AMP · Ameriprise Financial Inc · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-10 | Brockman Dawn M. |
SVP AND CONTROLLER |
Sell↓
|
Common Stock
|
472 |
| 2026-08-10 | MELLOH HEATHER J. |
EVP AND GENERAL COUNSEL |
Convert↑
|
Common Stock
|
722 |
| 2026-08-10 | MELLOH HEATHER J. |
EVP AND GENERAL COUNSEL |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Fully vested. |
Employee Stock Option (right to buy)
|
722 |
| 2026-08-10 | MELLOH HEATHER J. |
EVP AND GENERAL COUNSEL |
Tax↓
|
Common Stock
|
469 |
| 2026-08-06 | McGraw Deirdre Davey |
EVP Mktg, Strat. & Comms. |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Fully vested. |
Employee Stock Option (right to buy)
|
1,000 |
| 2026-08-06 | McGraw Deirdre Davey |
EVP Mktg, Strat. & Comms. |
Tax↓
|
Common Stock
|
2,191 |
| 2026-08-06 | McGraw Deirdre Davey |
EVP Mktg, Strat. & Comms. |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Fully vested. |
Employee Stock Option (right to buy)
|
1,000 |
| 2026-08-06 | McGraw Deirdre Davey |
EVP Mktg, Strat. & Comms. |
Convert↑
|
Common Stock
|
1,000 |
| 2026-08-06 | McGraw Deirdre Davey |
EVP Mktg, Strat. & Comms. |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Fully vested. |
Employee Stock Option (right to buy)
|
1,000 |
| 2026-08-06 | McGraw Deirdre Davey |
EVP Mktg, Strat. & Comms. |
Sell↓
Filing footnotes — Common Stock (Direct)
Reflects the weighted average price of 2,400 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 6, 2026 with sale prices ranging from $557.7801 to $558.4950 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
2,400 |
| 2026-08-06 | McGraw Deirdre Davey |
EVP Mktg, Strat. & Comms. |
Convert↑
|
Common Stock
|
1,000 |
| 2026-08-06 | McGraw Deirdre Davey |
EVP Mktg, Strat. & Comms. |
Convert↑
|
Common Stock
|
1,000 |
| 2026-07-28 | WILLIAMS CHRISTOPHER J |
Director |
Award↑
Filing footnotes — Phantom Stock (Retainer Deferral) (Direct)
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Outside Directors. |
Phantom Stock (Retainer Deferral)
|
37 |
| 2026-07-28 | Berman Walter Stanley |
EXECUTIVE VP AND CFO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Fully vested. |
Employee Stock Option (right to buy)
|
10,905 |
| 2026-07-28 | CRACCHIOLO JAMES M |
Director, CHAIRMAN AND CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Reflects the weighted average price of 1,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $546.62 to $546.67 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
1,900 |
| 2026-07-28 | Berman Walter Stanley |
EXECUTIVE VP AND CFO |
Sell↓
Filing footnotes — Common Stock (Direct)
Reflects the weighted average price of 10,590 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $548.5743 to $549.4306 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
10,590 |
| 2026-07-28 | Berman Walter Stanley |
EXECUTIVE VP AND CFO |
Sell↓
|
Common Stock
|
422 |
| 2026-07-28 | Berman Walter Stanley |
EXECUTIVE VP AND CFO |
Convert↑
|
Common Stock
|
23,206 |
| 2026-07-28 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Fully vested. |
Employee Stock Option (right to buy)
|
10,948 |
| 2026-07-28 | CRACCHIOLO JAMES M |
Director, CHAIRMAN AND CEO |
Tax↓
|
Common Stock
|
34,912 |
| 2026-07-28 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Sell↓
Filing footnotes — Common Stock (Direct)
Reflects the weighted average price of 3,200 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $539.57 to $540.498 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
3,200 |
| 2026-07-28 | CRACCHIOLO JAMES M |
Director, CHAIRMAN AND CEO |
Convert↑
|
Common Stock
|
52,932 |
| 2026-07-28 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Convert↑
|
Common Stock
|
10,948 |
| 2026-07-28 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Sell↓
|
Common Stock
|
908 |
| 2026-07-28 | Berman Walter Stanley |
EXECUTIVE VP AND CFO |
Tax↓
|
Common Stock
|
23,099 |
| 2026-07-28 | CRACCHIOLO JAMES M |
Director, CHAIRMAN AND CEO |
Sell↓
Filing footnotes — Common Stock (Direct)
Reflects the weighted average price of 16,120 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 28, 2026 with sale prices ranging from $545.00 to $545.585 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
16,120 |
| 2026-07-28 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Tax↓
|
Common Stock
|
6,840 |
| 2026-07-28 | Berman Walter Stanley |
EXECUTIVE VP AND CFO |
Convert↑
|
Common Stock
|
10,905 |
| 2026-07-28 | CRACCHIOLO JAMES M |
Director, CHAIRMAN AND CEO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Fully vested. |
Employee Stock Option (right to buy)
|
52,932 |
| 2026-07-28 | Berman Walter Stanley |
EXECUTIVE VP AND CFO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Fully vested. |
Employee Stock Option (right to buy)
|
23,206 |
| 2026-07-28 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Sell↓
|
Common Stock
|
4,102 |
| 2026-07-27 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Convert↑
|
Common Stock
|
3,634 |
| 2026-07-27 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Sell↓
Filing footnotes — Common Stock (Direct)
Reflects the weighted average price of 7,888 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $536.48 to $537.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
7,888 |
| 2026-07-27 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Sell↓
Filing footnotes — Common Stock (Direct)
Reflects the weighted average price of 6 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on July 27, 2026 with sale prices ranging from $537.54 to $537.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
Common Stock
|
6 |
| 2026-07-27 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Tax↓
|
Common Stock
|
2,131 |
| 2026-07-27 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Fully vested. |
Employee Stock Option (right to buy)
|
3,634 |
| 2026-07-09 | HUNTER PETRUZILLO KELLI A. |
Exec VP of Human Resources |
Tax↓
|
Common Stock
|
98 |
| 2026-07-09 | HUNTER PETRUZILLO KELLI A. |
Exec VP of Human Resources |
Convert↑
Filing footnotes — Common Stock (Direct)
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. |
Common Stock
|
207 |
| 2026-07-09 | Brockman Dawn M. |
SVP AND CONTROLLER |
Tax↓
|
Common Stock
|
9 |
| 2026-07-09 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Convert↓
Filing footnotes — Phantom Stock (Direct)
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |
Phantom Stock
|
53 |
| 2026-07-09 | TRUSCOTT WILLIAM F |
Senior Vice President |
Convert↑
Filing footnotes — Common Stock (Direct)
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. |
Common Stock
|
391 |
| 2026-07-09 | TRUSCOTT WILLIAM F |
Senior Vice President |
Tax↓
Filing footnotes — Common Stock (Direct)
The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. |
Common Stock
|
180 |
| 2026-07-09 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Tax↓
|
Common Stock
|
23 |
| 2026-07-09 | Brockman Dawn M. |
SVP AND CONTROLLER |
Convert↑
Filing footnotes — Common Stock (Direct)
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. |
Common Stock
|
26 |
| 2026-07-09 | TRUSCOTT WILLIAM F |
Senior Vice President |
Convert↓
Filing footnotes — Phantom Stock (Direct)
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |
Phantom Stock
|
391 |
| 2026-07-09 | Brockman Dawn M. |
SVP AND CONTROLLER |
Convert↓
Filing footnotes — Phantom Stock (Direct)
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |
Phantom Stock
|
26 |
| 2026-07-09 | HUNTER PETRUZILLO KELLI A. |
Exec VP of Human Resources |
Convert↓
Filing footnotes — Phantom Stock (Direct)
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |
Phantom Stock
|
207 |
| 2026-07-09 | Williams William Jerryl |
Pres, Wealth Mgmt Advisor Grp |
Convert↑
Filing footnotes — Common Stock (Direct)
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. |
Common Stock
|
53 |
| 2026-05-14 | Smyth Gerard P. |
EVP & CIO |
Convert↑
|
Common Stock
|
2,221 |
| 2026-05-14 | Smyth Gerard P. |
EVP & CIO |
Convert↓
Filing footnotes — Employee Stock Option (right to buy) (Direct)
Fully vested. |
Employee Stock Option (right to buy)
|
2,221 |