HFRO · Highland Opportunities & Income Fund · Shareholders & Ownership
Market Cap
$337.94M
Shares
55.22M
Volume · Oct 28
96.52K
Avg daily vol (3M)
103.58K
Every disclosed holder of HFRO in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.
Who Owns HFRO
13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positionsNo chart: shares outstanding cannot be set against these holders.
| Holder group | Shares | % Out |
|---|---|---|
| Institutional (13F) | 31,663,259 | — |
| Insiders (Forms 3, 4, 5) | 0 | — |
| 13D/G-only blocks | 0 | — |
| Registered funds (N-PORT, not summed) | 6,336,545 | — |
% Out is unavailable: no shares outstanding count is on record.
13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.
Holders of HFRO
| # | Holder | Shares | As of | Notes |
|---|---|---|---|---|
| 1 |
Saba Capital Management, L.P.
13F
CIK 1510281 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
5,976,204 | ||
| 1.1 |
|
5,976,204 | ||
| 2 |
DONDERO JAMES D
13D
CIK 1228922 · Holding company · Jul 27, 2026
Item 4 purpose: not restated by this amendment, the earlier 13D's purpose stands
not summed
|
5,218,875 | ||
| 3 |
NEXPOINT ASSET MANAGEMENT, L.P.
13F
CIK 1469877 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
4,599,295 | ||
| 4 |
RAYMOND JAMES FINANCIAL INC
13F
CIK 720005 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
3,979,624 | ||
| 5 |
Thomas J. Herzfeld Advisors, Inc.
13F
CIK 1509510 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,676,474 | ||
| 6 |
MORGAN STANLEY
13F
CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,487,826 | ||
| 7 |
ENVESTNET ASSET MANAGEMENT INC
13F
CIK 1407543 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
2,183,464 | ||
| 8 |
Invesco Ltd.
13F
CIK 914208 · Investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,161,203 | ||
| 8.1 |
Invesco CEF Income Composite ETF
Fund
S000027370 · Registered fund · May 31, 2026
Invesco Exchange-Traded Fund Trust II, not summed
|
1,421,078 | ||
| 9 |
Atlas Wealth LLC
13F
CIK 1964106 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
1,030,976 | ||
| 10 |
Cambridge Investment Research Advisors, Inc.
13F
CIK 1419186 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
944,693 | ||
| 11 |
Saba Closed-End Funds ETF
Fund
S000056657 · Registered fund · May 31, 2026
Exchange Listed Funds Trust, not summed
|
942,083 | ||
| 12 |
Matisse Capital
13F
CIK 1668256 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
617,000 | ||
| 12.1 |
Matisse Discounted Closed-End Fund Strategy
Fund
S000038548 · Registered fund · Jun 30, 2026
Starboard Investment Trust, not summed
|
380,000 | ||
| 13 |
LPL Financial LLC
13F
CIK 1403438 · Broker-dealer · Jun 30, 2026
carried, not yet filed for the newest quarter
|
615,069 | ||
| 14 |
ROYAL BANK OF CANADA
13F
CIK 1000275 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
|
544,380 | ||
| 15 |
Geneos Wealth Management Inc.
13F
CIK 1764754 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
525,538 | ||
| 16 |
OPPENHEIMER & CO INC
13F
CIK 822581 · Unknown · Sep 30, 2026
|
512,244 | ||
| 17 |
Altium Capital Management LLC
13F
CIK 1746382 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
317,055 | ||
| 18 |
Camelot Portfolios, LLC
13F
CIK 1569766 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
310,043 | ||
| 19 |
Closed-End Fund Advisors, Inc.
13F
CIK 2103520 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
237,067 | ||
| 20 |
Highland Opportunities and Income Fund
Fund
· Registered fund · Jun 30, 2026
Highland Opportunities and Income Fund, not summed
|
207,152 | ||
| 20.1 |
Highland Global Allocation Fund
Fund
· Registered fund · Jun 30, 2026
HIGHLAND GLOBAL ALLOCATION FUND, not summed
|
3,115,253 | ||
| 20.2 |
High Income Securities Fund
Fund
· Registered fund · May 31, 2026
High Income, not summed
|
5,385 | ||
| 20.3 |
Special Opportunities Fund, Inc.
Fund
· Registered fund · Jun 30, 2026
Special Opportunities Fund, Inc., not summed
|
5,330 | ||
| 21 |
CHOREO, LLC
13F
CIK 1679031 · Registered investment adviser · Sep 30, 2026
|
205,083 | ||
| 22 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
CIK 1536186 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
181,396 | ||
| 23 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
CIK 1352860 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
176,264 | ||
| 24 |
NewEdge Advisors, LLC
13F
CIK 1633516 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
173,066 | ||
| 25 |
PARK AVENUE SECURITIES LLC
13F
CIK 1071640 · Unknown · Sep 30, 2026
|
172,279 | ||
| 26 |
Modern Capital Tactical Income Fund
Fund
S000069477 · Registered fund · Jun 30, 2026
Modern Capital Funds Trust, not summed
|
165,910 | ||
| 27 |
Aristides Capital LLC
13F
CIK 1595521 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
143,706 | ||
| 28 |
IHT Wealth Management, LLC
13F
CIK 1697490 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
137,401 | ||
| 29 |
GRATIA CAPITAL, LLC
13F
CIK 1599793 · Exempt reporting adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
124,725 | ||
| 30 |
NATIONS FINANCIAL GROUP INC, /IA/ /ADV
13F
CIK 1109767 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
122,317 | ||
| 31 |
HighTower Advisors, LLC
13F
CIK 1462245 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
109,907 | ||
| 32 |
Baird Financial Group, Inc.
13F
CIK 1648711 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
95,804 | ||
| 33 |
OSAIC HOLDINGS, INC.
13F
CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
|
95,535 | ||
| 34 |
Calamos Advisors LLC
13F
CIK 1316507 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
80,201 | ||
| 34.1 |
Calamos CEF Income & Arbitrage ETF
Fund
S000083148 · Registered fund · Jul 31, 2026
Calamos ETF Trust, not summed
|
81,983 | ||
| 35 |
Financial Solutions Advisory Group, Inc.
13F
CIK 2135269 · Unknown · Sep 30, 2026
|
69,401 | ||
| 36 |
Creative Planning
13F
CIK 1540235 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
68,552 | ||
| 37 |
HARBOUR INVESTMENTS, INC.
13F
CIK 810121 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
65,120 | ||
| 38 |
Ariadne Wealth Management, LP
13F
CIK 2034793 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
52,914 | ||
| 39 |
Cetera Investment Advisers
13F
CIK 1666741 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
50,969 | ||
| 40 |
GILPIN WEALTH MANAGEMENT, LLC
13F
CIK 2058144 · Registered investment adviser · Sep 30, 2026
|
50,251 | ||
| 41 |
XTX Topco Ltd
13F
CIK 1828301 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
48,570 | ||
| 42 |
AEGON USA Investment Management, LLC
13F
CIK 1454937 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
47,619 | ||
| 43 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
CIK 1446194 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
43,426 | ||
| 44 |
JANE STREET GROUP, LLC
13F
CIK 1595888 · Unknown · Jun 30, 2026
carried, not yet filed for the newest quarter
|
40,661 | ||
| 45 |
MERCER GLOBAL ADVISORS INC /ADV
13F
CIK 853758 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
35,831 | ||
| 46 |
|
32,516 | ||
| 47 |
Abel Hall, LLC
13F
CIK 2013339 · Unknown · Sep 30, 2026
|
30,000 | ||
| 48 |
Papamarkou Wellner Asset Management inc.
13F
CIK 2063952 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
|
30,000 | ||
| 49 |
|
29,943 | ||
| 50 |
INDEPENDENT FINANCIAL GROUP, LLC
13F
CIK 275484 · Registered investment adviser · Sep 30, 2026
|
29,119 |
Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.
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