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Cemtrex Inc 8-K, filed Sep 18, 2020

Cemtrex Inc (CETX)

8-K 2020-09-18 For: 2020-09-18
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Added on April 09, 2026

About this 8-K

Cemtrex Inc filed this 8-K on September 18, 2020.

Items reported

  • Item 8.01: Other events

UNITEDSTATES

SECURITIESAND EXCHANGE COMMISSION

WASHINGTON,D.C. 20549


FORM8-K


CURRENTREPORT

PURSUANTTO SECTION 13 OR 15(d) OF

THESECURITIES EXCHANGE ACT OF 1934Date of Report (Date of earliest event reported): September 18, 2020

CemtrexInc.

(Exact name of registrant as specified in its charter)

Delaware 001-37464 30-0399914
(State<br> or other jurisdiction<br><br>of incorporation) (Commission<br> <br><br>File Number) (I.R.S.<br> Employer<br><br>Identification No.)
276<br> Greenpoint Ave Bld. 8 Suite 208<br><br> <br>Brooklyn,<br> NY 11222
--- ---
(Address<br> of principal executive offices) (Zip<br> Code)

Registrant’s telephone number, including area code: (631) 756-9116

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ] Written<br> communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)
[  ] Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ] Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ] Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [  ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [  ]


Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading symbol Name of each exchange on which registered
Common<br> Stock CETX Nasdaq<br> Capital Market
Series<br> 1 Preferred Stock CETXP Nasdaq<br> Capital Market
Series<br> 1 Warrants CETXW Nasdaq<br> Capital Market

CURRENTREPORT ON FORM 8-K

Cemtrex,Inc.


September18, 2020


Item8.01 Other Events


On September 16, 2020, The Board of Directors of Cemtrex, Inc. passed a resolution that the company will pay its dividend on Series 1 Preferred Stock in additional shares of Series 1 Preferred Stock. The holders of the Series 1 Preferred Stock are entitled to receive dividends at the rate of 10% annually, based on the $10.00 per share Preference Amount, payable semiannually.

The current semiannual payment is due on October 6, 2020 to the holders of record on close of business on September 30, 2020.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CEMTREX, INC.
Date:<br> September 18, 2020 By: /s/ Saagar Govil
Saagar<br> Govil
Chairman,<br> President and Chief<br> Executive Officer