Cemtrex Inc 8-K, filed Feb 12, 2021
Cemtrex Inc (CETX)
About this 8-K
Cemtrex Inc filed this 8-K on February 12, 2021, reporting on events of February 9, 2021.
Items reported
- Item 4.01: Change of auditor
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
WASHINGTON,D.C. 20549
FORM8-K
CURRENTREPORT
PURSUANTTO SECTION 13 OR 15(d) OF
THESECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): February 9, 2021
CemtrexInc.
(Exact name of registrant as specified in its charter)
| Delaware | 001-37464 | 30-0399914 |
|---|---|---|
| (State or other jurisdiction<br><br> <br>of incorporation) | (Commission<br><br> <br>File Number) | (I.R.S. Employer<br><br> <br>Identification No.) |
| 276<br> Greenpoint Ave Bld. 8 Suite 208<br><br> <br>Brooklyn,<br> NY | 11101 | |
| --- | --- | |
| (Address<br> of principal executive offices) | (Zip<br> Code) |
Registrant’s telephone number, including area code: (631) 756-9116
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written<br> communications pursuant to Rule 425 under the Securities Act (17CFR 230.425) |
|---|---|
| [ ] | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [X]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading symbol | Name of each exchange on which registered |
|---|---|---|
| Common<br> Stock | CETX | Nasdaq<br> Capital Market |
| Series<br> 1 Preferred Stock | CETXP | Nasdaq<br> Capital Market |
| Series<br> 1 Warrants | CETXW | Nasdaq<br> Capital Market |
SECTION4- Matters Related to Accountants and Financial Statements
Item4.01 Changes in Registrant’s Certifying Accountant.
On February 9, 2021, (the “Engagement Date”), the Company engaged Grassi & CO., CPAs, P.C. (“Grassi”) as its independent registered public accounting firm after the Audit Committee formally approved the decision to engage Grassi as the Company’s independent registered public accounting firm.
The address of Grassi is:
488 Madison Avenue
21st Floor
New York, NY 10022
Prior to engaging Grassi, the Company did not consult with Grassi regarding either: (i) the application of accounting principles to a specified transaction, either contemplated or proposed, or the type of audit opinion that might be rendered on the Company’s financial statements; or (ii) any matter that was the subject of a “disagreement” or a “reportable event” (as those terms are defined in Item 304 of Regulation S-K).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Cemtrex Inc. |
|---|
| /s/ Saagar Govil |
| Saagar<br> Govil |
| Chairman,<br> President and Chief Executive Officer |
| Date:<br> February 12, 2021 |