CG · Carlyle Group Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-29 | Heinzelman Kate Elizabeth |
General Counsel |
Other↑
|
No Securities Owned
|
0 |
| 2026-05-28 | Jenkins Mark David |
Co-President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
7,634 |
| 2026-05-28 | Plouffe Justin |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
4,077 |
| 2026-05-28 | SCHWARTZ HARVEY M |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on existing time-based and performance-based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
20,743 |
| 2026-05-28 | LoBue Lindsay |
Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
3,120 |
| 2026-05-28 | Ferguson Jeffrey W. |
General Counsel |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
1,274 |
| 2026-05-28 | Redett John C. |
Co-President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
10,830 |
| 2026-05-28 | Andrews Charles Elliott Jr. |
Chief Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
409 |
| 2026-05-28 | Nedelman Jeffrey |
Co-President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
7,733 |
| 2026-05-01 | FITT LAWTON W |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person. |
Common Stock
|
4,450 |
| 2026-05-01 | SHAW WILLIAM JOSEPH |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date. |
Common Stock
|
4,450 |
| 2026-05-01 | ORDAN MARK S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Board of Directors of The Carlyle Group Inc. on such vesting date. |
Common Stock
|
4,450 |
| 2026-05-01 | Rice Derica W |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities vested upon grant pursuant to an election made by the reporting person to receive vested restricted stock units in lieu of the reporting person's annual cash retainer for service on the Issuer's Board of Directors, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person. |
Common Stock
|
2,933 |
| 2026-05-01 | HANCE JAMES H JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service to the Issuer or its affiliates on such vesting date. |
Common Stock
|
4,450 |
| 2026-05-01 | BESCHLOSS AFSANEH MASHAYEKHI |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date. |
Common Stock
|
4,450 |
| 2026-05-01 | ORDAN MARK S |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are shares of the Issuer's common stock granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities are vested upon grant pursuant to an election made by the reporting person to receive shares of the Issuer's common stock in lieu of the reporting person's annual cash retainers for service on the Issuer's Board of Directors. |
Common Stock
|
4,450 |
| 2026-05-01 | Rice Derica W |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person. |
Common Stock
|
4,450 |
| 2026-05-01 | WELTERS ANTHONY |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date. |
Common Stock
|
4,450 |
| 2026-05-01 | Cherwoo Sharda |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date. |
Common Stock
|
4,450 |
| 2026-05-01 | FILLER LINDA |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are a restricted stock unit award granted under The Carlyle Group Inc. Amended & Restated 2012 Equity Incentive Plan. These securities will vest on May 1, 2027, subject to the reporting person's continued service on the Issuer's Board of Directors on such vesting date, and receipt of such shares shall be deferred to a future date pursuant to a deferral election made by the reporting person. |
Common Stock
|
4,450 |
| 2026-03-19 | Rubenstein David M. |
Director |
Sell↓
|
Common Stock
|
500,000 |
| 2026-03-19 | Rubenstein David M. |
Director |
Gift↓
Filing footnotes — Common Stock (Direct)
Reflects a charitable donation by the Reporting Person. |
Common Stock
|
100,000 |
| 2026-02-20 | Andrews Charles Elliott Jr. |
Chief Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
343 |
| 2026-02-20 | Nedelman Jeffrey |
Co-President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
6,507 |
| 2026-02-20 | Ferguson Jeffrey W. |
General Counsel |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
1,070 |
| 2026-02-20 | Jenkins Mark David |
Co-President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
6,424 |
| 2026-02-20 | Plouffe Justin |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
3,431 |
| 2026-02-20 | SCHWARTZ HARVEY M |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on existing time-based and performance-based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
17,457 |
| 2026-02-20 | Redett John C. |
Co-President |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
9,114 |
| 2026-02-20 | LoBue Lindsay |
Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards. |
Common Stock
|
2,625 |
| 2026-02-14 | SCHWARTZ HARVEY M |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award. No shares of common stock were sold by the reporting person. |
Common Stock
|
134,812 |
| 2026-02-06 | Jenkins Mark David |
Co-President |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award. No shares of common stock were sold by the reporting person. |
Common Stock
|
46,176 |
| 2026-02-06 | Ferguson Jeffrey W. |
General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person. |
Common Stock
|
937 |
| 2026-02-06 | Redett John C. |
Co-President |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person. |
Common Stock
|
86,781 |
| 2026-02-06 | Nedelman Jeffrey |
Co-President |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award. No shares of common stock were sold by the reporting person. |
Common Stock
|
92,352 |
| 2026-02-06 | Plouffe Justin |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award. No shares of common stock were sold by the reporting person. |
Common Stock
|
46,176 |
| 2026-02-06 | Andrews Charles Elliott Jr. |
Chief Accounting Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person. |
Common Stock
|
6,354 |
| 2026-02-06 | LoBue Lindsay |
Chief Operating Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards. No shares of common stock were sold by the reporting person. |
Common Stock
|
75,033 |
| 2026-02-01 | Andrews Charles Elliott Jr. |
Chief Accounting Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person. |
Common Stock
|
1,084 |
| 2026-02-01 | Andrews Charles Elliott Jr. |
Chief Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2027, February 1, 2028 and February 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date. |
Common Stock
|
7,747 |
| 2026-02-01 | Plouffe Justin |
Chief Financial Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person. |
Common Stock
|
2,792 |
| 2026-02-01 | Nedelman Jeffrey |
Co-President |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are restricted stock unit awards and will vest 40% on August 1, 2027, an additional 30% on August 1, 2028 and the remaining 30% on August 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date. |
Common Stock
|
217,303 |
| 2026-02-01 | Plouffe Justin |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2027, February 1, 2028 and February 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date. |
Common Stock
|
9,704 |
| 2026-02-01 | Plouffe Justin |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are restricted stock unit awards and will vest 40% on August 1, 2027, an additional 30% on August 1, 2028 and the remaining 30% on August 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date. |
Common Stock
|
40,770 |
| 2026-02-01 | Ferguson Jeffrey W. |
General Counsel |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person. |
Common Stock
|
503 |
| 2026-02-01 | LoBue Lindsay |
Chief Operating Officer |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are restricted stock unit awards and will vest 40% on August 1, 2027, an additional 30% on August 1, 2028 and the remaining 30% on August 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date. |
Common Stock
|
114,156 |
| 2026-02-01 | Jenkins Mark David |
Co-President |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person. |
Common Stock
|
5,812 |
| 2026-02-01 | Redett John C. |
Co-President |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are restricted stock unit awards and will vest 40% on August 1, 2027, an additional 30% on August 1, 2028 and the remaining 30% on August 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date. |
Common Stock
|
273,973 |
| 2026-02-01 | SCHWARTZ HARVEY M |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Common Stock (Direct)
Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person. |
Common Stock
|
578,862 |
| 2026-02-01 | Ferguson Jeffrey W. |
General Counsel |
Award↑
Filing footnotes — Common Stock (Direct)
These securities are restricted stock unit awards and will vest 40% on August 1, 2027, an additional 30% on August 1, 2028 and the remaining 30% on August 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date. |
Common Stock
|
24,462 |