HERZ · Herzfeld Credit Income Fund, Inc · Shareholders & Ownership
Every disclosed holder of HERZ in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns HERZ
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 1,207,926 | — |
| Insiders (Forms 3, 4, 5) | 301,477 | — |
| 13D/G-only blocks | 672 | — |
| Registered funds (N-PORT, not summed) | 0 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of HERZ
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Thomas J. Herzfeld, et al.
13D
CIK 1310710 · Investment adviser · Oct 6, 2026
Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands
not summed
|
820,755 | ||
| 1.1 |
|
197,248 | ||
| 2 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
817,534 | ||
| 3 |
Erik M. Herzfeld, et al.
13D
CIK 1413260 · Investment adviser · Oct 6, 2026
Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands
not summed
|
690,033 | ||
| 3.1 |
|
71,411 | ||
| 4 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
268,909 | ||
| 5 |
|
110,800 | ||
| 5.1 |
|
37,977 | ||
| 6 |
CHOREO, LLC
13F
CIK 1679031 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
46,992 | ||
| 7 |
Private Advisor Group, LLC
13F
CIK 1567755 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
20,550 | ||
| 8 |
|
14,699 | ||
| 9 |
|
6,567 | ||
| 10 |
|
5,332 | ||
| 11 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,777 | ||
| 12 |
|
4,353 | ||
| 13 |
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
13F
CIK 1818604 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,842 | ||
| 14 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,997 | ||
| 15 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,614 | ||
| 16 |
|
1,228 | ||
| 17 |
Rockefeller Capital Management L.P.
13F
CIK 1739439 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,112 | ||
| 18 |
Bulldog Investors, LLP
13G
CIK 1504304 · Registered investment adviser · Mar 31, 2025
Rule 13d-1(b), qualified institution
|
672 | ||
| 19 |
|
639 | ||
| 20 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
534 | ||
| 21 |
JPMORGAN CHASE & CO
13F
CIK 19617 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
61 | ||
| 22 |
CoreCap Advisors, LLC
13F
CIK 1902501 · Registered investment adviser · Sep 30, 2026
|
27 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.