GGZ · Gabelli Global Small & Mid Cap Value Trust

$16.44 -0.18 (-1.05%) At close · Aug 28

Market Cap

$127.72M

7.71M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 40

Total Value: $37,557,794

Total Shares: 2,306,991

Institutional Ownership Trend

26 quarters

Superinvestors Holding GGZ

All superinvestors →

Mario Gabelli $742,140

Holder Concentration

Across 40 13F filers · Δ vs Mar 31, 2026

Top Holder

22.7%

+6.1 pts

Top 5

59.5%

+8.9 pts

Top 10

77.5%

+4.9 pts

HHI

1,008

Broadly held+227

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -2

Institutional value: +36.2%

Shares held: +25.6%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Small BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	+11,597	170,121
Mega LPL Financial LLC	+11,134	69,937
Mid Private Advisor Group, LLC	+9,761	22,915
Mega MORGAN STANLEY	+4,448	309,049
Mega BANK OF AMERICA CORP /DE/	+1,119	86,414

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large OSAIC HOLDINGS, INC.	−60,828	2,731
Small GatePass Capital, LLC	−8,000	79,000
Mid PRIVATE MANAGEMENT GROUP INC	−5,815	250,827
Mid EVOLVE PRIVATE WEALTH, LLC	−3,474	66,046
Mega RAYMOND JAMES FINANCIAL INC	−2,172	88,095

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Atlas Wealth LLC	523,754	$8,526,715
Small Institute for Wealth Management, LLC.	298	$4,851
Mid Arax Advisory Partners	160	$2,604

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Ancora Advisors LLC	5,000	$75,100
Mid Advisory Services Network, LLC	400	$6,008
Large MAI Capital Management	73	$1,096
Mid Spire Wealth Management	40	$600
Large CWM, LLC	16	$240

Filter: New 3 Increased 9 Reduced 13 Sold out 5 Unchanged 15

Showing 40 of 40

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Atlas Wealth LLC

$8,526,715

22.70%

523,754

MORGAN STANLEY

$5,031,317

13.40%

309,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	309,049	$5,031,317	100.0%	Defined

PRIVATE MANAGEMENT GROUP INC

$4,083,463

10.87%

250,827

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC

$2,769,569

7.37%

170,121

180 WEALTH ADVISORS, LLC

$1,935,952

5.15%

118,916

RAYMOND JAMES FINANCIAL INC

$1,434,186

3.82%

88,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	4,555	$74,155	5.2%	Defined
Raymond James Financial Services Advisors, Inc.	83,540	$1,360,031	94.8%	Defined

BANK OF AMERICA CORP /DE/

$1,406,819

3.75%

86,414

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	86,414	$1,406,819	100.0%	Defined

GABELLI & Co INVESTMENT ADVISERS, INC.

$1,346,535

3.59%

82,711

GatePass Capital, LLC

$1,286,120

3.42%

79,000

UBS Group AG

$1,272,575

3.39%

78,168

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	78,168	$1,272,575	100.0%	Defined

LPL Financial LLC

$1,138,574

3.03%

69,937

CAPSTONE INVESTMENT ADVISORS, LLC

$1,125,875

3.00%

69,157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Capstone Investment Advisors (UK), LLP	69,157	$1,125,875	100.0%	Defined

EVOLVE PRIVATE WEALTH, LLC

$1,075,228

2.86%

66,046

Beckerman Institutional, LLC

$933,185

2.48%

57,321

WELLS FARGO & COMPANY/MN

$837,800

2.23%

51,462

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	32,285	$525,599	62.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	19,177	$312,201	37.3%	Defined

STEPHENS INC /AR/

$748,896

1.99%

46,001

GAMCO INVESTORS, INC. ET AL

$742,140

1.98%

45,586

CSS LLC/IL

$554,675

1.48%

34,071

Private Advisor Group, LLC

$373,056

0.99%

22,915

SILVERLAKE WEALTH MANAGEMENT LLC

$244,265

0.65%

15,004

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$184,794

0.49%

11,351

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	11,351	$184,794	100.0%	Other

COMMONWEALTH EQUITY SERVICES, LLC

$183,150

0.49%

11,250

FIFTH THIRD BANCORP

$162,800

0.43%

10,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	10,000	$162,800	100.0%	Defined

NBC SECURITIES, INC.

$46,723

0.12%

2,870

OSAIC HOLDINGS, INC.

$44,460

0.12%

2,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	2,731	$44,460	100.0%	Defined

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$34,757

0.09%

2,135

North Star Investment Management Corp.

$7,326

0.02%

450

Institute for Wealth Management, LLC.

$4,851

0.01%

298

BFSG, LLC

$4,232

0.01%

260

SOA Wealth Advisors, LLC.

$3,939

0.01%

242

Atlantic Union Bankshares Corp

$3,256

0.01%

200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Atlantic Union Bankshares Corp	200	$3,256	100.0%	Defined

Arax Advisory Partners

$2,604

0.01%

160

SALEM INVESTMENT COUNSELORS INC

$2,604

0.01%

160

Medallion Wealth Advisors, LLC

$1,628

0.00%

100

Capital Advisors, Ltd. LLC

$1,139

0.00%

ROYAL BANK OF CANADA

$976

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	60	$976	100.0%	Defined

NewEdge Advisors, LLC

$586

0.00%

Keating Financial Advisory Services, Inc.

$504

0.00%

Ulland Investment Advisors, LLC

$325

0.00%

Fourth Dimension Wealth, LLC

$195

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA PRIVATE WEALTH ADVISORS, LLC	5,000	$75,100	100.0%	Sole

Key facts CIK 1585855 CUSIP 36249W104 13F (30d) 25 filings 25 filers Visit website