CV · CapsoVision, Inc
Substantial doubt about the company's ability to continue as a going concern.
“The Company, having evaluated the extant facts and circumstances, concluded that the facts and circumstances raise substantial doubt about the Company's ability to continue as a going concern within one year after the date of issuance of these financial statements. While the Company raised approximately $14 million in gross proceeds resulting from subsequent Private Placement described in Note 1. DESCRIPTION OF BUSINESS AND ORGANIZATIONAL STRUCTURE and further discussed in Note 9. COMMON STOCK, it is not probable that these funds are sufficient to fund expenditures necessary to achieve sales growth and innovation objectives. The Company intends to consummate additional capital raising activities, but there is no certainty as to such capital raising activities occurring at all, or occurring with sufficient timing or magnitude, sufficient to alleviate such substantial doubt.”View the 10-Q filed May 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-17 | HARARI ELIYAHOU ET AL |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The securities are held by the Harari Family Trust, for which the Reporting Person, together with his wife, are trustees. |
Common Stock
(I)
|
61,068 |
| 2026-07-08 | HARARI ELIYAHOU ET AL |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The securities are held by the Harari Family Trust, for which the Reporting Person, together with his wife, are trustees. |
Common Stock
(I)
|
81,300 |
| 2026-07-01 | Shields David Stanley |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs are scheduled to vest on December 31, 2026 |
Restricted Stock Unit (RSU)
|
1,710 |
| 2026-06-30 | Kuo Hui Ying |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/19/2026 utilizing a fair market value (FMV) of a share of the issuers stock of $6.18. The RSU grant vests as to 50% of the RSUs subject to the award on June 30 of the applicable year and as to 50% of the RSUs subject to the award on December 31 of that year. This report reflects the vesting of one-half portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. |
Restricted Stock Unit (RSU)
|
2,022 |
| 2026-06-30 | Imperial Joanne Carol |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/19/2026 utilizing a fair market value (FMV) of a share of the issuers stock of $6.18. The RSU grant vests as to 50% of the RSUs subject to the award on June 30 of the applicable year and as to 50% of the RSUs subject to the award on December 31 of that year. This report reflects the vesting of one-half portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. |
Restricted Stock Unit (RSU)
|
2,022 |
| 2026-06-30 | King Wen-Herng Henry |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/19/2026 utilizing a fair market value (FMV) of a share of the issuers stock of $6.18. The RSU grant vests as to 50% of the RSUs subject to the award on June 30 of the applicable year and as to 50% of the RSUs subject to the award on December 31 of that year. This report reflects the vesting of one-half portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. |
Restricted Stock Unit (RSU)
|
2,022 |
| 2026-06-30 | Harari Michele |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/19/2026 utilizing a fair market value (FMV) of a share of the issuers stock of $6.18. The RSU grant vests as to 50% of the RSUs subject to the award on June 30 of the applicable year and as to 50% of the RSUs subject to the award on December 31 of that year. This report reflects the vesting of one-half portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. |
Restricted Stock Unit (RSU)
|
2,022 |
| 2026-06-30 | King Wen-Herng Henry |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,022 |
| 2026-06-30 | Tsai Chen Lung |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/19/2026 utilizing a fair market value (FMV) of a share of the issuers stock of $6.18. The RSU grant vests as to 50% of the RSUs subject to the award on June 30 of the applicable year and as to 50% of the RSUs subject to the award on December 31 of that year. This report reflects the vesting of one-half portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. |
Restricted Stock Unit (RSU)
|
2,022 |
| 2026-06-30 | GOUW JULIA S |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,022 |
| 2026-06-30 | Imperial Joanne Carol |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,022 |
| 2026-06-30 | Harari Michele |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,022 |
| 2026-06-30 | Kuo Hui Ying |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,022 |
| 2026-06-30 | Tsai Chen Lung |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,022 |
| 2026-06-30 | GOUW JULIA S |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
The Restricted Stock Units (RSUs), the conversion of which are reported herein, were granted to the Reporting Person by the issuer as part of equity incentive grants made by the issuer on 3/19/2026 utilizing a fair market value (FMV) of a share of the issuers stock of $6.18. The RSU grant vests as to 50% of the RSUs subject to the award on June 30 of the applicable year and as to 50% of the RSUs subject to the award on December 31 of that year. This report reflects the vesting of one-half portion of the original RSU grant and the acquisition by the Reporting Person of the underlying shares. |
Restricted Stock Unit (RSU)
|
2,022 |
| 2026-06-26 | HARARI ELIYAHOU ET AL |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
The securities are held by the Harari Family Trust, for which the Reporting Person, together with his wife, are trustees. |
Common Stock
(I)
|
13,850 |
| 2026-06-08 | Imperial Joanne Carol |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
This Form 4/A is being filed late because the Company was not made aware of the reportable securities sale within the required timeframe. |
Common Stock
|
1,200 |
| 2026-06-01 | Garcia David Michael |
Sr. VP of Finance |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest as to 25% of the shares subject to the option on June 1, 2027 and as to the remaining 75% of the shares in 36 equal monthly installments thereafter through June 1, 2030, subject to continued service to the Issuer on each such date. |
Stock Option (right to buy)
|
92,212 |
| 2026-06-01 | Wang Kang-Huai |
Director, See Remarks |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest as to 25% of the shares subject to the option on June 1, 2027 and as to the remaining 75% of the shares in 36 equal monthly installments thereafter through June 1, 2030, subject to continued service to the Issuer on each such date. |
Stock Option (right to buy)
|
358,344 |
| 2026-06-01 | Atkinson Douglas Patrick |
Head of Global Sales |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest as to 25% of the shares subject to the option on June 1, 2027 and as to the remaining 75% of the shares in 36 equal monthly installments thereafter through June 1, 2030, subject to continued service to the Issuer on each such date. |
Stock Option (right to buy)
|
158,078 |
| 2026-05-05 | Atkinson Douglas Patrick |
Head of Global Sales |
Convert↑
Filing footnotes — Common Stock (Direct)
The exercise price reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
Common Stock
|
34,786 |
| 2026-05-05 | Atkinson Douglas Patrick |
Head of Global Sales |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The exercise price reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. The option is partially vested and exercisable as of the transaction date. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
Stock Option (right to buy)
|
34,786 |
| 2026-05-04 | Atkinson Douglas Patrick |
Head of Global Sales |
Convert↑
Filing footnotes — Common Stock (Direct)
The exercise price reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
Common Stock
|
6,505 |
| 2026-05-04 | Atkinson Douglas Patrick |
Head of Global Sales |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The exercise price reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. The option is partially vested and exercisable as of the transaction date. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
Stock Option (right to buy)
|
6,505 |
| 2026-05-04 | Atkinson Douglas Patrick |
Head of Global Sales |
Convert↑
Filing footnotes — Common Stock (Direct)
The exercise price reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
Common Stock
|
36,036 |
| 2026-05-04 | Atkinson Douglas Patrick |
Head of Global Sales |
Convert↑
Filing footnotes — Common Stock (Direct)
The exercise price reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
Common Stock
|
30,030 |
| 2026-05-04 | Atkinson Douglas Patrick |
Head of Global Sales |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The exercise price reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. The option is fully vested and exercisable as of the transaction date. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
Stock Option (right to buy)
|
30,030 |
| 2026-05-04 | Atkinson Douglas Patrick |
Head of Global Sales |
Convert↓
Filing footnotes — Stock Option (right to buy) (Direct)
The exercise price reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. The option is fully vested and exercisable as of the transaction date. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split effected by the Issuer on July 2, 2025 in connection with its initial public offering. |
Stock Option (right to buy)
|
36,036 |
| 2026-03-19 | GOUW JULIA S |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs are scheduled to vest as to 50% of the RSUs on June 30, 2026 and as to 50% of the RSUs on December 31, 2026 subject to the Non-Employee Director's continued service on the Board through such vesting date. |
Restricted Stock Unit (RSU)
|
4,045 |
| 2026-03-19 | Kuo Hui Ying |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs are scheduled to vest as to 50% of the RSUs on June 30, 2026 and as to 50% of the RSUs on December 31, 2026 subject to the Non-Employee Director's continued service on the Board through such vesting date. |
Restricted Stock Unit (RSU)
|
4,045 |
| 2026-03-19 | Imperial Joanne Carol |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs are scheduled to vest as to 50% of the RSUs on June 30, 2026 and as to 50% of the RSUs on December 31, 2026 subject to the Non-Employee Director's continued service on the Board through such vesting date. |
Restricted Stock Unit (RSU)
|
4,045 |
| 2026-03-19 | Tsai Chen Lung |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs are scheduled to vest as to 50% of the RSUs on June 30, 2026 and as to 50% of the RSUs on December 31, 2026 subject to the Non-Employee Director's continued service on the Board through such vesting date. |
Restricted Stock Unit (RSU)
|
4,045 |
| 2026-03-19 | King Wen-Herng Henry |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs are scheduled to vest as to 50% of the RSUs on June 30, 2026 and as to 50% of the RSUs on December 31, 2026 subject to the Non-Employee Director's continued service on the Board through such vesting date. |
Restricted Stock Unit (RSU)
|
4,045 |
| 2026-03-19 | Harari Michele |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs are scheduled to vest as to 50% of the RSUs on June 30, 2026 and as to 50% of the RSUs on December 31, 2026 subject to the Non-Employee Director's continued service on the Board through such vesting date. |
Restricted Stock Unit (RSU)
|
4,045 |
| 2025-12-31 | Tsai Chen Lung |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,887 |
| 2025-12-31 | Imperial Joanne Carol |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,887 |
| 2025-12-31 | King Wen-Herng Henry |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,887 |
| 2025-12-31 | Harari Michele |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,887 |
| 2025-12-31 | Kuo Hui Ying |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
These RSUs are scheduled to vest on December 31, 2025. |
Restricted Stock Unit (RSU)
|
2,887 |
| 2025-12-31 | Tsai Chen Lung |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
These RSUs are scheduled to vest on December 31, 2025. |
Restricted Stock Unit (RSU)
|
2,887 |
| 2025-12-31 | Imperial Joanne Carol |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
These RSUs are scheduled to vest on December 31, 2025. |
Restricted Stock Unit (RSU)
|
2,887 |
| 2025-12-31 | GOUW JULIA S |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
These RSUs are scheduled to vest on December 31, 2025. |
Restricted Stock Unit (RSU)
|
2,887 |
| 2025-12-31 | King Wen-Herng Henry |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
These RSUs are scheduled to vest on December 31, 2025. |
Restricted Stock Unit (RSU)
|
2,887 |
| 2025-12-31 | Harari Michele |
Director |
Convert↓
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
These RSUs are scheduled to vest on December 31, 2025. |
Restricted Stock Unit (RSU)
|
2,887 |
| 2025-12-31 | GOUW JULIA S |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,887 |
| 2025-12-31 | Kuo Hui Ying |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. |
Common Stock
|
2,887 |
| 2025-11-03 | Garcia David Michael |
Sr. VP of Finance |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options vest as to 25% of the shares subject to the option on November 3, 2026 and as to the remaining 75% of the shares in 36 equal monthly installments thereafter through November 3, 2029, subject to continued service to the Issuer on each such date. |
Stock Option (right to buy)
|
165,000 |
| 2025-11-03 | Garcia David Michael |
Sr. VP of Finance |
Other↑
|
No Securities Owned
|
0 |
| 2025-09-15 | Imperial Joanne Carol |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs are scheduled to vest on December 31, 2025 |
Restricted Stock Unit (RSU)
|
2,887 |
| 2025-09-15 | King Wen-Herng Henry |
Director |
Award↑
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of the Issuer's common stock. These RSUs are scheduled to vest on December 31, 2025 |
Restricted Stock Unit (RSU)
|
2,887 |