GREENBERG FINANCIAL GROUP
Registered adviserFiling Date
Global Rank
#5,563
/ 8,854
▼ 324
· as of Dec 2025
Top Industry
Software - Infrastructure
14.3%
Period ended 10 months ago
Filed Jan 22, 2026 · 10mo
4 quarters · since Mar 2025
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Nov 1, 2026
Regulatory AUM
$406,904,132
Main clients
Individuals and high net worth
(100% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Mar 2026 to Nov 2026 | $406,904,132 | Individuals and high net worth (100%) |
| Apr 2025 to Feb 2026 | $331,247,699 | Individuals and high net worth (100%) |
| Apr 2024 to Mar 2025 | $257,773,955 | Individuals and high net worth (100%) |
| May 2023 to Mar 2024 | $188,763,107 | Individuals and high net worth (100%) |
| Apr 2023 | $188,763,107 | Individuals and high net worth (100%) |
| Apr 2022 to Mar 2023 | $206,563,416 | Individuals and high net worth (100%) |
3 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Dec 31, 2025, never from the firm's own description.
Style
Concentrated
The top 10 positions are 70.4% of the book (60%+)
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Short horizon
Value-weighted holding period 3.9 quarters (under 4)
Closest benchmark: every 13F filer's combined book, active share 70.0%; sector active share 56.1% against the combined 13F book's sector weights.
Over time 4 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
111 tracked positions · as of Dec 31, 2025 · Δ vs Sep 30, 2025Top Position
18.8%
+2.9 pts
Top 5
52.6%
+4.2 pts
Top 10
70.4%
+4.1 pts
HHI
798
Diversified+129
Portfolio Trend
4 quarters · across all stocks
Sector Breakdown
As of Dec 31, 2025| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 68.5% | $166,414,804 |
| Technology | 16.0% | $38,786,348 |
| Financial Services | 3.6% | $8,789,769 |
| Industrials | 2.9% | $7,134,292 |
| Communication Services | 2.9% | $7,065,779 |
| Consumer Cyclical | 2.8% | $6,706,793 |
| Energy | 1.3% | $3,167,601 |
| Consumer Defensive | 0.9% | $2,114,737 |
| Healthcare | 0.7% | $1,725,089 |
| Basic Materials | 0.3% | $771,482 |
| Real Estate | 0.1% | $174,900 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CHY | Calamos Convertible & High Income Fund | +145,106 | 201,222 | $2,275,820 | |
| PFF | iShares Preferred and Income Securities ETF | +36,451 | 239,794 | $7,424,022 | |
| AVK | Advent Convertible & Income Fund | +36,180 | 47,510 | $595,775 | |
| SVOL | Simplify Volatility Premium ETF | +36,109 | 56,080 | $984,764 | |
| IJH | iShares Core S&P Mid-Cap ETF | +28,071 | 147,594 | $9,741,204 | |
| NB | Niocorp Developments Ltd | +20,975 | 35,225 | $186,692 | |
| KOPN | Kopin Corp | +18,500 | 61,000 | $142,740 | |
| SBUX | Starbucks Corp | +17,796 | 26,690 | $2,247,564 | |
| PGHY | Invesco Global ex-US High Yield Corporate Bond ETF | +14,500 | 36,125 | $718,887 | |
| IWM | iShares Russell 2000 ETF | +8,865 | 40,023 | $9,852,061 | |
| TLT | iShares 20+ Year Treasury Bond ETF | +7,823 | 75,971 | $6,621,632 | |
| ROP | Roper Technologies Inc | +6,763 | 13,411 | $5,969,638 | |
| RSP | Victory Portfolios II | +4,684 | 71,618 | $13,719,144 | |
| KO | Coca Cola Co | +4,378 | 7,247 | $506,637 | |
| CPRY | +4,266 | 18,312 | $494,167 | ||
| XOM | ExxonMobil Holdings Corp | +4,222 | 11,822 | $1,422,659 | |
| QYLD | Global X NASDAQ 100 Covered Call ETF | +2,990 | 14,548 | $257,063 | |
| DIS | Walt Disney Co | +2,785 | 6,541 | $744,169 | |
| VRT | Vertiv Holdings Co | +2,625 | 5,515 | $893,485 | |
| QLD | ProShares Ultra QQQ | +2,000 | 5,200 | $366,132 | |
| DIA | Spdr Dow Jones Industrial Average ETF Trust | +1,823 | 21,732 | $10,443,747 | |
| AAPL | Apple Inc. | +1,289 | 38,135 | $10,367,381 | |
| VZ | Verizon Communications Inc | +1,083 | 14,499 | $590,544 | |
| VYM | VANGUARD HIGH DIVIDEND YIELD INDEX FUND | +1,058 | 55,329 | $7,940,818 | |
| QQQ | Invesco Qqq Trust, Series 1 | +978 | 35,342 | $21,710,944 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| CSCO | Cisco Systems, Inc. | −21,669 | 4,241 | $326,684 | |
| TDVI | FT Vest Technology Dividend Target Income ETF | −20,690 | 7,250 | $201,115 | |
| QDPL | Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF | −12,082 | 30,803 | $1,308,511 | |
| PSK | State Street(R) SPDR(R) ICE Preferred Securities ETF | −7,700 | 21,300 | $674,997 | |
| SPSB | State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF | −6,702 | 74,531 | $2,250,836 | |
| NVDA | Nvidia Corp | −5,514 | 33,562 | $6,259,313 | |
| — | −5,412 | 59,759 | $2,584,576 | ||
| ISTB | iShares Core 1-5 Year USD Bond ETF | −4,546 | 46,000 | $2,242,500 | |
| AMZN | Amazon Com Inc | −4,175 | 9,169 | $2,116,388 | |
| IBM | International Business Machines Corp | −3,586 | 1,889 | $559,540 | |
| INTC | Intel Corp | −3,146 | 10,265 | $378,778 | |
| SPHD | Invesco Ltd. | −2,815 | 35,468 | $1,702,464 | |
| KLAC | Kla Corp | −2,627 | 288 | $349,943 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | −2,482 | 28,359 | $2,261,063 | |
| VTV | VANGUARD VALUE INDEX FUND | −2,317 | 30,779 | $5,878,481 | |
| NLR | VanEck Uranium and Nuclear ETF | −2,215 | 9,427 | $1,170,833 | |
| SDY | State Street(R) SPDR(R) S&P(R) Dividend ETF | −2,153 | 22,603 | $3,145,433 | |
| CPNS | Calamos Nasdaq-100 Structured Alt Protection ETF - September | −2,040 | 7,380 | $200,883 | |
| CRM | Salesforce, Inc. | −1,513 | 939 | $248,750 | |
| JPST | JPMorgan Ultra-Short Income ETF | −1,465 | 30,520 | $1,544,006 | |
| FBTC | Fidelity Wise Origin Bitcoin Fund | −1,274 | 8,169 | $622,722 | |
| GOOG | Alphabet Inc. | −1,216 | 5,574 | $1,749,121 | |
| EDV | Vanguard World Fund | −1,088 | 20,557 | $1,336,410 | |
| META | Meta Platforms, Inc. | −560 | 3,319 | $2,190,838 | |
| WMT | Walmart Inc. | −552 | 5,329 | $593,703 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
23 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| PYPL | PayPal Holdings, Inc. | 13,018 | $759,990 | |
| AXON | Axon Enterprise, Inc. | 1,120 | $636,081 | |
| DECK | Deckers Outdoor Corp | 5,616 | $582,210 | |
| QCOM | Qualcomm Inc | 3,350 | $573,017 | |
| CHI | Calamos Convertible Opportunities & Income Fund | 45,685 | $478,778 | |
| FSLR | First Solar, Inc. | 1,493 | $390,016 | |
| SSO | ProShares Ultra S&P500 | 6,291 | $364,374 | |
| NFLX | Netflix Inc | 3,847 | $360,694 | |
| CBTJ | 16,388 | $358,569 | ||
| SLV | iShares Silver Trust | 5,057 | $325,771 | |
| PLTR | Palantir Technologies Inc. | 1,829 | $325,104 | |
| PEP | Pepsico Inc | 2,253 | $323,350 | |
| GOF | Guggenheim Strategic Opportunities Fund | 24,791 | $319,308 | |
| MP | MP Materials Corp. | 5,750 | $290,490 | |
| DOCU | Docusign, Inc. | 4,120 | $281,808 | |
| WFC | Wells Fargo & Company | 3,000 | $279,600 | |
| LLY | ELI LILLY & Co | 248 | $266,520 | |
| HON | Honeywell International Inc | 1,334 | $260,250 | |
| EFT | Eaton Vance Floating-Rate Income Trust | 20,955 | $236,581 | |
| GLD | Spdr Gold Trust | 540 | $214,007 | |
| ADBE | Adobe Inc. | 581 | $203,344 | |
| CLSK | Cleanspark, Inc. | 12,325 | $124,729 | |
| ATOS | Atossa Therapeutics, Inc. | 18,216 | $10,747 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CAIE | Calamos Autocallable Income ETF | 147,851 | $4,061,466 | |
| VO | VANGUARD MID-CAP INDEX FUND | 12,135 | $3,564,534 | |
| RGTU | Tradr 2X Long RGTI Daily ETF | 2,967,209 | $2,967,209 | |
| SPMO | Invesco Ltd. | 15,647 | $1,894,225 | |
| AVUV | Avantis U.S. Small Cap Value ETF | 15,142 | $1,507,083 | |
| SCO | 13,927 | $970,433 | ||
| QQQI | NEOS Nasdaq-100(R) High Income ETF | 17,305 | $937,931 | |
| RWL | Invesco Ltd. | 8,404 | $929,986 | |
| SPYI | NEOS S&P 500(R) High Income ETF | 17,660 | $923,618 | |
| XMMO | Victory Portfolios II | 6,189 | $836,938 | |
| TRFK | Pacer Data and Digital Revolution ETF | 11,915 | $797,351 | |
| SLB | Slb Limited | 21,507 | $739,195 | |
| XME | State Street(R) SPDR(R) S&P(R) Metals & Mining ETF | 7,772 | $724,272 | |
| MU | Micron Technology Inc | 2,955 | $494,430 | |
| ACN | Accenture plc | 1,769 | $436,235 | |
| VST | Vistra Corp. | 1,682 | $329,537 | |
| CPNJ | Calamos Nasdaq-100 Structured Alt Protection ETF - June | 8,869 | $236,341 | |
| CPST | Calamos S&P 500 Structured Alt Protection ETF - September | 8,425 | $225,073 | |
| ABBV | AbbVie Inc. | 968 | $224,130 | |
| LIN | Linde PLC | 465 | $220,875 | |
| SCHD | Schwab U.S. Dividend Equity ETF | 8,009 | $218,645 | |
| MO | Altria Group, Inc. | 2,986 | $197,255 | |
| GL | Globe Life Inc. | 1,325 | $189,435 | |
| GCOW | Pacer Global Cash Cows Dividend ETF | 4,695 | $186,015 | |
| SCHX | Schwab U.S. Large-Cap ETF | 7,050 | $185,697 | |
| No positions match the current search. | ||||
111 tracked positions ·
$242,851,594 total
· filing declares
113 positions · $242,872,299
· as of Dec 31, 2025
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Showing 1–50
of 111 positions by value
· page 1 of 3
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
PUT
+ SHARES
|
Added | 53,028 | $36,160,853 | 14.89% | |
| QQQ |
Invesco Qqq Trust, Series 1
PUT
+ SHARES
|
Added | 35,344 | $21,712,172 | 8.94% | |
| RSP |
Victory Portfolios II
|
Added | 71,618 | $13,719,144 | 5.65% | |
| DIA |
Spdr Dow Jones Industrial Average ETF Trust
|
Added | 21,732 | $10,443,747 | 4.30% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 38,135 | $10,367,381 | 4.27% | |
| IWM |
iShares Russell 2000 ETF
|
Added | 40,023 | $9,852,061 | 4.06% | |
| IJH |
iShares Core S&P Mid-Cap ETF
|
Added | 147,594 | $9,741,204 | 4.01% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 19,777 | $9,564,552 | 3.94% | |
| DVY |
iShares Select Dividend ETF
|
Added | 64,112 | $9,048,767 | 3.73% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Added | 55,329 | $7,940,818 | 3.27% | |
| PFF |
iShares Preferred and Income Securities ETF
|
Added | 239,794 | $7,424,022 | 3.06% | |
| TLT |
iShares 20+ Year Treasury Bond ETF
|
Added | 75,971 | $6,621,632 | 2.73% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 33,562 | $6,259,313 | 2.58% | |
| ROP |
Roper Technologies Inc
Technology
|
Added | 13,411 | $5,969,638 | 2.46% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Reduced | 30,779 | $5,878,481 | 2.42% | |
| SDY |
State Street(R) SPDR(R) S&P(R) Dividend ETF
|
Reduced | 22,603 | $3,145,433 | 1.30% | |
|
|
Reduced | 59,759 | $2,584,576 | 1.06% | ||
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Added | 7,016 | $2,352,254 | 0.97% | |
| RTX |
RTX Corp
Industrials
|
Added | 12,613 | $2,313,224 | 0.95% | |
| CHY |
Calamos Convertible & High Income Fund
Financial Services
|
Added | 201,222 | $2,275,820 | 0.94% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Reduced | 28,359 | $2,261,063 | 0.93% | |
| SPSB |
State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF
|
Reduced | 74,531 | $2,250,836 | 0.93% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
Added | 26,690 | $2,247,564 | 0.93% | |
| ISTB |
iShares Core 1-5 Year USD Bond ETF
|
Reduced | 46,000 | $2,242,500 | 0.92% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 3,319 | $2,190,838 | 0.90% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 9,169 | $2,116,388 | 0.87% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 5,574 | $1,749,121 | 0.72% | |
| CVX |
Chevron Corp
Energy
|
Added | 11,449 | $1,744,942 | 0.72% | |
| SPHD |
Invesco Ltd.
Financial Services
|
Reduced | 35,468 | $1,702,464 | 0.70% | |
| CAT |
Caterpillar Inc
Industrials
|
Added | 2,865 | $1,641,272 | 0.68% | |
| JPST |
JPMorgan Ultra-Short Income ETF
|
Reduced | 30,520 | $1,544,006 | 0.64% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 11,822 | $1,422,659 | 0.59% | |
| EDV |
Vanguard World Fund
|
Reduced | 20,557 | $1,336,410 | 0.55% | |
| QDPL |
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
|
Reduced | 30,803 | $1,308,511 | 0.54% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 3,841 | $1,202,233 | 0.50% | |
| NLR |
VanEck Uranium and Nuclear ETF
|
Reduced | 9,427 | $1,170,833 | 0.48% | |
| ORCL |
Oracle Corp
Technology
|
Reduced | 5,325 | $1,037,895 | 0.43% | |
| SVOL |
Simplify Volatility Premium ETF
|
Added | 56,080 | $984,764 | 0.41% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 3,043 | $980,515 | 0.40% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 4,611 | $954,246 | 0.39% | |
| VRT |
Vertiv Holdings Co
Industrials
|
Added | 5,515 | $893,485 | 0.37% | |
| SOXX |
iShares Semiconductor ETF
|
Added | 2,798 | $842,617 | 0.35% | |
| RACE |
Ferrari N.V.
Consumer Cyclical
|
Added | 2,127 | $786,054 | 0.32% | |
| PYPL |
PayPal Holdings, Inc.
Financial Services
|
NEW | 13,018 | $759,990 | 0.31% | |
| DIS |
Walt Disney Co
Communication Services
|
Added | 6,541 | $744,169 | 0.31% | |
| PGHY |
Invesco Global ex-US High Yield Corporate Bond ETF
|
Added | 36,125 | $718,887 | 0.30% | |
| VOO |
VANGUARD 500 INDEX FUND
|
Reduced | 1,136 | $712,419 | 0.29% | |
| PSK |
State Street(R) SPDR(R) ICE Preferred Securities ETF
|
Reduced | 21,300 | $674,997 | 0.28% | |
| BA |
Boeing Co
Industrials
|
Added | 3,078 | $668,295 | 0.28% | |
| AXON |
Axon Enterprise, Inc.
Industrials
|
NEW | 1,120 | $636,081 | 0.26% |
Showing the top 50 of 111 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.