Medallion Financial Corp 8-K, filed Jun 23, 2023
Medallion Financial Corp (MFIN)
About this 8-K
Medallion Financial Corp filed this 8-K on June 23, 2023, reporting on events of June 22, 2023.
Items reported
- Item 5.07: Shareholder vote results
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
Medallion Financial Corp. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) on June 22, 2023. A summary of the matters voted on at the Annual Meeting by the Company’s stockholders is set forth below.
1. The following individuals were elected to the Company’s Board of Directors to serve as Class III Directors until the 2026 annual meeting of stockholders by the following votes:
| NOMINEE |
VOTES FOR |
VOTES WITHELD |
BROKER NON-VOTES | |||
| Alvin Murstein | 11,543,132 | 1,227,830 | 6,135,715 | |||
| John Everets | 10,173,010 | 2,597,952 | 6,135,715 | |||
| Cynthia A. Hallenbeck | 10,127,758 | 2,643,204 | 6,135,715 |
2. The Company’s stockholders ratified the appointment of Mazars USA LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023 by the following votes:
| VOTES FOR |
VOTES AGAINST |
VOTES ABSTAINED |
BROKER NON-VOTES | |||
| 17,101,730 | 1,686,383 | 118,564 | -0- |
3. The Company’s stockholders approved a non-binding advisory resolution to approve the 2022 compensation of the Company’s named executive officers, as described in the proxy statement by the following votes:
| VOTES FOR |
VOTES AGAINST |
VOTES ABSTAINED |
BROKER NON-VOTES | |||
| 11,348,911 | 1,324,028 | 98,023 | 6,135,715 |
| Item 9.01 | Financial Statements and Exhibits |
(d) Exhibits
The following exhibits are being filed with this Current Report on Form 8-K:
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 23, 2023
| MEDALLION FINANCIAL CORP. | ||
| By: | /s/ Anthony N. Cutrone | |
| Name: Anthony N. Cutrone | ||
| Title: Chief Financial Officer | ||
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