National Grid PLC 6-K, filed Aug 31, 2023
National Grid PLC (NGG)
6-K
2023-08-31
For: 2023-08-31
View Original
Added on
April 07, 2026
About this 6-K
National Grid PLC filed this 6-K on August 31, 2023.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
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FORM 6-K
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REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: 31 August 2023
Commission File Number: 001-14958
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NATIONAL GRID plc
(Translation
of registrant’s name into English)
England and Wales
(Jurisdiction
of Incorporation)
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1-3 Strand, London, WC2N 5EH, United Kingdom
(Address
of principal executive office)
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Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
☒ Form 20-F
☐ Form 40-F
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1): ☐
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7): ☐
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3- 2(b) under the Securities
Exchange Act of 1934. ☐ Yes ☒ No
If
“Yes” is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
n/a
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Exhibit
99.1 Announcement sent to the London Stock Exchange on 2 August
2023 —
Director/PDMR Shareholding
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99.2
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Exhibit
99.2 Announcement sent to the London Stock Exchange on 2 August
2023 —
Total Voting Rights
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99.3
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Exhibit
99.3 Announcement sent to the London Stock Exchange on 8 August
2023 —
Director/PDMR Shareholding
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99.4
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Exhibit
99.4 Announcement sent to the London Stock Exchange on 10 August
2023 —
Director/PDMR Shareholding
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Exhibit
99.5 Announcement sent to the London Stock Exchange on 17 August
2023 —
Director/PDMR Shareholding
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Exhibit
99.1
2 August 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transaction of Person Discharging Managerial
Responsibilities ('PDMR')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid US Employee Stock Purchase Plan ('ESPP') monthly purchase on
behalf of a PDMR. The relevant FCA notification is set out
below.
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Adriana
Karaboutis
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2
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Reason for the notification
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a)
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Position/status
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Chief
Information and Digital Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification
code
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American Depository Shares
US 6362744095
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b)
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Nature of the transaction
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Monthly purchase of securities under the National Grid US Employee
Stock Purchase Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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$56.044325
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36.801228
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.08.01
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f)
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Place of the transaction
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Outside
a trading venue
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Exhibit
99.2
2 August 2023
National Grid plc ('National
Grid' or 'Company')
Voting Rights update
National Grid's registered capital as of 31 July 2023 consisted
of 3,930,371,661 ordinary shares, of which, 247,694,171 were
held as treasury shares; leaving a balance of 3,682,677,490 with
voting rights.
The figure of 3,682,677,490 may be used by shareholders as the
denominator for the calculations by which they will determine if
they are required to
notify their interest in, or a change to their interest in,
National Grid under the FCA's Disclosure Guidance and Transparency
Rules.
Pritti Patel
General Counsel, Corporate and Deputy Company
Secretary
Exhibit
99.3
8 August 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid Share Incentive Plan ('SIP') monthly purchases on behalf of
PDMRs.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Andy
Agg
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2
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Reason for the notification
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a)
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Position/status
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Chief
Financial Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification
code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP 9.6844
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16
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.08.07
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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John
Pettigrew
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2
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Reason for the notification
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a)
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Position/status
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Chief
Executive Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification
code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP 9.6844
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16
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.08.07
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Will
Serle
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2
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Reason for the notification
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a)
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Position/status
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Chief
People & Culture Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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a)
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Description of the financial instrument, type of
instrument
Identification
code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP 9.6844
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16
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.08.07
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Ben Wilson
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2
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Reason for the notification
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a)
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Position/status
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Chief Strategy and External Affairs Officer & Interim
President, National Grid Ventures
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
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||
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a)
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Description of the financial instrument, type of
instrument
Identification
code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Monthly purchase of securities ("partnership shares") under the
Share Incentive Plan
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP
9.6844
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16
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.08.07
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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Exhibit
99.4
10 August 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid 2022/23 final dividend scrip alternative and dividend
reinvestment under the National Grid Share Incentive Plan ('SIP')
on behalf of PDMRs and CAPs.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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a)
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Name
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Andy
Agg
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2
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Reason for the notification
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a)
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Position/status
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Chief
Financial Officer
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b)
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Initial notification /Amendment
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Initial
notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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||
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a)
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Name
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National
Grid plc
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b)
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LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
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a)
|
Description of the financial instrument, type of
instrument
Identification
code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
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b)
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Nature of the transaction
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Acquisition of securities ("dividend shares") under the Share
Incentive Plan.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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|
GBP 9.769446
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161
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.08.09
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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||
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a)
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Name
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John
Pettigrew
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2
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Reason for the notification
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||
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a)
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Position/status
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Chief
Executive Officer
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b)
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Initial notification /Amendment
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Initial
notification
|
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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||
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a)
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Name
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National
Grid plc
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b)
|
LEI
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8R95QZMKZLJX5Q2XR704
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
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a)
|
Description of the financial instrument, type of
instrument
Identification
code
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Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
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b)
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Nature of the transaction
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Acquisition of securities ("dividend shares") under the Share
Incentive Plan.
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c)
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Price(s) and volume(s)
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Price(s)
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Volume(s)
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GBP
9.769446
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229
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d)
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Aggregated information
- Aggregated volume
- Price
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e)
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Date of the transaction
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2023.08.09
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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||
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a)
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Name
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Ben
Wilson
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2
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Reason for the notification
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||
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a)
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Position/status
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Chief Strategy and External Affairs
Officer & Interim President, National Grid
Ventures
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b)
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Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
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National
Grid plc
|
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|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
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|
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4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
|
b)
|
Nature of the transaction
|
Acquisition of securities ("dividend shares") under the Share
Incentive Plan.
|
|
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c)
|
Price(s) and volume(s)
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Price(s)
|
Volume(s)
|
|
GBP 9.769446
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1
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||
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d)
|
Aggregated information
- Aggregated volume
- Price
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|
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e)
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Date of the transaction
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2023.08.09
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f)
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Place of the transaction
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London
Stock Exchange (XLON)
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Exhibit
99.5
17 August 2023
National Grid plc ('National
Grid' or 'Company')
Notification of Transactions of Persons Discharging Managerial
Responsibilities ('PDMRs')
This announcement is made in accordance with Article
19 of
the Market Abuse Regulation ('MAR') and relates to the National
Grid 2022/23 final dividend scrip alternative.
In accordance with MAR the relevant Financial Conduct Authority
('FCA') notifications are set out below.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
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Victoria Wood
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2
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Reason for the notification
|
||
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a)
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Position/status
|
Closely Associated Person of Tony Wood, Non-executive
Director
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b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
National Grid plc
|
|
|
b)
|
LEI
|
8R95QZMKZLJX5Q2XR704
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary shares of 12 204/473p each
GB00BDR05C01
|
|
|
b)
|
Nature of the transaction
|
Acquisition of securities under the National Grid plc Scrip
Dividend Scheme.
|
|
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c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
GBP
10.59
|
74
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
|
|
|
e)
|
Date of the transaction
|
09.08.2023
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
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|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
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NATIONAL GRID
plc
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|
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By:
|
/s/Sally Kenward
_______________________
|
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|
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Sally Kenward
Senior Assistant Company Secretary
|
Date:
31 August
2023