Guardian Capital, LLC

Registered adviser

CIK

2083963

Location

WEXFORD, PA

Portfolio Value

Small $122,256,297

Diversification

Diversified

Filing Date

Global Rank

#7,995 / 8,819 ▲ 152

Top Industry

Semiconductors 23.3%

3Y Alpha vs SPY

-5.4%

Period ended 4 months ago

Filed Aug 7, 2026 · 3mo

3 quarters · since Dec 2025

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 156015

Roster of Oct 1, 2026

Regulatory AUM

$128,050,000

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$128,050,000	Individuals and high net worth (100%)
May 2025 to Feb 2026	$102,626,600	Individuals and high net worth (100%)
Mar 2025 to Apr 2025	$108,500,000	Individuals and high net worth (100%)
Dec 2024 to Feb 2025	$105,909,675	Individuals and high net worth (100%)

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 72.7% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 2.8 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 71.9%; sector active share 59.6% against the combined 13F book's sector weights.

Over time 3 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

79 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

18.8%

+3.0 pts

Top 5

57.1%

+12.0 pts

Top 10

72.7%

+7.8 pts

HHI

860

Diversified+259

Portfolio Trend

3 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	72.5%	$88,615,131	41
Technology	10.7%	$13,095,971	8
Consumer Cyclical	4.5%	$5,465,169	6
Industrials	3.4%	$4,114,202	6
Financial Services	2.9%	$3,580,593	7
Consumer Defensive	2.5%	$3,110,933	3
Communication Services	2.5%	$3,058,661	4
Healthcare	0.8%	$952,555	3
Utilities	0.2%	$263,082	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

16 positions

Ticker	Company	Δ Shares	Shares	Value
APRW	AllianzIM U.S. Equity Buffer20 Apr ETF	+44,515	150,342	$5,583,701
JULW	AllianzIM U.S. Equity Buffer20 Jul ETF	+41,752	136,855	$5,586,421
JANW	AllianzIM U.S. Equity Buffer20 Jan ETF	+40,461	144,365	$5,583,316
OCTW	AllianzIM U.S. Equity Buffer20 Oct ETF	+37,128	136,626	$5,589,369
PFF	iShares Preferred and Income Securities ETF	+33,765	44,048	$1,343,023
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+13,215	16,178	$1,933,594
MTUM	iShares MSCI USA Momentum Factor ETF	+12,865	24,056	$8,247,118
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	+9,517	54,212	$5,845,137
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+6,479	8,673	$762,443
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	+6,053	26,089	$2,086,337
QQQ	Invesco Qqq Trust, Series 1	+5,979	17,646	$12,994,514
—		+1,790	4,537	$254,797
IVV	iShares Core S&P 500 ETF	+203	779	$583,385
ABBV	AbbVie Inc.	+5	955	$240,316
GOOG	Alphabet Inc.	+1	1,891	$668,147
CW	Curtiss Wright Corp	+1	1,349	$1,022,218
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
RPG	Victory Portfolios II	−22,668	61,765	$3,943,695
DBMF	iMGP DBI Managed Futures Strategy ETF	−16,586	30,828	$943,645
SMH	VanEck Semiconductor ETF	−10,289	13,192	$8,652,500
GLD	Spdr Gold Trust	−5,268	5,558	$2,047,456
SPBU	AllianzIM Buffer15 Uncapped Allocation ETF	−3,700	21,635	$654,242
NVDA	Nvidia Corp	−3,465	23,348	$4,671,701
WMT	Walmart Inc.	−2,367	10,802	$1,223,434
AAPL	Apple Inc.	−2,366	11,433	$3,308,252
AMZN	Amazon Com Inc	−1,910	8,673	$2,067,122
AIRR	First Trust Exchange-Traded Fund VI	−1,645	7,790	$1,038,017
WM	Waste Management Inc	−1,611	5,955	$1,327,250
HD	Home Depot, Inc.	−1,591	4,647	$1,638,903
MOAT	VanEck Morningstar Wide Moat ETF	−1,585	3,491	$362,924
AVGO	Broadcom Inc.	−1,481	4,549	$1,718,384
PLTR	Palantir Technologies Inc.	−1,450	5,309	$619,401
VTV	VANGUARD VALUE INDEX FUND	−1,448	5,176	$1,128,005
PPA	Victory Portfolios II	−1,389	3,895	$688,051
SPMO	Invesco Ltd.	−1,370	5,365	$866,662
DGRO	iShares Core Dividend Growth ETF	−1,320	9,365	$709,773
TOPT	iShares Top 20 U.S. Stocks ETF	−1,200	7,900	$260,068
V	Visa Inc.	−1,158	2,094	$718,430
IYY	iShares Dow Jones U.S. ETF	−1,032	2,959	$539,366
DKS	Dick's Sporting Goods, Inc.	−983	3,614	$819,691
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	−976	3,291	$742,087
PAVE	Global X U.S. Infrastructure Development ETF	−970	7,500	$441,900
No positions match the current search.

New Positions

Positions the filer opened this quarter

4 positions

Ticker	Company	Shares	Value
SOXX	iShares Semiconductor ETF	6,782	$4,345,634
MU	Micron Technology Inc	275	$317,429
SEIX	Virtus Seix Senior Loan ETF	12,902	$298,423
GLW	Corning Inc	868	$221,713
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
COWZ	Pacer US Cash Cows 100 ETF	10,766	$673,520
FLOT	iShares Floating Rate Bond ETF	10,871	$553,877
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	2,385	$257,603
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	4,548	$257,325
LMT	Lockheed Martin Corp	395	$238,734
ROST	Ross Stores, Inc.	996	$215,763
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

79 tracked positions · $122,256,297 total · filing declares 79 positions · $122,255,279 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 79 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Added	17,646	+5,979	$12,994,514	+93.0%	3	before history	10.63%
SMH	VanEck Semiconductor ETF	Reduced	13,192	-10,289	$8,652,500	−3.9%	3	before history	7.08%
MTUM	iShares MSCI USA Momentum Factor ETF	Added	24,056	+12,865	$8,247,118	+207.1%	2	unpriced	6.75%
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	Added	54,212	+9,517	$5,845,137	+42.9%	3	before history	4.78%
OCTW	AllianzIM U.S. Equity Buffer20 Oct ETF	Added	136,626	+37,128	$5,589,369	+46.0%	3	before history	4.57%
JULW	AllianzIM U.S. Equity Buffer20 Jul ETF	Added	136,855	+41,752	$5,586,421	+51.3%	3	before history	4.57%
APRW	AllianzIM U.S. Equity Buffer20 Apr ETF	Added	150,342	+44,515	$5,583,701	+49.2%	3	before history	4.57%
JANW	AllianzIM U.S. Equity Buffer20 Jan ETF	Added	144,365	+40,461	$5,583,316	+47.3%	3	before history	4.57%
NVDA	Nvidia Corp Technology	Reduced	23,348	-3,465	$4,671,701	−0.1%	3	before history	3.82%
SOXX	iShares Semiconductor ETF	NEW	6,782	NEW	$4,345,634	NEW	1	unpriced	3.55%
RPG	Victory Portfolios II	Reduced	61,765	-22,668	$3,943,695	−0.1%	2	$48.64	3.23%
AAPL	Apple Inc. Technology	Reduced	11,433	-2,366	$3,308,252	−5.5%	3	before history	2.71%
HYG	iShares iBoxx $ High Yield Corporate Bond ETF	Added	26,089	+6,053	$2,086,337	+30.9%	3	before history	1.71%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	8,673	-1,910	$2,067,122	−6.2%	3	before history	1.69%
GLD	Spdr Gold Trust	Reduced	5,558	-5,268	$2,047,456	−56.0%	3	before history	1.67%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	16,178	+13,215	$1,933,594	—	3	before history	1.58%
AVGO	Broadcom Inc. Technology	Reduced	4,549	-1,481	$1,718,384	−7.9%	3	before history	1.41%
COST	Costco Wholesale Corp Consumer Defensive	Reduced	1,799	-354	$1,682,910	−21.6%	3	before history	1.38%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	4,647	-1,591	$1,638,903	−20.1%	3	before history	1.34%
PFF	iShares Preferred and Income Securities ETF	Added	44,048	+33,765	$1,343,023	+330.8%	2	unpriced	1.10%
WM	Waste Management Inc Industrials	Reduced	5,955	-1,611	$1,327,250	−23.7%	3	before history	1.09%
META	Meta Platforms, Inc. Communication Services	Reduced	2,344	-412	$1,320,351	−16.3%	3	before history	1.08%
WMT	Walmart Inc. Consumer Defensive	Reduced	10,802	-2,367	$1,223,434	−25.2%	3	before history	1.00%
VTV	VANGUARD VALUE INDEX FUND	Reduced	5,176	-1,448	$1,128,005	−13.2%	3	before history	0.92%
MSFT	Microsoft Corp Technology	Reduced	3,011	-837	$1,123,163	−21.1%	3	before history	0.92%
AMD	Advanced Micro Devices Inc Technology	Reduced	1,921	-485	$1,115,928	+128.0%	3	before history	0.91%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	5,752	-574	$1,095,871	+30.3%	3	before history	0.90%
AIRR	First Trust Exchange-Traded Fund VI	Reduced	7,790	-1,645	$1,038,017	−0.7%	3	before history	0.85%
CW	Curtiss Wright Corp Industrials	Added	1,349	+1	$1,022,218	+11.3%	3	before history	0.84%
MA	Mastercard Inc Financial Services	Reduced	1,929	-212	$990,734	−7.4%	3	before history	0.81%
DBMF	iMGP DBI Managed Futures Strategy ETF	Reduced	30,828	-16,586	$943,645	−34.0%	3	before history	0.77%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	1,707	-199	$891,719	+1.0%	3	before history	0.73%
SPMO	Invesco Ltd. Financial Services	Reduced	5,365	-1,370	$866,662	+14.8%	3	before history	0.71%
DKS	Dick's Sporting Goods, Inc. Consumer Cyclical	Reduced	3,614	-983	$819,691	−10.1%	3	before history	0.67%
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	Added	8,673	+6,479	$762,443	—	3	before history	0.62%
VDC	VANGUARD CONSUMER STAPLES INDEX FUND	Reduced	3,291	-976	$742,087	—	3	before history	0.61%
V	Visa Inc. Financial Services	Reduced	2,094	-1,158	$718,430	−26.9%	3	before history	0.59%
DGRO	iShares Core Dividend Growth ETF	Reduced	9,365	-1,320	$709,773	−5.3%	3	before history	0.58%
PPA	Victory Portfolios II	Reduced	3,895	-1,389	$688,051	−21.4%	3	before history	0.56%
GOOG	Alphabet Inc. Communication Services	Added	1,891	+1	$668,147	+23.2%	3	before history	0.55%
SPBU	AllianzIM Buffer15 Uncapped Allocation ETF	Reduced	21,635	-3,700	$654,242	−5.0%	3	before history	0.54%
GEV	GE Vernova Inc. Industrials	Reduced	548	-115	$643,823	+11.2%	3	before history	0.53%
GOOGL	Alphabet Inc. Communication Services	Reduced	1,794	-180	$641,121	+12.9%	3	before history	0.52%
PLTR	Palantir Technologies Inc. Technology	Reduced	5,309	-1,450	$619,401	−37.4%	3	before history	0.51%
HWM	Howmet Aerospace Inc. Industrials	Reduced	2,204	-165	$592,567	+8.5%	3	before history	0.48%
IVV	iShares Core S&P 500 ETF	Added	779	+203	$583,385	+55.1%	3	before history	0.48%
IYY	iShares Dow Jones U.S. ETF	Reduced	2,959	-1,032	$539,366	−14.7%	3	before history	0.44%
SPY	Spdr S&P 500 ETF Trust	Reduced	686	-111	$512,284	−1.2%	3	before history	0.42%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	1,674	-849	$500,542	—	3	before history	0.41%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	1,231	-89	$455,519	+7.6%	3	before history	0.37%

Showing the top 50 of 79 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.