BHP 6-K
BHP Group Ltd (BHP)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OFFOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
4 November 2024
BHP GROUPLIMITED
(ABN 49 004 028 077)
(Exact name of Registrant as specified in its charter)
VICTORIA,AUSTRALIA
(Jurisdiction of incorporation or organisation)
171 COLLINS STREET, MELBOURNE,
VICTORIA 3000 AUSTRALIA
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: ☒ Form 20-F ☐ Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: ☐ Yes ☒ No
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
| Appendix 3Y | ||
|---|---|---|
| Change of Director’s Interest Notice | ||
| 4 November 2024 |
Rule 3.19A.2
Appendix 3Y
Change ofDirector’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documentsgiven to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | BHP Group Limited | |
|---|---|---|
| ABN | 49 004 028 077 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Mike Henry | |
|---|---|---|
| Date of last notice | 13 December 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Direct or indirect interes t | Indirect | |
|---|---|---|
| Nature of indirectinterest<br> <br>(including registered holder)<br> <br>Note:<br>Provide details of the circumstances giving rise to the relevant interest. | Ordinary shares in BHP Group Limited held by HSBC Bank Australia in a shareholder account of which Mike Henry<br>is the sole beneficiary and ordinary shares in BHP Group Limited held by HSBC Security Services Asia Pac in a shareholder account of which Mike Henry is the sole beneficiary. | |
| Date of change | 31 October 2024 | |
| No. of securities held prior to change | Ordinary<br>shares:<br> <br><br> <br>410,001 ordinary shares in BHP Group Limited.<br><br><br><br> <br>Options and other rights:<br><br><br><br> <br>693,358 maximum number of Long Term Incentive Plan Awards (rights to receive ordinary<br>shares in BHP Group Limited under the Long Term Incentive Plan).<br> <br><br> <br>279,820 Cash and<br>Deferred Plan Awards (rights to receive ordinary shares in BHP Group Limited under the Cash and Deferred Plan). | |
| Class | Ordinary shares | |
| + See chapter 19 for defined terms. | ||
| --- | --- | --- |
| 01/01/2011 | Appendix 3Y Page 1 |
Appendix 3Y
Change of Director’s Interest Notice
| Number acquired | 130,407 ordinary shares in BHP Group Limited. | |
|---|---|---|
| Number disposed | 62,373 ordinary shares in BHP Group Limited. | |
| Value/Consideration<br> <br>Note: If consideration is non-cash,<br>provide details and estimated valuation | Vesting of 130,407<br>of share rights for nil consideration.<br> <br><br> <br>On-market sale of 62,373 ordinary shares in<br>BHP Group Limited for A$42.83. | |
| No. of securities held after change | Ordinary<br>shares:<br> <br><br> <br>478,035 ordinary shares in BHP Group Limited.<br><br><br><br> <br>Options and other rights:<br><br><br><br> <br>521,214 maximum number of Long Term Incentive Plan Awards (rights to receive ordinary<br>shares in BHP Group Limited under the Long Term Incentive Plan).<br> <br><br> <br>235,485 Cash and<br>Deferred Plan Awards (rights to receive ordinary shares in BHP Group Limited under the Cash and Deferred Plan) | |
| Nature ofchange<br> <br>Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in<br>buy-back | 1. The acquisition<br>of 86,072 ordinary shares in BHP Group Limited following the vesting of awards under the 2019 Long Term Incentive Plan* and 44,335 ordinary shares in BHP Group Limited following the vesting of awards under the Cash and Deferred Plan.<br><br><br><br> <br>2. The on-market sale of 62,373 ordinary shares in BHP Group Limited in order to meet<br>expected tax obligations arising from the transactions described in 1.<br> <br><br><br><br>* Mike Henry’s 2019 Long Term Incentive Plan award comprised of 172,144 awards, subject to<br>the achievement of performance conditions. The five year performance period ended on 30 June 2024 and performance against the Total Shareholder Return performance condition resulted in 50 per cent of the awards vesting (equal to 86,072 ordinary<br>shares). Further detail in respect of the 2019 Long Term Incentive award is provided in BHP’s Remuneration Report released on 27 August 2024. | |
| + See chapter 19 for defined terms. | ||
| --- | --- | --- |
| Appendix 3Y Page 2 | 01/01/2011 | |
| Appendix 3Y | ||
| --- | --- | --- |
| Change of Director’s Interest Notice | ||
| 4 November 2024 |
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
| Detail of contract | - | |
|---|---|---|
| Nature of interest | - | |
| Name of registeredholder<br> <br>(if issued securities) | - | |
| Date of change | - | |
| No. and class ofsecurities to which interest related prior to change<br> <br>Note: Details are only required for a contract in relation to which the interest has<br>changed | - | |
| Interest acquired | - | |
| Interest disposed | - | |
| Value/Consideration<br> <br><br><br><br>Note: If consideration is non-cash, provide details and an estimated valuation | - | |
| Interest after change | - |
Part 3 – +Closed period
| Were the interests in the securities or contracts detailed above traded during a +closed period where priorwritten clearance was required? | No | |
|---|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? | N/A | |
| If prior written clearance was provided, on what date was this provided? | N/A |
Authorised for release by Stefanie Wilkinson, Group Company Secretary
Stefanie Wilkinson
T + 61 3 9609 2153
T + 61 3 9609 3500
BHP Group Limited ABN 49 004 028 077
Registered in Australia
Registered Office: Level 18, 171 Collins Street
Melbourne Victoria 3000 Australia
Tel +61 1300 554 757 Fax +61 3 9609 3015
| + See chapter 19 for defined terms. | ||
|---|---|---|
| 01/01/2011 | Appendix 3Y Page 3 |
Confidential
4 November 2024
BHP GROUP LIMITED
Notification and public disclosure of transactions by
Persons Discharging Managerial Responsibilities
| 1 | Details of the person discharging managerial responsibilities / persons closelyassociated | |||||||
|---|---|---|---|---|---|---|---|---|
| a) | Name | Mike Henry | ||||||
| 2 | Reason for the notification | |||||||
| b) | Position/status | PDMR (Chief Executive Officer) | ||||||
| a) | Initial notification/Amendment | Initial notification | ||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer orauction monitor | |||||||
| a) | Name | BHP Group Limited | ||||||
| b) | LEI | WZE1WSENV6JSZFK0JC28 | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument;(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. | |||||||
| a) | Description of the financial instrument, type of instrument<br><br><br><br> <br>Identification code | BHP<br>Group Limited ordinary shares<br> <br><br> <br>ISIN: AU000000BHP4 | ||||||
| b) | Nature of the transaction | 1. The acquisition of 86,072 ordinary shares in BHP Group Limited following the vesting of share awards<br>under the Long Term Incentive Plan and 44,335 ordinary shares in BHP Group Limited following the vesting of share awards under the Cash and Deferred Plan.<br> <br><br><br><br>2. The on - market sale of 62,373 ordinary shares in BHP Group Limited in order to meet expected tax<br>obligations arising from the transactions described in 1. | ||||||
| c) | Price(s) and volume(s) | Transaction | Price | Volume | ||||
| 1 | Nil | 130,407 | ||||||
| 2 | AUD 42.83 | 62,373 | ||||||
| d) | Aggregated information<br><br><br><br> <br>- Aggregated volume<br><br><br><br> <br>- Price | N/A | ||||||
| e) | Date of the transaction | 1.<br>2024-10-31<br> <br><br> <br>2. 2024-10-31 | ||||||
| f) | Place of the transaction | 1. Outside a trading venue<br><br><br><br> <br>2. Australian Securities Exchange (ASX) |
All values are in US Dollars.
Confidential
| 1 | Details of the person discharging managerial responsibilities / persons closelyassociated | |||||||
|---|---|---|---|---|---|---|---|---|
| a) | Name | Brandon Craig | ||||||
| 2 | Reason for the notification | |||||||
| b) | Position/status | PDMR (President, Americas) | ||||||
| c) | Initial notification/Amendment | Initial notification | ||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer orauction monitor | |||||||
| a) | Name | BHP Group Limited | ||||||
| b) | LEI | WZE1WSENV6JSZFK0JC28 | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument;(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. | |||||||
| a) | Description of the financial instrument, type of instrument<br><br><br><br> <br>Identification code | BHP<br>Group Limited ordinary shares<br> <br><br> <br>ISIN: AU000000BHP4 | ||||||
| b) | Nature of the transaction | 1. The acquisition of 19,945 ordinary shares in BHP Group Limited following vesting of share awards under<br>the Management Award Plan.<br> <br><br><br><br>2. The on-market sale of 9,025 ordinary shares in BHP Group Limited in order to meet expected tax<br>obligations arising from the transactions described in 1. | ||||||
| c) | Price(s) and volume(s) | Transaction | Price | Volume | ||||
| 1 | Nil | 19,945 | ||||||
| 2 | AUD 42.83 | 9,025 | ||||||
| d) | Aggregated information<br><br><br><br> <br>- Aggregated volume<br><br><br><br> <br>- Price | N/A | ||||||
| e) | Date of the transaction | 1.<br>2024-10-31<br> <br><br> <br>2. 2024-10-31 | ||||||
| f) | Place of the transaction | 1. Outside a trading venue<br><br><br><br> <br>2. Australian Securities Exchange (ASX) |
All values are in US Dollars.
Confidential
| 1 | Details of the person discharging managerial responsibilities / persons closelyassociated | |||||||
|---|---|---|---|---|---|---|---|---|
| a) | Name | Geraldine Slattery | ||||||
| 2 | Reason for the notification | |||||||
| b) | Position/status | PDMR (President Australia) | ||||||
| c) | Initial notification/Amendment | Initial notification | ||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer orauction monitor | |||||||
| a) | Name | BHP Group Limited | ||||||
| b) | LEI | WZE1WSENV6JSZFK0JC28 | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument;(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. | |||||||
| a) | Description of the financial instrument, type of instrument<br><br><br><br> <br>Identification code | BHP<br>Group Limited ordinary shares<br> <br><br> <br>ISIN: AU000000BHP4 | ||||||
| b) | Nature of the transaction | 1. The acquisition of 58,686 ordinary shares in BHP Group Limited following the vesting of share awards<br>under the Management Award Plan and 23,784 ordinary shares in BHP Group Limited following the vesting of share awards under the Cash and Deferred Plan.<br> <br><br><br><br>2. The on-market sale of 39,453 ordinary shares in BHP Group Limited in order to meet expected tax<br>obligations arising from the transactions described in 1. | ||||||
| c) | Price(s) and volume(s) | Transaction | Price | Volume | ||||
| 1 | Nil | 82,470 | ||||||
| 2 | AUD 42.83 | 39,453 | ||||||
| d) | Aggregated information<br><br><br><br> <br>- Aggregated volume<br><br><br><br> <br>- Price | N/A | ||||||
| e) | Date of the transaction | 1.<br>2024-10-31<br> <br><br> <br>2. 2024-10-31 | ||||||
| f) | Place of the transaction | 1. Outside a trading venue<br><br><br><br> <br>2. Australian Securities Exchange (ASX) |
All values are in US Dollars.
Confidential
| 1 | Details of the person discharging managerial responsibilities / persons closelyassociated | |||||||
|---|---|---|---|---|---|---|---|---|
| a) | Name | Vandita Pant | ||||||
| 2 | Reason for the notification | |||||||
| b) | Position/status | PDMR (Chief Financial Officer) | ||||||
| c) | Initial notification/Amendment | Initial notification | ||||||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer orauction monitor | |||||||
| a) | Name | BHP Group Limited | ||||||
| b) | LEI | WZE1WSENV6JSZFK0JC28 | ||||||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument;(ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted. | |||||||
| a) | Description of the financial instrument, type of instrument<br><br><br><br> <br>Identification code | BHP<br>Group Limited ordinary shares<br> <br><br> <br>ISIN: AU000000BHP4 | ||||||
| b) | Nature of the transaction | 3. The acquisition of 26,197 ordinary shares in BHP Group Limited following the vesting of share awards<br>under the Management Award Plan and 17,834 ordinary shares in BHP Group Limited following the vesting of share awards under the Cash and Deferred Plan.<br> <br><br><br><br>4. The on-market sale of 2,784 ordinary shares in BHP Group Limited in order to meet expected tax<br>obligations arising from the transactions described in 1. | ||||||
| c) | Price(s) and volume(s) | Transaction | Price | Volume | ||||
| 1. | N/A | 44,031 | ||||||
| 2. | AUD 42.83 | 2,784 | ||||||
| d) | Aggregated information<br><br><br><br> <br>- Aggregated volume<br><br><br><br> <br>- Price | N/A | ||||||
| e) | Date of the transaction | 1.<br>2024-10-31<br> <br><br> <br>2. 2024-10-31 | ||||||
| f) | Place of the transaction | 1. Outside a trading venue<br><br><br><br> <br>2. Australian Securities Exchange (ASX) |
All values are in US Dollars.
Authorised for release by Stefanie Wilkinson, Group Company Secretary
BHP Group Limited ABN 49 004 028 077
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| BHP Group Limited | ||
|---|---|---|
| Date: November 4, 2024 | By: | /s/ Stefanie Wilkinson |
| Name: | Stefanie Wilkinson | |
| Title: | Group General Counsel and Group Company Secretary |