BEAT · HeartBeam, Inc. · Shareholders & Ownership
Substantial doubt about the company's ability to continue as a going concern.
“Based on the current business plan assumptions, existing financing arrangements and expected cash burn rate, the Company believes that its existing liquidity is insufficient to fund operations for the next twelve months following the issuance of these financial statements. These factors raise substantial doubt regarding the Company's ability to continue as a going concern.”View the 10-Q filed Aug 13, 2026
Every disclosed holder of BEAT in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns BEAT
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 8,833,536 | 15.68% |
| Insiders (Forms 3, 4, 5) | 9,484,040 | 16.83% |
| 13D/G-only blocks | 0 | 0.00% |
| Remaining | 38,031,595 | 67.49% |
| Registered funds (N-PORT, not summed) | 0 | 0.00% |
Shares outstanding: 56,349,171, the issuer's latest cover-page count restated onto today's split basis.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of BEAT
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
|
3,970,784 | ||
| 2 |
STROME MARK E
13D
CIK 919484 · Holding company · Apr 16, 2026
Item 4 purpose: Passive investment
not summed
|
3,764,200 | ||
| 2.1 |
|
3,650,000 | ||
| 3 |
VANGUARD CAPITAL MANAGEMENT LLC
13F
CIK 2100119 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,137,512 | ||
| 4 |
BlackRock, Inc.
13F
CIK 2012383 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
987,837 | ||
| 5 |
CORSAIR CAPITAL MANAGEMENT, L.P.
13F
CIK 1276470 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
912,500 | ||
| 6 |
Bleichroeder LP
13F
CIK 1781002 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
625,000 | ||
| 7 |
|
538,667 | ||
| 8 |
ARMISTICE CAPITAL, LLC
13F
CIK 1601086 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
500,000 | ||
| 9 |
GEODE CAPITAL MANAGEMENT, LLC
13F
CIK 1214717 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
479,386 | ||
| 10 |
|
448,290 | ||
| 11 |
Sigma Planning Corp
13F
CIK 1449126 · Registered investment adviser · Sep 30, 2026
|
387,200 | ||
| 12 |
Smith Salley Wealth Management
13F
CIK 1482012 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
367,647 | ||
| 13 |
UBS Group AG
13F
CIK 1610520 · Bank · Jun 30, 2026
Classes BEAT, BEATW, carried, not yet filed for the newest quarter
|
302,754 | ||
| 14 |
|
286,636 | ||
| 15 |
VANGUARD FIDUCIARY TRUST CO
13F
CIK 933478 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
274,818 | ||
| 16 |
Beacon Pointe Advisors, LLC
13F
CIK 1744317 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
247,058 | ||
| 17 |
|
239,990 | ||
| 18 |
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
13F
CIK 1423442 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
208,191 | ||
| 19 |
RITHOLTZ WEALTH MANAGEMENT
13F
CIK 1698218 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
208,191 | ||
| 20 |
KESTRA PRIVATE WEALTH SERVICES, LLC
13F
CIK 1649451 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
173,439 | ||
| 21 |
|
144,388 | ||
| 22 |
|
137,293 | ||
| 23 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
134,434 | ||
| 24 |
|
125,473 | ||
| 25 |
NORTHERN TRUST CORP
13F
CIK 73124 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
101,129 | ||
| 26 |
Spectrum Asset Management, Inc. (NB/CA)
13F
CIK 1632078 · Registered investment adviser · Sep 30, 2026
|
100,400 | ||
| 27 |
Cannon Financial Strategists, Inc.
13F
CIK 2031123 · Registered investment adviser · Sep 30, 2026
|
92,645 | ||
| 28 |
D'Orazio & Associates, Inc.
13F
CIK 1646821 · Registered investment adviser · Jun 30, 2026
Classes BEAT, BEATW, carried, not yet filed for the newest quarter
|
64,987 | ||
| 29 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
57,045 | ||
| 30 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
54,274 | ||
| 31 |
STIFEL FINANCIAL CORP
13F
CIK 720672 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
51,000 | ||
| 32 |
ADVISORY RESEARCH INC
13F
CIK 902584 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50,000 | ||
| 33 |
|
36,742 | ||
| 34 |
|
31,250 | ||
| 35 |
CIBC Bancorp USA Inc.
13F
CIK 1711924 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,631 | ||
| 36 |
Davidson Kahn Capital Management, LLC
13F
CIK 2055535 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
17,333 | ||
| 37 |
Clear Street Group Inc.
13F
CIK 1881567 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
16,611 | ||
| 38 |
TRUIST FINANCIAL CORP
13F
CIK 92230 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
15,000 | ||
| 39 |
Vanguard Global Advisers, LLC
13F
CIK 1811242 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
13,308 | ||
| 40 |
TWO SIGMA INVESTMENTS, LP
13F
CIK 1179392 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
12,926 | ||
| 41 |
Farther Finance Advisors, LLC
13F
CIK 1992825 · Registered investment adviser · Sep 30, 2026
|
12,000 | ||
| 42 |
TWO SIGMA SECURITIES, LLC
13F
CIK 1450144 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,653 | ||
| 43 |
J.W. COLE ADVISORS, INC.
13F
CIK 1404763 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
11,000 | ||
| 44 |
COMMONWEALTH EQUITY SERVICES, LLC
13F
CIK 312272 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,723 | ||
| 45 |
HB Wealth Management, LLC
13F
CIK 1911253 · Registered investment adviser · Sep 30, 2026
|
10,000 | ||
| 46 |
Kestra Advisory Services, LLC
13F
CIK 1830819 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
10,000 | ||
| 47 |
HARBOUR INVESTMENTS, INC.
13F
CIK 810121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
8,750 | ||
| 48 |
WELLS FARGO & COMPANY/MN
13F
CIK 72971 · Bank · Jun 30, 2026
Classes BEAT, BEATW, carried, not yet filed for the newest quarter
|
8,500 | ||
| 49 |
Tower Research Capital LLC (TRC)
13F
CIK 1533421 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,309 | ||
| 50 |
|
2,694 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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