HRZN · Horizon Technology Finance Corp · Shareholders & Ownership

$4.00 -0.04 (-0.99%) At close · Oct 22

Market Cap

$268.14M

67.03M

Volume · Oct 22 530.45K Avg daily vol (3M) 596.84K

Every disclosed holder of HRZN in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

How the holder list picks a filing →

Who Owns HRZN

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions

Holder group	Holders	Shares	% Out	Summed
Institutional (13F)	108	7,922,460	11.82%	Yes
Insiders (Forms 3, 4, 5)	8	574,530	0.86%	Yes
13D/G-only blocks	0	0	0.00%	Yes
Remaining	—	58,536,919	87.32%	Rest
Registered funds (N-PORT, not summed)	9	944,498	1.41%	No

Shares outstanding: 67,033,909, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of HRZN

One row per holder Every filing By ultimate parent

All 13F Funds Insiders 13D/G Non-US

#	Holder	Shares	% Out	Change	As of	Notes
1	MORGAN STANLEY 13F CIK 895421 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	1,055,591	1.57%	+1,008,154	Jun 30, 2026	carried, not yet filed for the newest quarter
2	Bulldog Investors, LLP 13F CIK 1504304 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	658,617	0.98%	+658,617	Jun 30, 2026	carried, not yet filed for the newest quarter
3	MARSHALL WACE, LLP 13F CIK 1318757 · Exempt reporting adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	592,247	0.88%	+420,469	Jun 30, 2026	carried, not yet filed for the newest quarter
4	Caprock Group, LLC 13F CIK 1610769 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	454,442	0.68%	+454,442	Jun 30, 2026	carried, not yet filed for the newest quarter
5	Green Alpha Advisors, LLC 13F CIK 1439207 · Registered investment adviser · Sep 30, 2026	386,781	0.58%	-43,132	Sep 30, 2026
6	Legal & General Group Plc 13F CIK 764068 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	386,211	0.58%	+57,556	Jun 30, 2026	carried, not yet filed for the newest quarter
7	Eagle Point Credit Management LLC 13F CIK 1607203 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	366,194	0.55%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
8	Special Opportunities Fund, Inc. Fund · Registered fund · Jun 30, 2026 Special Opportunities Fund, Inc., not summed	350,441	0.52%	—	Jun 30, 2026	Special Opportunities Fund, Inc., not summed
8.1	High Income Securities Fund Fund · Registered fund · May 31, 2026 High Income, not summed	308,176	0.46%	—	May 31, 2026	High Income, not summed
8.2	Eagle Point Credit Co Fund · Registered fund · Jun 30, 2026 Eagle Point Credit Co, not summed	13,277	0.02%	—	Jun 30, 2026	Eagle Point Credit Co, not summed
8.3	EP Private Capital Fund I Fund · Registered fund · Jun 30, 2026 EP Private Capital Fund I, not summed	7,184	0.01%	—	Jun 30, 2026	EP Private Capital Fund I, not summed
8.4	Eagle Point Defensive Income Trust Fund · Registered fund · Jun 30, 2026 Eagle Point Defensive Income Trust, not summed	3,198	0.00%	—	Jun 30, 2026	Eagle Point Defensive Income Trust, not summed
8.5	Eagle Point Enhanced Income Trust Fund · Registered fund · Jun 30, 2026 Eagle Point Enhanced Income Trust, not summed	1,770	0.00%	—	Jun 30, 2026	Eagle Point Enhanced Income Trust, not summed
9	Virtus Investment Advisers, LLC 13F CIK 19481 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	252,455	0.38%	+108,487	Jun 30, 2026	carried, not yet filed for the newest quarter
9.1	Virtus Private Credit Strategy ETF Fund S000064727 · Registered fund · Jul 31, 2026 ETFis Series Trust I, not summed	252,455	0.38%	+80,257	Jul 31, 2026	ETFis Series Trust I, not summed
10	Balkin Michael Insider CIK 1843078 · Jun 9, 2026 Director, issuer-wide	243,527	0.36%	+120,000	Jun 9, 2026	Director, issuer-wide
11	BLAIR WILLIAM & CO/IL 13F CIK 902367 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	239,073	0.36%	+239,073	Jun 30, 2026	carried, not yet filed for the newest quarter
12	BANK OF AMERICA CORP /DE/ 13F CIK 70858 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	225,732	0.34%	+164,779	Jun 30, 2026	carried, not yet filed for the newest quarter
13	Connecticut Wealth Management, LLC 13F CIK 1689829 · Registered investment adviser · Sep 30, 2026	215,519	0.32%	+1,010	Sep 30, 2026
14	UBS Group AG 13F CIK 1610520 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	195,466	0.29%	+51,330	Jun 30, 2026	carried, not yet filed for the newest quarter
15	BlackRock, Inc. 13F CIK 2012383 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	180,902	0.27%	+1,415	Jun 30, 2026	carried, not yet filed for the newest quarter
16	Michaud Gerald A. Insider CIK 1503747 · Nov 25, 2024 Director, President, issuer-wide	169,309	0.25%	+13,065	Nov 25, 2024	Director, President, issuer-wide
17	Arax Advisory Partners 13F CIK 1586767 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	126,305	0.19%	+126,305	Jun 30, 2026	carried, not yet filed for the newest quarter
18	Apollon Wealth Management, LLC 13F CIK 1764387 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	126,196	0.19%	+126,196	Jun 30, 2026	carried, not yet filed for the newest quarter
19	LaFleur & Godfrey LLC 13F CIK 1387458 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	114,526	0.17%	+114,526	Jun 30, 2026	carried, not yet filed for the newest quarter
20	CAZ INVESTMENTS LP 13F CIK 1159363 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	108,630	0.16%	+108,630	Jun 30, 2026	carried, not yet filed for the newest quarter
21	UMB Bank, n.a. 13F CIK 933429 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	107,470	0.16%	+107,470	Jun 30, 2026	carried, not yet filed for the newest quarter
22	Focus Partners Wealth 13F CIK 1542153 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	100,593	0.15%	+100,593	Jun 30, 2026	carried, not yet filed for the newest quarter
23	AQR CAPITAL MANAGEMENT LLC 13F CIK 1167557 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	91,368	0.14%	+58,350	Jun 30, 2026	carried, not yet filed for the newest quarter
24	JACKSON THORNTON WEALTH MANAGEMENT, LLC 13F CIK 1903880 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	90,609	0.14%	+57,591	Jun 30, 2026	carried, not yet filed for the newest quarter
25	Corient Private Wealth LLC 13F CIK 1948780 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	89,300	0.13%	+89,300	Jun 30, 2026	carried, not yet filed for the newest quarter
26	LPL Financial LLC 13F CIK 1403438 · Broker-dealer · Jun 30, 2026 carried, not yet filed for the newest quarter	81,942	0.12%	+55,755	Jun 30, 2026	carried, not yet filed for the newest quarter
27	COMMONWEALTH EQUITY SERVICES, LLC 13F CIK 312272 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	81,264	0.12%	+81,264	Jun 30, 2026	carried, not yet filed for the newest quarter
28	Fiera Capital Corp 13F CIK 1505817 · Non-US institution · Jun 30, 2026 carried, not yet filed for the newest quarter	78,980	0.12%	+78,980	Jun 30, 2026	carried, not yet filed for the newest quarter
29	TWO SIGMA INVESTMENTS, LP 13F CIK 1179392 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	67,489	0.10%	-82,690	Jun 30, 2026	carried, not yet filed for the newest quarter
30	FIRST FINANCIAL BANK - TRUST DIVISION 13F CIK 1315339 · Unknown · Sep 30, 2026	65,573	0.10%	0	Sep 30, 2026
31	MILLENNIUM MANAGEMENT LLC 13F CIK 1273087 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	60,674	0.09%	-15,294	Jun 30, 2026	carried, not yet filed for the newest quarter
32	CANADA LIFE ASSURANCE Co 13F CIK 1046192 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	59,941	0.09%	+3,456	Jun 30, 2026	carried, not yet filed for the newest quarter
33	SAVAGE JOSEPH J Insider CIK 1197563 · Nov 14, 2024 Director, issuer-wide	59,500	0.09%	+9,500	Nov 14, 2024	Director, issuer-wide
34	ALLISON THOMAS J. Insider CIK 1575875 · Jun 9, 2026 Director, issuer-wide	56,617	0.08%	+6,691	Jun 9, 2026	Director, issuer-wide
35	Pathstone Holdings, LLC 13F CIK 2011612 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	54,705	0.08%	+2,908	Jun 30, 2026	carried, not yet filed for the newest quarter
36	OSAIC HOLDINGS, INC. 13F CIK 1677044 · Holding company · Jun 30, 2026 carried, not yet filed for the newest quarter	50,626	0.08%	+19,913	Jun 30, 2026	carried, not yet filed for the newest quarter
37	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 13F CIK 1818604 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	49,241	0.07%	+4,957	Jun 30, 2026	carried, not yet filed for the newest quarter
38	ROYAL BANK OF CANADA 13F CIK 1000275 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	47,242	0.07%	+26,831	Jun 30, 2026	carried, not yet filed for the newest quarter
39	Regal Investment Advisors LLC 13F CIK 1559789 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	43,553	0.07%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
40	Permanent Capital Management, LP 13F CIK 2054108 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	42,165	0.06%	+42,165	Jun 30, 2026	carried, not yet filed for the newest quarter
41	IMC-Chicago, LLC 13F CIK 1452861 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	40,074	0.06%	-21,721	Jun 30, 2026	carried, not yet filed for the newest quarter
42	RAYMOND JAMES FINANCIAL INC 13F CIK 720005 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	38,247	0.06%	+24,514	Jun 30, 2026	carried, not yet filed for the newest quarter
43	Quantbot Technologies LP 13F CIK 1512991 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	36,325	0.05%	+17,552	Jun 30, 2026	carried, not yet filed for the newest quarter
44	Cerity Partners LLC 13F CIK 1566475 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	33,736	0.05%	+33,736	Jun 30, 2026	carried, not yet filed for the newest quarter
45	Ethos Financial Group, LLC 13F CIK 1954242 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	33,100	0.05%	+33,100	Jun 30, 2026	carried, not yet filed for the newest quarter
46	Baird Financial Group, Inc. 13F CIK 1648711 · Unknown · Jun 30, 2026 carried, not yet filed for the newest quarter	31,280	0.05%	+31,280	Jun 30, 2026	carried, not yet filed for the newest quarter
47	Freestone Capital Holdings, LLC 13F CIK 1470876 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	29,817	0.04%	+29,817	Jun 30, 2026	carried, not yet filed for the newest quarter
48	MAGNOLIA CAPITAL ADVISORS LLC 13F CIK 1803662 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	28,849	0.04%	+28,849	Jun 30, 2026	carried, not yet filed for the newest quarter
49	WELLS FARGO & COMPANY/MN 13F CIK 72971 · Bank · Jun 30, 2026 carried, not yet filed for the newest quarter	27,684	0.04%	0	Jun 30, 2026	carried, not yet filed for the newest quarter
50	Koshinski Asset Management, Inc. 13F CIK 1633389 · Registered investment adviser · Jun 30, 2026 carried, not yet filed for the newest quarter	27,279	0.04%	+27,279	Jun 30, 2026	carried, not yet filed for the newest quarter

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Showing 1–50 of 117 holders

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Key facts CIK 1487428 CUSIP 44045A102 13F (30d) 17 filings 13 filers Visit website Investor relations