National Grid PLC 6-K, filed Sep 29, 2023
National Grid PLC (NGG)
6-K
2023-09-29
For: 2023-09-29
View Original
Added on
April 07, 2026
About this 6-K
National Grid PLC filed this 6-K on September 29, 2023.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
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FORM 6-K
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REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 29 September 2023
Commission File Number: 001-14958
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NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
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1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
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Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F ☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Exhibit
99.1 Announcement sent to the London Stock Exchange on 04 September
2023 —
Total Voting Rights
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99.2
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Exhibit
99.2 Announcement sent to the London Stock Exchange on 08 September
2023 —
Director/PDMR Shareholding
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99.3
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Exhibit
99.3 Announcement sent to the London Stock Exchange on 21 September
2023 —
Senior Independent Director & Committee Changes
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Exhibit
99.1
4 September 2023
National Grid plc ('National
Grid' or 'Company')
Voting Rights update
National Grid's registered capital as of 31 August 2023 consisted
of 3,935,660,942 ordinary shares, of which, 247,619,970 were
held as treasury shares; leaving a balance of 3,688,040,972 with
voting rights.
The figure of 3,688,040,972 may be used by shareholders as the
denominator for the calculations by which they will determine if
they are required to
notify their interest in, or a change to their interest in,
National Grid under the FCA's Disclosure Guidance and Transparency
Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
Exhibit
99.2
8 September 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid Share Incentive Plan ('SIP') monthly purchases on behalf of
PDMRs.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Andy
Agg
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2
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Reason for the notification
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a)
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Position/status
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Chief
Financial Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP 9.871
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15
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.09.07
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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John
Pettigrew
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2
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Reason for the notification
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a)
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Position/status
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Chief
Executive Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP 9.871
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15
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.09.07
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Will
Serle
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2
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Reason for the notification
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a)
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Position/status
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Chief
People & Culture Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP 9.871
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15
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.09.07
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Ben Wilson
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2
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Reason for the notification
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a)
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Position/status
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Chief Strategy and External Affairs Officer
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP 9.871
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15
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.09.07
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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Exhibit
99.3
21 September 2023
National Grid plc ('National
Grid' or 'Company')
Senior Independent Director & Committee Changes
The Company today announces
some changes to the role of Senior Independent Director and its
Board Committees.
Further to the announcement on 17 May 2023 that Thérèse
Esperdy would step down from the Board as a Non-Executive Director
on 31 December 2023, Ian Livingston will succeed Thérèse
as the Senior Independent Director effective as at 31 December
2023.
The following Committee changes will also take place on 1 October
2023:
●
Thérèse
Esperdy will step down as being Chair of the Finance Committee.
Thérèse will remain a member of the Finance Committee
until 31 December 2023;
●
Ian
Livingston will become Chair of the Finance Committee and step down
as Chair of the Remuneration Committee. Ian will remain a member of
the Remuneration Committee;
●
Martha
Wyrsch will become Chair of the Remuneration Committee;
and
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Iain
Mackay will become a member of the Finance Committee.
From 1 October 2023, the membership of each Board
Committee is
as follows:
Audit & Risk
Committee:
Iain Mackay (Chair), Thérèse Esperdy, Liz Hewitt, Ian
Livingston, Jonathan Silver
Finance Committee:
Ian Livingston (Chair), Andy Agg, Thérèse Esperdy, Liz
Hewitt, Iain Mackay, John Pettigrew
People & Governance
Committee:
Paula Rosput Reynolds (Chair), Thérèse Esperdy, Earl
Shipp, Jonathan Silver, Tony Wood
Remuneration Committee:
Martha Wyrsch (Chair), Ian Livingston, Iain Mackay, Anne
Robinson
Safety & Sustainability Committee:
Earl Shipp (Chair), Anne Robinson, Tony Wood, Martha
Wyrsch
This announcement is made in accordance with Listing Rule
9.6.11.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
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NATIONAL GRID
plc
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By:
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/s/Sally Kenward
_______________________
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Sally Kenward
Senior Assistant Company Secretary
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Date:
29
September 2023