HLN 6-K
Haleon plc (HLN)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of September 2024
Commission File Number: 001-41411
Haleon plc
(Translation of registrant’s name into English)
Building 5, First Floor, The Heights,
Weybridge, Surrey, KT13 0NY
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
| Form<br>20-F ☒ | Form<br>40-F ☐ |
|---|
EXHIBIT INDEX
| Exhibit<br>Number | Description |
|---|---|
| 99.1 | 10<br>September 2024 - “Director/PDMR<br>Shareholding” |
99.1
Haleon plc
("Haleon" or "the Company")
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
10 September 2024: Notification and Public Disclosure in accordance with the requirements of The UK Market Abuse Regulation of transactions by Persons Discharging Managerial Responsibilities ("PDMRs").
This notification sets out the details of the grant of Haleon share awards over Ordinary Shares made to PDMRs under the Haleon Performance Share Plan 2023 and Share Value Plan 2023.
The Performance Share Plan (Interim) awards are pro-rated to reflect the date of joining Haleon and subject to continued employment and performance conditions over the performance period ending on 31 December 2026 (vesting in March 2027). Performance targets were disclosed in the 2023 Annual Report and Form 20-F.
The Performance Share Plan (Buyout) awards are subject to continued employment and performance conditions over the performance period as specified below.
The Share Value Plan (Buyout) awards are subject to continued employment.
All awards are subject to malus and clawback provisions.
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | |||||
|---|---|---|---|---|---|---|
| a) | Name | Line De Decker | ||||
| 2 | Reason for the notification | |||||
| a) | Position/status | Chief Human Resources Officer | ||||
| b) | Initial notification /Amendment | Initial Notification | ||||
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction<br>monitor | |||||
| a) | Name | Haleon plc | ||||
| b) | LEI | 549300PSB3WWEODCUP19 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | |||||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | ||||
| Identification code | GB00BMX86B70 | |||||
| b) | Nature of the transaction | (i) Grant<br>of a conditional award under the Haleon plc Performance Share Plan<br>(Buyout) subject<br>to performance conditions over the performance period ending on 31<br>December 2025 (vesting in March 2026).<br><br>(ii) Grant<br>of a conditional award under the Haleon plc Performance Share Plan<br>(Buyout) subject<br>to performance conditions over the performance period ending on 31<br>December 2026 (vesting in March 2027).<br><br>(iii) Grant<br>of a conditional award under the Haleon plc Performance Share Plan<br>(Buyout) subject<br>to performance conditions over the performance period ending on 31<br>December 2026 (vesting in March 2028).<br><br>(iv) Grant<br>of a conditional award under the Haleon plc Performance Share Plan<br>(Interim). | ||||
| c) | Price(s) and volume(s) | |||||
| Price(s) | Volume(s) | |||||
| (i) | Nil | 176,411 | ||||
| (ii) | Nil | 194,052 | ||||
| (iii) | Nil | 113,197 | ||||
| (iv) | Nil | 160,257 | ||||
| d) | Aggregated information | |||||
| - Aggregated volume | 643,917 | |||||
| - Price | Nil | |||||
| e) | Date of the transaction | 10 September 2024 | ||||
| f) | Place of the transaction | Outside a trading venue |
All values are in British Pounds.
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | |||||
|---|---|---|---|---|---|---|
| a) | Name | Claire Dickson | ||||
| 2 | Reason for the notification | |||||
| a) | Position/status | Chief Digital and Technology Officer | ||||
| b) | Initial notification /Amendment | Initial Notification | ||||
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction<br>monitor | |||||
| a) | Name | Haleon plc | ||||
| b) | LEI | 549300PSB3WWEODCUP19 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | |||||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | ||||
| Identification code | GB00BMX86B70 | |||||
| b) | Nature of the transaction | (i) Grant<br>of a conditional award under the Haleon plc Performance Share Plan<br>(Buyout) subject<br>to performance conditions over the performance period ending on 31<br>December 2025 (vesting in March 2026).<br><br>(ii) Grant<br>of a conditional award under the Haleon plc Performance Share Plan<br>(Buyout) subject<br>to performance conditions over the performance period ending on 31<br>December 2026 (vesting vest in March 2027).<br><br>(iii) Grant<br>of a conditional award under the Haleon plc Share Value Plan<br>(Buyout) vesting in<br>July 2026.<br><br>(iv) Grant<br>of a conditional award under the Haleon plc Performance Share Plan<br>(Interim). | ||||
| c) | Price(s) and volume(s) | |||||
| Price(s) | Volume(s) | |||||
| (i) | Nil | 122,756 | ||||
| (ii) | Nil | 39,886 | ||||
| (iii) | Nil | 15,197 | ||||
| (iv) | Nil | 117,949 | ||||
| d) | Aggregated information | |||||
| - Aggregated volume | 295,788 | |||||
| - Price | Nil | |||||
| e) | Date of the transaction | 10 September 2024 | ||||
| f) | Place of the transaction | Outside a trading venue |
All values are in British Pounds.
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | |||||
|---|---|---|---|---|---|---|
| a) | Name | Adrian Morris | ||||
| 2 | Reason for the notification | |||||
| a) | Position/status | General Counsel | ||||
| b) | Initial notification /Amendment | Initial Notification | ||||
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction<br>monitor | |||||
| a) | Name | Haleon plc | ||||
| b) | LEI | 549300PSB3WWEODCUP19 | ||||
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | |||||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | ||||
| Identification code | GB00BMX86B70 | |||||
| b) | Nature of the transaction | (i) Grant<br>of a conditional award under the Haleon plc Performance Share Plan<br>(Buyout) subject<br>to performance conditions over the performance period ending on 31<br>December 2025 (vesting in March 2026).<br><br>(ii) Grant<br>of a conditional award under the Haleon plc Share Value Plan<br>(Buyout) (vesting in<br>September 2027).<br><br>(iii) Grant<br>of a conditional award under the Haleon plc Performance Share Plan<br>(Interim). | ||||
| c) | Price(s) and volume(s) | |||||
| Price(s) | Volume(s) | |||||
| (i) | Nil | 334,025 | ||||
| (ii) | Nil | 76,924 | ||||
| (iii) | Nil | 192,308 | ||||
| d) | Aggregated information | |||||
| - Aggregated volume | 603,257 | |||||
| - Price | Nil | |||||
| e) | Date of the transaction | 10 September 2024 | ||||
| f) | Place of the transaction | Outside a trading venue |
All values are in British Pounds.
Amanda Mellor
Company Secretary
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| HALEON PLC<br><br><br>(Registrant) | |||
|---|---|---|---|
| Date:<br>September 10, 2024 | By: | /s/<br>Amanda Mellor | |
| Name: | Amanda<br>Mellor | ||
| Title: | Company<br>Secretary |