCF Midstream Energy Income Fund | −13,131 | 81,534 | $4,797,460 | |
| SCHZ | Schwab U.S. Aggregate Bond ETF | −12,564 | 75,785 | $1,752,907 | |
| DYNF | iShares U.S. Equity Factor Rotation Active ETF | −11,359 | 52,186 | $3,549,169 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | −10,854 | 12,721 | $1,044,521 | |
| GOVT | iShares U.S. Treasury Bond ETF | −10,192 | 73,705 | $1,678,999 | |
| COM | Direxion Auspice Broad Commodity Strategy ETF | −9,848 | 6,148 | $200,424 | |
| SBAR | −9,797 | 101,273 | $2,592,588 | ||
| AFMC | First Trust Active Factor Mid Cap ETF | −9,782 | 75,414 | $3,090,465 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HTUS | Exchange Traded Concepts Trust | 126,339 | $5,539,965 | |
| SJCP | Manager Directed Portfolios | 170,911 | $4,265,938 | |
| CAIQ | 122,314 | $3,284,130 | ||
| CSIO | Cohen & Steers ETF Trust | 108,213 | $3,089,805 | |
| BKGI | BNY Mellon Global Infrastructure Income ETF | 68,041 | $3,059,803 | |
| WDIG | WisdomTree Efficient Rare Earth Plus Strategic Metals Fund | 58,845 | $2,514,446 | |
| NRG | Nrg Energy, Inc. | 14,734 | $2,152,048 | |
| SOXX | iShares Semiconductor ETF | 1,742 | $1,116,203 | |
| INTU | Intuit Inc. | 4,236 | $1,105,596 | |
| IXC | iShares Global Energy ETF | 20,870 | $1,025,343 | |
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | 15,581 | $918,967 | |
| VST | Vistra Corp. | 5,327 | $845,022 | |
| SHOP | Shopify Inc. | 7,289 | $832,258 | |
| ALM | Almonty Industries Inc. | 50,000 | $828,000 | |
| CRBG | Corebridge Financial, Inc. | 28,800 | $824,544 | |
| FANG | Diamondback Energy, Inc. | 4,231 | $743,725 | |
| TCAF | T. Rowe Price Capital Appreciation Equity ETF | 17,471 | $718,058 | |
| CMCSA | Comcast Corp | 25,755 | $632,285 | |
| PCAR | Paccar Inc | 4,971 | $597,116 | |
| HOOD | Robinhood Markets, Inc. | 5,403 | $541,812 | |
| TFIN | Triumph Financial, Inc. | 7,000 | $534,170 | |
| HYG | iShares iBoxx $ High Yield Corporate Bond ETF | 6,415 | $513,007 | |
| MAGS | Roundhill Magnificent Seven ETF | 7,430 | $477,749 | |
| SPCX | Space Exploration Technologies Corp | 2,734 | $467,131 | |
| SCHW | Schwab Charles Corp | 4,744 | $437,728 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| — | 283,391 | $6,764,543 | ||
| CTA | EIDP, Inc. | 172,807 | $5,222,227 | |
| — | 224,118 | $4,193,247 | ||
| PPLT | abrdn Platinum ETF Trust | 22,951 | $4,090,556 | |
| PALL | abrdn Palladium ETF Trust | 22,078 | $2,974,127 | |
| SURI | Simplify Propel Opportunities ETF | 151,920 | $2,363,115 | |
| — | 44,800 | $1,109,248 | ||
| FBND | Fidelity Total Bond ETF | 17,850 | $814,317 | |
| VMBS | VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND | 16,299 | $765,238 | |
| ANAB | Anaptysbio, Inc | 13,362 | $741,055 | |
| DLB | Dolby Laboratories, Inc. | 12,071 | $724,984 | |
| — | 10,586 | $639,288 | ||
| MDT | Medtronic plc | 7,081 | $613,568 | |
| MLI | Mueller Industries Inc | 5,523 | $611,948 | |
| PPA | Victory Portfolios II | 3,550 | $588,235 | |
| IDCC | InterDigital, Inc. | 1,812 | $547,224 | |
| QDPL | Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF | 12,914 | $518,355 | |
| — | 23,427 | $482,596 | ||
| CANQ | 15,148 | $422,053 | ||
| BUFZ | FT Vest Laddered Moderate Buffer ETF | 15,918 | $418,165 | |
| FE | Firstenergy Corp | 8,120 | $411,359 | |
| — | 16,473 | $390,080 | ||
| HSY | Hershey Co | 1,858 | $386,259 | |
| PAAS | Pan American Silver Corp | 6,638 | $362,633 | |
| AAAU | Goldman Sachs Physical Gold ETF | 7,562 | $349,288 | |
| No positions match the current search. | ||||
514 tracked positions ·
$878,439,347 total
· filing declares
589 positions · $887,620,220
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 514 positions by value
· page 1 of 11
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
PUT
CALL
+ SHARES
|
Added | 158,104 | $58,504,804 | 6.66% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 219,863 | $43,992,387 | 5.01% | |
| VUG |
VANGUARD GROWTH INDEX FUND
|
Added | 447,622 | $38,558,159 | 4.39% | |
| AAPL |
Apple Inc.
PUT
+ SHARES
Technology
|
Added | 114,065 | $33,005,848 | 3.76% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 78,159 | $18,628,416 | 2.12% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 44,688 | $16,880,892 | 1.92% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 43,634 | $15,593,482 | 1.78% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 37,768 | $14,088,219 | 1.60% | |
| IAU |
Ishares Gold Trust
PUT
CALL
+ SHARES
|
Added | 153,685 | $11,604,754 | 1.32% | |
| MU |
Micron Technology Inc
Technology
|
Reduced | 9,736 | $11,238,167 | 1.28% | |
| META |
Meta Platforms, Inc.
CALL
+ SHARES
Communication Services
|
Added | 17,284 | $9,735,904 | 1.11% | |
| AGGH |
Simplify Exchange Traded Funds
|
Added | 475,325 | $9,587,305 | 1.09% | |
| NEAR |
iShares Short Duration Bond Active ETF
|
Added | 171,037 | $8,664,734 | 0.99% | |
| IWM |
iShares Russell 2000 ETF
PUT
CALL
+ SHARES
|
Added | 28,538 | $8,574,242 | 0.98% | |
|
|
Added | 417,194 | $8,524,942 | 0.97% | ||
| GLD |
Spdr Gold Trust
PUT
CALL
+ SHARES
|
Held | 22,156 | $8,161,827 | 0.93% | |
| SPY |
Spdr S&P 500 ETF Trust
PUT
CALL
+ SHARES
|
Added | 10,777 | $8,047,940 | 0.92% | |
|
|
Reduced | 305,300 | $7,510,685 | 0.86% | ||
| WTLS |
WisdomTree Efficient Long/Short U.S. Equity Fund
|
Reduced | 120,583 | $7,209,416 | 0.82% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 19,956 | $7,051,053 | 0.80% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 9,134 | $6,840,361 | 0.78% | |
| CLSE |
Convergence Long/Short Equity ETF
|
Added | 197,486 | $6,741,184 | 0.77% | |
|
|
Reduced | 229,417 | $6,721,000 | 0.77% | ||
| FRTY |
Alger Mid Cap 40 ETF
|
Reduced | 264,920 | $6,574,519 | 0.75% | |
| RSST |
Return Stacked(R) U.S. Stocks & Managed Futures ETF
|
Added | 198,479 | $6,488,278 | 0.74% | |
|
|
Reduced | 204,511 | $6,245,765 | 0.71% | ||
| PYLD |
|
Reduced | 217,793 | $5,775,870 | 0.66% | |
| FTLS |
First Trust Long/Short Equity ETF
|
Added | 78,135 | $5,766,363 | 0.66% | |
|
|
Reduced | 115,283 | $5,762,997 | 0.66% | ||
| FLXR |
|
Reduced | 146,684 | $5,751,479 | 0.65% | |
| HTUS |
Exchange Traded Concepts Trust
|
NEW | 126,339 | $5,539,965 | 0.63% | |
| TFLO |
iShares Treasury Floating Rate Bond ETF
|
Reduced | 102,226 | $5,175,702 | 0.59% | |
| DVN |
Devon Energy Corp
Energy
|
Reduced | 123,178 | $5,089,714 | 0.58% | |
| STIP |
iShares 0-5 Year TIPS Bond ETF
|
Added | 47,845 | $4,887,845 | 0.56% | |
| QQQ |
Invesco Qqq Trust, Series 1
PUT
CALL
+ SHARES
|
Added | 6,627 | $4,880,122 | 0.56% | |
| UMI |
USCF Midstream Energy Income Fund
|
Reduced | 81,534 | $4,797,460 | 0.55% | |
| SLV |
iShares Silver Trust
CALL
+ SHARES
|
Added | 89,370 | $4,778,613 | 0.54% | |
| CPER |
|
Added | 120,463 | $4,545,068 | 0.52% | |
| VTIP |
VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND
|
Added | 86,227 | $4,331,182 | 0.49% | |
| SJCP |
Manager Directed Portfolios
|
NEW | 170,911 | $4,265,938 | 0.49% | |
| URA |
Global X Uranium ETF
|
Reduced | 95,901 | $4,190,873 | 0.48% | |
| TSEC |
Touchstone ETF Trust-Touchstone Securitized Income ETF
|
Reduced | 159,117 | $4,107,605 | 0.47% | |
| CCNR |
Financial Investors Trust ALPS/CoreCommodity Natural Resources ETF
|
Reduced | 109,509 | $4,083,590 | 0.46% | |
| SIO |
Touchstone ETF Trust-Touchstone Strategic Income ETF
|
Reduced | 157,522 | $4,045,164 | 0.46% | |
| JSI |
Janus Henderson Securitized Income ETF
|
Reduced | 78,275 | $4,008,462 | 0.46% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 3,111 | $3,731,427 | 0.42% | |
| VXUS |
Vanguard Total International Stock ETF
|
Added | 43,253 | $3,697,698 | 0.42% | |
| LQD |
iShares iBoxx $ Investment Grade Corporate Bond ETF
|
Added | 33,877 | $3,694,964 | 0.42% | |
| GEV |
GE Vernova Inc.
Industrials
|
Added | 3,116 | $3,660,863 | 0.42% | |
| DYNF |
iShares U.S. Equity Factor Rotation Active ETF
|
Reduced | 52,186 | $3,549,169 | 0.40% |
Showing the top 50 of 514 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.