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6-K

GSK plc (GSK)

6-K 2021-07-14 For: 2021-07-14
View Original
Added on April 10, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of July 2021

Commission File Number 001-15170

GlaxoSmithKline plc

(Translation of registrant's name into English)

980 Great West Road, Brentford, Middlesex, TW8 9GS

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F . . . .X. . . . Form 40-F . . . . . . . .

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____

GlaxoSmithKline plc (the 'Company')

Transaction notification

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Ms E Walmsley
b) Position/status Chief Executive Officer
c) Initial<br>notification/amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br> <br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Volume(s)
927
745
620
d) Aggregated<br>information 2,292
Aggregated<br>volume<br><br><br>Price 14.2600
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

All values are in British Pounds.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Dr H Barron
b) Position/status Chief Scientific Officer and President, R&D
c) Initial<br>notification/ amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument American Depositary Shares ('ADSs')<br><br> <br><br><br>ISIN: US37733W1053
b) Nature<br>of the transaction Increase in notional interest in ADSs following the re-investment<br>of dividends paid to shareholders on 8 July 2021 on ADSs held in<br>the Company's Deferred Annual Bonus Plan
c) Price(s)<br>and volume(s) Volume(s)
540
424
321
d) Aggregated<br>information 1,285
Aggregated<br>volume<br><br><br>Price 39.9700
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction New York Stock Exchange (XNYS)

All values are in US Dollars.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Mr R Connor
b) Position/status President, Global Vaccines
c) Initial<br>notification/amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br> <br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Volume(s)
243
235
136
d) Aggregated<br>information 614
Aggregated<br>volume<br><br><br>Price 14.2600
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

All values are in British Pounds.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Ms D Conrad
b) Position/status SVP Human Resources
c) Initial<br>notification/amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br> <br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Volume(s)
97
90
d) Aggregated<br>information 187
Aggregated<br>volume<br><br><br>Price 14.2600
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

All values are in British Pounds.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Mr J Ford
b) Position/status Senior Vice President and General Counsel
c) Initial<br>notification/amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br> <br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Volume(s)
138
108
d) Aggregated<br>information 246
Aggregated<br>volume<br><br><br>Price 14.2600
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

All values are in British Pounds.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Mr J Ford
b) Position/status Senior Vice President and General Counsel
c) Initial<br>notification/amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument American Depositary Shares ('ADSs')<br><br><br><br><br><br>ISIN: US37733W1053
b) Nature<br>of the transaction Increase in notional interest in ADSs following the re-investment<br>of dividends paid to shareholders on 8 July 2021 on ADSs held in<br>the Company's Deferred Annual Bonus Plan
c) Price(s)<br>and volume(s) Price(s) Volume(s)
$39.9700 46
d) Aggregated<br>information N/A (single transaction)
Aggregated<br>volume<br><br><br>Price
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction New York Stock Exchange (XNYS)
1. Details of PDMR/person closely associated with them<br>('PCA')
--- --- --- ---
a) Name Mr N Hirons
b) Position/status SVP, Global Ethics & Compliance
c) Initial<br>notification/amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br> <br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Volume(s)
101
73
54
d) Aggregated<br>information 228
Aggregated<br>volume<br><br><br>Price 14.2600
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

All values are in British Pounds.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Ms S Jackson
b) Position/status SVP, Global Communications & CEO Office
c) Initial<br>notification/ amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br> <br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Volume(s)
58
54
d) Aggregated<br>information 112
Aggregated<br>volume<br><br><br>Price 14.2600
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

All values are in British Pounds.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Mr I Mackay
b) Position/status Chief Financial Officer
c) Initial<br>notification/amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br> <br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Volume(s)
503
430
d) Aggregated<br>information 933
Aggregated<br>volume<br><br><br>Price 14.2600
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

All values are in British Pounds.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Mr B McNamara
b) Position/status CEO, GSK Consumer Healthcare
c) Initial<br>notification/ amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument American Depositary Shares ('ADSs')<br><br> <br><br><br>ISIN: US37733W1053
b) Nature<br>of the transaction Increase in notional interest in ADSs following the re-investment<br>of dividends paid to shareholders on 8 July 2021 on ADSs held in<br>the Company's Deferred Annual Bonus Plan
c) Price(s)<br>and volume(s) Volume(s)
91
78
98
d) Aggregated<br>information 267
Aggregated<br>volume<br><br><br>Price 39.9700
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction New York Stock Exchange (XNYS)

All values are in US Dollars.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Mr L Miels
b) Position/status President, Global Pharmaceuticals
c) Initial<br>notification/amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br> <br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Volume(s)
258
225
168
d) Aggregated<br>information 651
Aggregated<br>volume<br><br><br>Price 14.2600
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

All values are in British Pounds.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Mr D Redfern
b) Position/status Chief Strategy Officer
c) Initial<br>notification/amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br> <br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Volume(s)
229
165
132
d) Aggregated<br>information 526
Aggregated<br>volume<br><br><br>Price 14.2600
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

All values are in British Pounds.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Mr R Simard
b) Position/status President, Pharmaceuticals Supply Chain
c) Initial<br>notification/amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br> <br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Volume(s)
83
117
99
d) Aggregated<br>information 299
Aggregated<br>volume<br><br><br>Price 14.2600
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

All values are in British Pounds.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Ms K Terrell
b) Position/status Chief Digital & Technology Officer
c) Initial<br>notification/ <br>amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument American Depositary Shares ('ADSs')<br><br> <br><br><br>ISIN: US37733W1053
b) Nature<br>of the transaction Increase in notional interest in ADSs following the re-investment<br>of dividends paid to shareholders on 8 July 2021 on ADSs held in<br>the Company's Deferred Annual Bonus Plan
c) Price(s)<br>and volume(s) Volume(s)
115
79
62
d) Aggregated<br>information 256
Aggregated<br>volume<br><br><br>Price 39.9700
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction New York Stock Exchange (XNYS)

All values are in US Dollars.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Mr P Thomson
b) Position/status President, Global Affairs
c) Initial<br>notification/amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br> <br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Volume(s)
134
95
77
d) Aggregated<br>information 306
Aggregated<br>volume<br><br><br>Price 14.2600
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

All values are in British Pounds.

1. Details of PDMR/person closely associated with them<br>('PCA')
a) Name Ms D Waterhouse
b) Position/status Chief Executive Officer of ViiV Healthcare
c) Initial<br>notification/ amendment Initial notification
2. Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor
a) Name GlaxoSmithKline plc
b) LEI 5493000HZTVUYLO1D793
3. Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted
a) Description<br>of the financial instrument Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br><br><br><br>ISIN: GB0009252882
b) Nature<br>of the transaction Increase in notional interest in Ordinary Shares following the<br>re-investment of dividends paid to shareholders on 8 July 2021 on<br>Ordinary Shares held in the Company's Deferred Annual Bonus<br>Plan
c) Price(s)<br>and volume(s) Price(s) Volume(s)
£14.2600 158
d) Aggregated<br>information N/A (single transaction)
Aggregated<br>volume<br><br><br>Price
e) Date<br>of the transaction 2021-07-12
f) Place<br>of the transaction London Stock Exchange (XLON)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.

GlaxoSmithKline plc
(Registrant)
Date: July<br>14, 2021
By:/s/ VICTORIA<br>WHYTE<br><br><br>--------------------------
Victoria Whyte
Authorised<br>Signatory for and on
behalf<br>of GlaxoSmithKline plc