6-K
GOLD FIELDS LTD (GFI)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Dated 4 April 2023
Commission File Number 001-31318
Gold Fields Limited
(Translation of registrant’s name into English)
150 Helen Rd.
Sandown, Sandton 2196
South Africa
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
| ☒ Form 20-F | ☐ Form 40-F |
|---|
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Gold Fields Limited | |||
|---|---|---|---|
| Date: 4 April 2023 | By: | /s/ Martin Preece | |
| Name: | Martin Preece | ||
| Title: | Interim Chief Executive Officer |
INDEX TO EXHIBITS
| No. | Exhibit |
|---|---|
| 99.1 | Gold Fields Limited SENS Announcement |
| 99.2 | Gold Fields Limited SENS Announcement |
gfldirectorsdealings991

Gold Fields Limited Reg. No. 1968/004880/06) (Incorporated in the Republic of South Africa) JSE, NYSE, DIFX Share Code: GFI ISIN Code:ZAE000018123 (“Gold Fields” or the “Company”) DEALING IN SECURITIES BY A PRESCRIBED OFFICER In compliance with paragraphs 3.63 to 3.74 of the Listings Requirements of JSE Limited (“Listings Requirements") we hereby advise that Mr L. Rivera, an executive of the Company, traded in Gold Fields shares on the open market, under the Minimum Shareholding Requirement (“MSR”). Details of the transactions are set out below. The MSR is mandatory for executives to hold GFL shares for a (5) five-year period, based on the following target shareholding: Executives: 100% of Annual Guaranteed Remuneration Package. Executives may commit in accordance with the MSR through the election prior to the determination of cash bonuses, vesting of shares awarded or through personal investment to commit Gold Fields shares toward the satisfaction of the MSR. Accordingly, the following trades are announced: Name of Executive L Rivera Nature of transaction On market sale of shares Class of Security Ordinary shares Nature of interest Direct and Beneficial Transaction Date 30/03/2023 Number of Shares traded 15,783 Market Price per share R243.42 Total Value R3,841,897.86 Clearance to deal has been obtained in terms of 3.66 of the Listings Requirements. 31 March 2023 Sponsor: J.P. Morgan Equities South Africa (Pty) Ltd
gfldirectorsdealings992

Gold Fields Limited Reg. No. 1968/004880/06) (Incorporated in the Republic of South Africa) JSE, NYSE, DIFX Share Code: GFI ISIN Code:ZAE000018123 (“Gold Fields” or the “Company”) DEALING IN SECURITIES BY A PRESCRIBED OFFICER - CORRECTION Shareholders are referred to a dealings announcement released on the Stock Exchange News Service on 31 March 2023 and are advised that, contrary to the previous disclosure, clearance to deal in Gold Fields shares by Mr Rivera was not obtained in terms of 3.66 of the Listings Requirements. 3 April 2023 Sponsor: J.P. Morgan Equities South Africa (Pty) Ltd