6-K
GSK plc (GSK)
6-K
2020-06-11
For: 2020-06-11
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Added on
April 10, 2026
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of June 2020
Commission File Number 001-15170
GlaxoSmithKline plc
(Translation of registrant's name into English)
980 Great West Road, Brentford, Middlesex, TW8 9GS
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F . . . .X. . . . Form 40-F . . . . . . . .
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____
GlaxoSmithKline plc (the 'Company')
Transaction notification
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Ms E Walmsley | |
| b) | Position/status | Chief Executive Officer | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 8 (partnership shares) | |||
| 8 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 16 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Mr R Connor | |
| b) | Position/status | President, Global Vaccines | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 8 (partnership shares) | |||
| 8 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 16 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Ms D Conrad | |
| b) | Position/status | SVP, Human Resources | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 8 (partnership shares) | |||
| 8 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 16 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Mr J Ford | |
| b) | Position/status | SVP and General Counsel | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 8 (partnership shares) | |||
| 8 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 16 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Mr N Hirons | |
| b) | Position/status | SVP, Global Ethics and Compliance | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 8 (partnership shares) | |||
| 8 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 16 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Ms S Jackson | |
| b) | Position/status | SVP, Global Communications and CEO Office | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 8 (partnership shares) | |||
| 8 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 16 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Mr D Jackson | |
| b) | Position/status | PCA of Ms S Jackson (SVP, Global Communications and CEO<br>Office) | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 8 (partnership shares) | |||
| 8 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 16 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Mr D Redfern | |
| b) | Position/status | Chief Strategy Officer | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 8 (partnership shares) | |||
| 8 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 16 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Mr R Simard | |
| b) | Position/status | President, Pharmaceuticals Supply Chain | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 8 (partnership shares) | |||
| 8 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 16 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Mr P Thomson | |
| b) | Position/status | President, Global Affairs | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 7 (partnership shares) | |||
| 7 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 14 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Ms D Waterhouse | |
| b) | Position/status | Chief Executive Officer of ViiV Healthcare | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 8 (partnership shares) | |||
| 8 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 16 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1. | Details of PDMR/person closely associated with them<br>('PCA') | ||
|---|---|---|---|
| a) | Name | Ms V Whyte | |
| b) | Position/status | Company Secretary | |
| c) | Initial<br>notification/amendment | Initial notification | |
| 2. | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction monitor | ||
| a) | Name | GlaxoSmithKline plc | |
| b) | LEI | 5493000HZTVUYLO1D793 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transaction(s) has been<br>conducted | ||
| a) | Description<br>of the financial instrument | Ordinary shares of 25 pence each ('Ordinary Shares')<br><br><br> <br><br><br>ISIN: GB0009252882 | |
| b) | Nature<br>of the transaction | Acquisition of Ordinary Shares under the Company's Share Reward<br>Plan. | |
| c) | Price(s)<br>and volume(s) | Volume(s) | |
| 8 (partnership shares) | |||
| 8 (matching shares) | |||
| d) | Aggregated<br>information | ||
| Aggregated<br>volume<br><br><br>Price | 16 Ordinary Shares<br><br><br>16.6211 | ||
| e) | Date<br>of the transaction | 2020-06-09 | |
| f) | Place<br>of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
| GlaxoSmithKline plc | |
|---|---|
| (Registrant) | |
| Date: June<br>11, 2020 | |
| By:/s/ VICTORIA<br>WHYTE<br><br><br>-------------------------- | |
| Victoria Whyte | |
| Authorised<br>Signatory for and on | |
| behalf<br>of GlaxoSmithKline plc |