8.25% Senior Notes due 2031
Note · Medallion Financial Corp.
Reference: 8.25% Senior Notes due 2031
- Original principal
- USD 75,000,000
- Outstanding
- —
- Commitment
- —
- Availability
- —
- Maturity
- May 1, 2031
Last reported interest terms: 8.25% Reported 2026-04-28 Later filings may not restate these terms; this does not confirm they still apply.
Verified covenant terms
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(a) · within 60 days
(a) *Quarterly Statements* — within 60 days
Applies to every series under this agreement (a) *Quarterly Statements* — within 60 days
Full wording and supporting evidence
Source evidence: (a) *Quarterly Statements* — within 60 days (or such shorter period as is the earlier of (x) 15 days greater than the period applicable to the filing of the Company’s Quarterly Report on Form 10-Q (the **“Form** **10** **-Q”**) with the SEC regardless of whether the Company is subject to the filing requirements thereof and (y) the date by which such financial statements are required to be delivered under any Material Credit Facility or the date on which such corresponding financial statements are delivered under any Material Credit Facility if such delivery occurs earlier than such required delivery date) after the end of each quarterly fiscal period in each fiscal year of the Company (other than the last quarterly fiscal period of each such fiscal year), duplicate copies of,
Target identity evidence: Medallion Financial Corp., a Delaware corporation (the **“Company”**), agrees with each of the Purchasers as follows:
Target identity evidence: **NOTE PURCHASE AGREEMENT**
Target identity evidence: Dated April 28, 2026
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(b) · within 105 days
(b) *Annual Statements* — within 105 days
Applies to every series under this agreement (b) *Annual Statements* — within 105 days
Full wording and supporting evidence
Source evidence: (b) *Annual Statements* — within 105 days (or such shorter period as is the earlier of (x) 15 days greater than the period applicable to the filing of the Company’s Annual Report on Form 10-K (the **“Form** **10** **-K”**) with the SEC regardless of whether the Company is subject to the filing requirements thereof and (y) the date by which such financial statements are required to be delivered under any Material Credit Facility or the date on which such corresponding financial statements are delivered under any Material Credit Facility if such delivery occurs earlier than such required delivery date) after the end of each fiscal year of the Company, duplicate copies of
Target identity evidence: Medallion Financial Corp., a Delaware corporation (the **“Company”**), agrees with each of the Purchasers as follows:
Target identity evidence: **NOTE PURCHASE AGREEMENT**
Target identity evidence: Dated April 28, 2026
Documents and filing history
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Issuance
· 2026-04-28
Original principal USD 75,000,000 Exact source document
Parent 8-K filing · 2026-04-28
On April 28, 2026, Medallion Financial Corp., a Delaware corporation (the “Company”), entered into a Note Purchase Agreement (the “Note Purchase Agreement”) with affiliates of JP Morgan Investment Management Inc. and certain other institutional investors relating to the private placement of $75.0 million aggregate principal amount of the Company’s 8.25% Senior Notes due 2031 (the “Notes”). Closing of the issuance and sale of the Notes occurred on April 28, 2026. The private placement of the Notes was exempt from registration under the Securities Act of 1933, as amended. The net proceeds from the sale of the additional Notes are expected to be used for general corporate purposes.
Issuer evidence: On April 28, 2026, Medallion Financial Corp., a Delaware corporation (the “Company”), entered into a Note Purchase Agreement (the “Note Purchase Agreement”) with affiliates of JP Morgan Investment Management Inc. and certain other institutional investors relating to the private placement of $75.0 million aggregate principal amount of the Company’s 8.25% Senior Notes due 2031 (the “Notes”). Closing of the issuance and sale of the Notes occurred on April 28, 2026. The private placement of the Notes was exempt from registration under the Securities Act of 1933, as amended. The net proceeds from the sale of the additional Notes are expected to be used for general corporate purposes.
Supporting evidence: #### The Notes will mature on May 1, 2031 and bear a fixed interest rate of 8.25% per year. Interest payments on the Notes are payable semiannually on May 1 and November 1 of each year, commencing on November 1, 2026. The Notes are unsecured and unsubordinated obligations of the Company, ranking pari passu with the Company’s existing and future unsecured and unsubordinated indebtedness.
Supporting evidence: On April 28, 2026, Medallion Financial Corp., a Delaware corporation (the “Company”), entered into a Note Purchase Agreement (the “Note Purchase Agreement”) with affiliates of JP Morgan Investment Management Inc. and certain other institutional investors relating to the private placement of $75.0 million aggregate principal amount of the Company’s 8.25% Senior Notes due 2031 (the “Notes”). Closing of the issuance and sale of the Notes occurred on April 28, 2026. The private placement of the Notes was exempt from registration under the Securities Act of 1933, as amended. The net proceeds from the sale of the additional Notes are expected to be used for general corporate purposes.