HFRO · Highland Opportunities & Income Fund · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-09 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
123,589 |
| 2026-06-05 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
6,759 |
| 2026-06-04 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
18,017 |
| 2026-06-03 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
28,440 |
| 2026-06-02 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
78,346 |
| 2026-06-01 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
5,520 |
| 2026-05-29 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
31,928 |
| 2026-05-28 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
9,971 |
| 2026-05-26 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
15,858 |
| 2026-05-21 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
20,490 |
| 2026-05-20 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
40,591 |
| 2026-05-19 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
22,385 |
| 2026-05-18 | Saba Capital Management, L.P. |
10% Owner |
Buy↑
|
Common Stock
(I)
|
16,100 |
| 2022-12-05 | Froehlich Robert J |
Director |
Sell↓
Filing footnotes — Common Stock (Indirect)
These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust. |
Common Stock
(I)
|
767 |
| 2022-06-02 | Vitiello Stephanie |
Chief Compliance Officer |
Award↑
Filing footnotes — Contingent Bonus Award (Direct)
Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock. The Contingent Bonus Award is granted by Skyview Legal, P.C. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. |
Contingent Bonus Award
|
2,295 |
| 2022-06-02 | NORRIS DUSTIN DAVID |
Executive Vice President |
Award↑
Filing footnotes — Contingent Bonus Award (Direct)
Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock. The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. |
Contingent Bonus Award
|
42,372 |
| 2022-06-02 | WATERHOUSE FRANK GEORGE |
See Remarks |
Award↑
Filing footnotes — Contingent Bonus Award (Direct)
Each share of the contingent bonus award is the economic equivalent of one share of the Issuer's common stock. The Contingent Bonus Award is granted by Highgate Consulting Group, Inc. d/b/a Skyview Group ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2025. These awards will terminate if the Reporting Person's employment with Skyview is terminated. |
Contingent Bonus Award
|
16,949 |
| 2021-11-12 | POST ROBERT JASON |
Chief Compliance Officer |
Other↓
Filing footnotes — Contingent Bonus Award (Direct)
The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint. |
Contingent Bonus Award
|
1,548 |
| 2021-07-21 | WATERHOUSE FRANK GEORGE |
See Remarks |
Other↑
Filing footnotes — Contingent Bonus Award (Direct)
The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with Skyview is terminated. |
Contingent Bonus Award
|
39,758 |
| 2021-06-15 | POST ROBERT JASON |
Chief Compliance Officer |
Other↑
Filing footnotes — Contingent Bonus Award (Direct)
The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. |
Contingent Bonus Award
|
1,548 |
| 2021-06-15 | WATERHOUSE FRANK GEORGE |
See Remarks |
Other↑
Filing footnotes — Contingent Bonus Award (Direct)
The Contingent Bonus Award is granted by Skyview Group, Inc. ("Skyview") to the Reporting Person for service as an employee of Skyview. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with Skyview is terminated |
Contingent Bonus Award
|
12,522 |
| 2021-06-15 | NORRIS DUSTIN DAVID |
Executive Vice President |
Other↑
Filing footnotes — Contingent Bonus Award (Direct)
The Contingent Bonus Award is granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person for service as an employee of NexPoint. Each share of the Contingent Bonus Award is the economic equivalent of one share of Issuer common stock. The shares become payable, in cash or common stock, on May 31, 2024. These awards will terminate if the Reporting Person's employment with NexPoint is terminated. |
Contingent Bonus Award
|
27,322 |
| 2020-10-13 | Froehlich Robert J |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends. |
Common Stock
(I)
|
697 |
| 2020-02-25 | Froehlich Robert J |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA account. Total shares also reflect reinvested dividends. |
Common Stock
(I)
|
130 |