NMR 0001193125-26-336500 6-K Filing: Aug 6, 2026

FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of August 2026

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address ofprincipal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F:

Form 20-F X Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

Information furnished on this form:

EXHIBIT

Exhibit Number
1.		Financial Summary – Three months ended June 30, 2026.

The registrant hereby incorporates Exhibit 1 (except the English translation of Independent Auditor’s Interim Review Report) to this report on Form 6-K by reference (i) in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-283915) of the registrant, originally filed with the SEC on December 19, 2024, as amended by Post-Effective Amendment No. 1 thereto, filed with the SEC on August 29, 2025 and (ii) in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-297506) of the registrant and of Nomura America Finance, LLC, filed with the SEC on July 16, 2026.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

	NOMURA HOLDINGS, INC.
Date: August 6, 2026	By:	/s/ Akito Bato
		Akito Bato
		Senior Managing Director

August 6, 2026

	Company name:	Nomura Holdings, Inc.
	Representative:	Kentaro Okuda
		President and Group CEO
	Stock exchange listings:	Tokyo stock exchange, Nagoya stock exchange
		(Code number: 8604)
	For Inquiries:	Akihiro Koseki
		Managing Director, Head of Investor Relations
		Tel: (Country Code 81) 3-5255-1000

Financial Summary–Three months ended June 30, 2026

(Completion of the interim review by certified public accountants or an audit firm)

We are pleased to announce that the interim review of the quarterly consolidated financial statements for the three months ended June 30, 2026, conducted by certified public accountants or an audit firm under US GAAP, which were disclosed on July 29, 2026, has been completed. Furthermore, there have been no changes to the quarterly consolidated financial statements announced on July 29, 2026.

Financial Summary For the Three Months Ended June 30, 2026 (U.S. GAAP)

Date:		August 6, 2026
Company name (code number):		Nomura Holdings, Inc. (8604)
Stock exchange listings:		(In Japan) Tokyo, Nagoya<br> <br>(Overseas) New York,<br>Singapore
Representative:		Kentaro Okuda<br> <br>President and Group CEO, Nomura<br>Holdings, Inc.
For inquiries:		Akihiro Koseki<br> <br>Managing Director, Head of<br>Investor Relations, Nomura Holdings, Inc.<br> <br>Tel: (Country Code 81) 3-5255-1000<br><br><br>URL: https://www.nomura.com

1. Consolidated Operating Results

(1) Operating Results

	(Rounded to nearest million)
	(Millions of yen, except per share data)
	For the three months ended June 30
	2025						2026
				% Change from<br>June 30, 2024						% Change from<br>June 30, 2025
Total revenue		1,156,588			(5.0	%)		1,371,708			18.6	%
Net revenue		523,315			15.2	%		686,714			31.2	%
Income before income taxes		160,282			55.7	%		211,539			32.0	%
Net income attributable to Nomura Holdings, Inc. (“NHI”) shareholders		104,565			51.7	%		145,561			39.2	%
Comprehensive income		61,629			(67.4	%)		176,502			186.4	%
Basic-Net income attributable to NHI shareholders per<br>share (Yen)		35.19						49.90
Diluted-Net income attributable to NHI shareholders per<br>share (Yen)		34.04						48.34
Return on shareholders’ equity - annualized		12.0	%					15.4	%

Note: Return on shareholders’ equity is a ratio of Net income attributable to NHI shareholders to Total NHI shareholders’ equity.

(2) Financial Position

	(Millions of yen, except per share data)
	At March 31			At June 30
	2026			2026
Total assets		62,645,925			68,224,010
Total equity		3,854,915			3,993,713
Total NHI shareholders’ equity		3,707,868			3,834,275
Total NHI shareholders’ equity as a percentage of total assets		5.9	%		5.6	%
Total NHI shareholders’ equity per share (Yen)		1,277.99			1,311.94

2. Cash Dividends

					(Yen amounts)
	For the year ended March 31
	2026		2027		2027 (Plan)
Dividends per share
Dividends record dates
At June 30		—		—		—
At September 30		27.00		—		Unconfirmed
At December 31		—		—		—
At March 31		24.00		—		Unconfirmed
For the year		51.00		—		Unconfirmed

Note: Fiscal year 2027 Q2 and Q4 dividends are not presented per reasons stated in “3. Earnings forecasts for the year ending March

31, 2027”.

3. Earnings Forecasts forthe year ending March 31, 2027

Nomura provides investment, financing and related services in the capital markets on a global basis. In the global capital markets there exist uncertainties due to, but not limited to, economic and market conditions. Nomura, therefore, does not present earnings forecasts.

Notes

(1) Significant changes in the scope of consolidation during the period: None

(2) Adoption of the simplified and particular accounting treatments: None

(3) Changes in accounting policies

a) Changes in accounting policies due to amendments to the accounting standards : None

b) Changes in accounting policies due to other than a) : None

(4) Number of shares issued (common stock)

	At March 31		At June 30
	2026		2026
Number of shares outstanding (including treasury stock)		3,088,562,601		3,088,562,601
Number of treasury stock		187,225,377		165,970,352
	For the three months ended June 30
	2025		2026
Average number of shares outstanding (year-to-date)		2,971,653,091		2,917,278,407

*Review of the Japanese-language originals of the attached consolidated quarterly financial statements by certified public accountants or an audit firm: Yes (voluntary)

Table of Contents for the Accompanying Materials

1. Qualitative Information of the Quarterly Consolidated Results	P. 2
(1) Consolidated Operating Results	P. 2
(2) Consolidated Financial Position	P. 4
(3) Consolidated Earnings Forecasts	P. 4
2. Quarterly Consolidated Financial Statements	P. 5
(1) Consolidated Balance Sheets	P. 6
(2) Consolidated Statements of Income	P. 8
(3) Consolidated Statements of Comprehensive Income	P. 9
(4) Segment Information – Operating Segment	P. 10
(5) Significant Changes in Equity	P. 12
(6) Note with respect to the Assumption as a Going<br>Concern	P. 13
(7) Note with respect to Consolidated Statements of Cash<br>Flows	P. 13
3. Supplementary Information	P. 14
(1) Consolidated Statements of Income – Quarterly Comparatives	P. 14
(2) Business Segment Information – Quarterly<br>Comparatives	P. 15
(3) Other	P. 16
Independent Auditor’s Interim Review Report	P. 17

– 1 –

1.	Qualitative Information of the Quarterly Consolidated Results
(1)	Consolidated Operating Results
---	---

U.S. GAAP

	Billions of yen						% Change
	For the three months ended						(B-A)/(A)
	June 30,<br>2025 (A)			June 30,<br>2026 (B)
Net revenue		523.3			686.7			31.2
Non-interest expenses		363.0			475.2			30.9

Income (loss) before income taxes		160.3			211.5			32.0
Income tax expense		52.8			55.4			4.9

Net income (loss)		107.5			156.1			45.3

Less: Net income (loss) attributable to noncontrolling interests		2.9			10.6			263.1

Net income (loss) attributable to NHI shareholders		104.6			145.6			39.2

Return on shareholders’ equity - annualized		12.0	%		15.4	%		—

Note: Return on shareholders’ equity is a ratio of Net income (loss) attributable to NHI shareholders to Total NHI shareholders’ equity.

Nomura Holdings, Inc. and its consolidated entities (collectively, “Nomura”) reported net revenue of 686.7 billion yen for the three months ended June 30, 2026, an increase of 31.2% from the same period in the prior year. Non-interest expenses increased by 30.9% from the same period in the prior year to 475.2 billion yen. Income before income taxes was 211.5 billion yen and net income attributable to NHI shareholders was 145.6 billion yen for the three months ended June 30, 2026.

Segment Information

	Billions of yen				% Change
	For the three months ended				(B-A)/(A)
	June 30,<br>2025 (A)		June 30,<br>2026 (B)
Net revenue		523.4		681.2		30.1
Non-interest expenses		363.0		475.2		30.9

Income (loss) before income taxes		160.4		206.0		28.4

In the above segment information totals, which exclude a part of unrealized gain (loss) on investments in equity securities held for operating purposes, net revenue for the three months ended June 30, 2026 was 681.2 billion yen, an increase of 30.1% from the same period in the prior year. Non-interest expenses increased by 30.9% from the same period in the prior year to 475.2 billion yen. Income before income taxes increased by 28.4% to 206.0 billion yen for the three months ended June 30, 2026. Please refer to page 10 for further details of the differences between U.S. GAAP and business segment amounts.

– 2 –

<Business Segment Results>

Operating Results of Wealth Management

	Billions of yen				% Change
	For the three months ended				(B-A)/(A)
	June 30,<br>2025 (A)		June 30,<br>2026 (B)
Net revenue		105.8		145.4		37.5
Non-interest expenses		67.0		74.3		10.9

Income (loss) before income taxes		38.8		71.1		83.4

Net revenue increased by 37.5% from the same period in the prior year to 145.4 billion yen. Non-interest expenses increased by 10.9% to 74.3 billion yen. As a result, income before income taxes increased by 83.4% to 71.1 billion yen.

Operating Results of Investment Management

	Billions of yen				% Change
	For the three months ended				(B-A)/(A)
	June 30,<br>2025 (A)		June 30,<br>2026 (B)
Net revenue		50.6		98.3		94.4
Non-interest expenses		29.0		53.3		83.6

Income (loss) before income taxes		21.5		45.0		109.0

Net revenue increased by 94.4% from the same period in the prior year to 98.3 billion yen. Non-interest expenses increased by 83.6% to 53.3 billion yen. As a result, income before income taxes increased by 109.0% to 45.0 billion yen. Assets under management were 156.4 trillion yen as of June 30, 2026.

Operating Results of Wholesale

	Billions of yen				% Change
	For the three months ended				(B-A)/(A)
	June 30,<br>2025 (A)		June 30,<br>2026 (B)
Net revenue		261.1		369.1		41.4
Non-interest expenses		219.2		275.8		25.8

Income (loss) before income taxes		41.9		93.3		122.7

Net revenue increased by 41.4% from the same period in the prior year to 369.1 billion yen. Non-interest expenses increased by 25.8% to 275.8 billion yen. As a result, income before income taxes increased by 122.7% to 93.3 billion yen.

– 3 –

Operating Results of Banking

	Billions of yen				% Change
	For the three months ended				(B-A)/(A)
	June 30,<br>2025 (A)		June 30,<br>2026 (B)
Net revenue		12.8		15.2		18.7
Non-interest expenses		9.2		11.6		25.8

Income (loss) before income taxes		3.6		3.6		0.6

Net revenue increased by 18.7% from the same period in the prior year to 15.2 billion yen. Non-interest expenses increased by 25.8% to 11.6 billion yen. As a result, income before income taxes increased by 0.6% to 3.6 billion yen.

Other Operating Results

	Billions of yen					% Change
	For the three months ended					(B-A)/(A)
	June 30,<br>2025 (A)		June 30,<br>2026 (B)
Net revenue		93.2		53.1			(43.0	)
Non-interest expenses		38.6		60.1			56.0

Income (loss) before income taxes		54.6		(7.0	)		—

Net revenue was 53.1 billion yen. Loss before income taxes was 7.0 billion yen.

(2)	Consolidated Financial Position

Total assets as of June 30, 2026 were 68,224.0 billion yen, an increase of 5,578.1 billion yen compared to March 31, 2026, mainly due to the increase in Trading assets. Total liabilities as of June 30, 2026 were 64,230.3 billion yen, an increase of 5,439.3 billion yen compared to March 31, 2026, mainly due to the increase in Trading liabilities. Total equity as of June 30, 2026 was 3,993.7 billion yen, an increase of 138.8 billion yen compared to March 31, 2026.

(3) Consolidated Earnings Forecasts

– 4 –

2.	Quarterly Consolidated Financial Statements

Nomura’s quarterly consolidated financial statements, which comprise the consolidated balance sheet, consolidated statement of income, consolidated statement of comprehensive income and notes, have been prepared in accordance with Article 5, Paragraph 4 of the Tokyo Stock Exchange Inc. and Nagoya Stock Exchange Inc.’s Standards for the Preparation of Quarterly Financial Statements (the Standards) and accounting principles generally accepted in the United States, applying the provisions for reduced disclosures as set forth in Article 5, Paragraph 5 of the Standards.

The quarterly consolidated financial statements herein have been prepared in accordance with Nomura’s accounting policies which are disclosed in the notes to the consolidated financial statements of Nomura Holdings, Inc.’s Annual Securities Report (the annual report filed in Japan on June 22, 2026) and Form 20-F (the annual report filed with the U.S. Securities and Exchange Commission on June 22, 2026) for the year ended March 31, 2026.

– 5 –

(1) Consolidated Balance Sheets

	Millions of yen
	March 31,<br>2026		June 30,<br>2026		Increase/<br>(Decrease)
ASSETS
Cash and cash deposits:
Cash and cash equivalents	4,298,693		4,859,544		560,851
Time deposits	709,639		679,373		(30,266	)
Deposits with stock exchanges and other segregated cash	640,642		620,598		(20,044	)

Total cash and cash deposits	5,648,974		6,159,515		510,541

Loans and receivables:
Loans receivable	7,745,214		8,159,132		413,918
Receivables from customers	470,341		842,536		372,195
Receivables from other than customers	1,345,631		1,230,092		(115,539	)
Allowance for credit losses	(18,381	)	(18,857	)	(476	)

Total loans and receivables	9,542,805		10,212,903		670,098

Collateralized agreements:
Securities purchased under agreements to resell	13,210,236		13,936,728		726,492
Securities borrowed	4,339,659		4,915,734		576,075

Total collateralized agreements	17,549,895		18,852,462		1,302,567

Trading assets and private equity and debt investments:
Trading assets*	26,128,073		28,837,153		2,709,080
Private equity and debt investments*	214,014		232,273		18,259

Total trading assets and private equity and debt investments	26,342,087		29,069,426		2,727,339

Other assets:
Office buildings, land, equipment and facilities<br>(net of accumulated depreciation and amortization of<br>600,417 million as of March 31, 2026 and<br>618,628 million as of June 30, 2026)	543,847		562,673		18,826
Non-trading debt securities*	761,267		848,257		86,990
Investments in equity securities*	123,191		133,397		10,206
Investments in and advances to affiliated companies*	535,402		544,644		9,242
Other	1,598,457		1,840,733		242,276

Total other assets	3,562,164		3,929,704		367,540

Total assets	62,645,925		68,224,010		5,578,085

All values are in Japanese Yen.

^*^	Including securities pledged as collateral

– 6 –

			Millions of yen
			March 31,<br>2026			June 30,<br>2026			Increase/<br>(Decrease)
LIABILITIES AND EQUITY
Short-term borrowings				1,752,669			1,933,441			180,772
Payables and deposits:
Payables to customers				1,598,758			1,895,009			296,251
Payables to other than customers				3,432,040			3,536,626			104,586
Deposits received at banks				3,667,090			3,878,685			211,595

Total payables and deposits				8,697,888			9,310,320			612,432

Collateralized financing:
Securities sold under agreements to repurchase				15,233,838			16,108,510			874,672
Securities loaned				2,448,284			2,585,318			137,034
Other secured borrowings				384,156			386,081			1,925

Total collateralized financing				18,066,278			19,079,909			1,013,631

Trading liabilities				12,915,584			15,431,403			2,515,819
Other liabilities				1,813,635			1,723,659			(89,976	)
Long-term borrowings				15,544,956			16,751,565			1,206,609

Total liabilities				58,791,010			64,230,297			5,439,287

Equity
NHI shareholders’ equity:
Common stock
Authorized	-	6,000,000,000 shares
Issued	-	3,088,562,601 shares as of March 31, 2026 and
		3,088,562,601 shares as of June 30, 2026
Outstanding	-	2,901,337,224 shares as of March 31, 2026 and
		2,922,592,249 shares as of June 30, 2026		594,493			594,493			—
Additional paid-in capital				706,261			663,809			(42,452	)
Retained earnings				2,013,986			2,151,990			138,004
Accumulated other comprehensive income (loss)				548,221			566,939			18,718

Total NHI shareholders’ equity before treasury stock				3,862,961			3,977,231			114,270
Common stock held in treasury, at cost -
187,225,377 shares as<br>of March 31, 2026 and
165,970,352 shares as<br>of June 30, 2026				(155,093	)		(142,956	)		12,137

Total NHI shareholders’ equity				3,707,868			3,834,275			126,407

Noncontrolling interests				147,047			159,438			12,391

Total equity				3,854,915			3,993,713			138,798

Total liabilities and equity				62,645,925			68,224,010			5,578,085

– 7 –

(2) Consolidated Statements of Income

	Millions of yen					% Change
	For the three months ended					(B-A)/(A)
	June 30,<br>2025(A)			June 30,<br>2026(B)
Revenue:
Commissions		100,606			128,178		27.4
Fees from investment banking		38,357			56,236		46.6
Asset management and portfolio service fees		92,855			162,054		74.5
Net gain on trading		142,239			230,292		61.9
Gain on private equity and debt investments		6,330			564		(91.1	)
Interest and dividends		649,561			698,543		7.5
Gain (loss) on investments in equity securities		(377	)		6,792		—
Other		127,017			89,049		(29.9	)

Total revenue		1,156,588			1,371,708		18.6
Interest expense		633,273			684,994		8.2

Net revenue		523,315			686,714		31.2

Non-interest expenses:
Compensation and benefits		186,310			236,764		27.1
Commissions and floor brokerage		44,778			74,335		66.0
Information processing and communications		57,164			70,710		23.7
Occupancy and related depreciation		15,965			18,742		17.4
Business development expenses		6,992			8,500		21.6
Other		51,824			66,124		27.6

Total non-interest expenses		363,033			475,175		30.9

Income before income taxes		160,282			211,539		32.0
Income tax expense		52,808			55,416		4.9

Net income		107,474			156,123		45.3

Less: Net income attributable to noncontrolling interests		2,909			10,562		263.1

Net income attributable to NHI shareholders		104,565			145,561		39.2

Per share of common stock:
	Yen					% Change
Basic-
Net income attributable to NHI shareholders per share		35.19			49.90		41.8

Diluted-
Net income attributable to NHI shareholders per share		34.04			48.34		42.0

– 8 –

(3) Consolidated Statements of Comprehensive Income

	Millions of yen						% Change
	For the three months ended						(B-A)/(A)
	June 30,<br>2025(A)			June 30,<br>2026(B)
Net income		107,474			156,123			45.3
Other comprehensive income (loss):
Cumulative translation adjustments:
Cumulative translation adjustments		(40,858	)		41,185			—
Deferred income taxes		1,258			(912	)		—

Total		(39,600	)		40,273			—

Defined benefit pension plans:
Pension liability adjustment		(4,197	)		(3,387	)		—
Deferred income taxes		(3	)		336			—

Total		(4,200	)		(3,051	)		—

Non-trading debt securities:
Net unrealized gain on non-trading debt<br>securities		565			330			(41.6	)
Deferred income taxes		(178	)		(104	)		—

Total		387			226			(41.6	)

Own credit adjustments:
Own credit adjustments		(3,880	)		(18,746	)		—
Deferred income taxes		1,448			1,677			15.8

Total		(2,432	)		(17,069	)		—

Total other comprehensive income (loss)		(45,845	)		20,379			—

Comprehensive income		61,629			176,502			186.4
Less: Comprehensive income attributable to noncontrolling interests		3,347			12,223			265.2

Comprehensive income attributable to NHI shareholders		58,282			164,279			181.9

– 9 –

(4) Segment Information – Operating Segment

Nomura’s Chief Operating Decision Maker is the Executive Management Board (the “EMB”) which is the management function primarily responsible for assessing performance of and allocating resources to the business segments. The EMB reviews business segment results including Net revenue, Non-interest expenses, and Income before income taxes on a regular basis. The EMB uses these measures along with certain segment-specific Key Performance Indicators (KPIs) and budgets to evaluate segment performance and to make key operating decisions, including resource and capital allocations. Business segments’ information on total assets is not disclosed as EMB does not consider such information for its operating decisions and therefore, it is not reported.

– 10 –

The following table shows business segment information and reconciliation items to the consolidated statements of income.

		Millions of yen						% Change
		For the three months ended						(B-A)/(A)
		June 30,<br>2025 (A)			June 30,<br>2026 (B)
Net revenue
Business segment information:
Wealth Management			105,796			145,417			37.5
Investment Management			50,574			98,314			94.4
Wholesale			261,072			369,097			41.4
Banking			12,845			15,244			18.7

Subtotal			430,287			628,072			46.0
Other			93,160			53,105			(43.0	)

Net revenue			523,447			681,177			30.1

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes			(132	)		5,537			—

Net revenue			523,315			686,714			31.2

*Non-interest expenses (1)**
Business segment information:
Wealth Management			67,041			74,341			10.9
Investment Management			29,047			53,327			83.6
Wholesale			219,164			275,769			25.8
Banking			9,231			11,608			25.8

Subtotal			324,483			415,045			27.9
Other			38,550			60,130			56.0

Non-interest expenses			363,033			475,175			30.9

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes			—			—			—

Non-interest expenses			363,033			475,175			30.9

Income (loss) before income taxes
Business segment information:
Wealth Management			38,755			71,076			83.4
Investment Management			21,527			44,987			109.0
Wholesale			41,908			93,328			122.7
Banking			3,614			3,636			0.6

Subtotal			105,804			213,027			101.3
Other (*2)			54,610			(7,025	)		—

Income (loss) before income taxes			160,414			206,002			28.4

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes			(132	)		5,537			—

Income (loss) before income taxes			160,282			211,539			32.0

*(1)**	Includes primarily personnel expenses, occupancy, technology, and professional fees.<br>
---	---
*(2)**	Major components
---	---

Transactions between operating segments are recorded within segment results on commercial terms and conditions, and are eliminated in “Other.”

The following table presents the major components of income (loss) before income taxes in “Other.”

	Millions of yen						% Change
	For the three months ended						(B-A)/(A)
	June 30,<br>2025 (A)			June 30,<br>2026 (B)
Net gain (loss) related to economic hedging transactions		1,067			(2,045	)		—
Realized gain (loss) on investments in equity securities held for operating purposes		5			1,190			—
Equity in earnings of affiliates		12,321			10,492			(14.8)
Corporate items		(11,637	)		(15,964	)		—
Other		52,854			(698	)		—

Total		54,610			(7,025	)		—

– 11 –

(5) Significant Changes in Equity

Not applicable. For further details of the changes, please refer below.

	Millions of yen
	For the three months ended<br>June 30, 2026
Common stock
Balance at beginning of year		594,493

Balance at end of period		594,493

Additional paid-in capital
Balance at beginning of year		706,261
Stock-based compensation awards		(42,439	)
Changes in an affiliated company’s interests		(13	)

Balance at end of period		663,809

Retained earnings
Balance at beginning of year		2,013,986
Net income attributable to NHI shareholders		145,561
Loss on disposal of treasury stock		(7,557	)

Balance at end of period		2,151,990

Accumulated other comprehensive income (loss)
Cumulative translation adjustments
Balance at beginning of year		550,501
Net change during the period		38,612

Balance at end of period		589,113

Defined benefit pension plans
Balance at beginning of year		(122	)
Pension liability adjustment		(3,051	)

Balance at end of period		(3,173	)

Non-trading debt securities
Balance at beginning of year		(3,362	)
Net unrealized gain on non-trading debt<br>securities		226

Balance at end of period		(3,136	)

Own credit adjustments
Balance at beginning of year		1,204
Own credit adjustments		(17,069	)

Balance at end of period		(15,865	)

Balance at end of period		566,939

Common stock held in treasury
Balance at beginning of year		(155,093	)
Repurchases of common stock		(18,526	)
Sale of common stock		0
Common stock issued to employees		30,663

Balance at end of period		(142,956	)

Total NHI shareholders’ equity

Balance at end of period		3,834,275

Noncontrolling interests
Balance at beginning of year		147,047
Net change during the period		12,391

Balance at end of period		159,438

Total equity

Balance at end of period		3,993,713

– 12 –

(6) Note with respect to the Assumption as a Going Concern

Not applicable.

(7) Note with respect to Consolidated Statements of Cash Flows

The following table shows depreciation and amortization for the three months ended June 30, 2025 and 2026.

	Millions of yen
	For the three months ended
	June 30, 2025		June 30, 2026
Depreciation and amortization		15,407		21,715

– 13 –

3. Supplementary Information

(1) Consolidated Statements of Income – Quarterly Comparatives

	Millions of yen											% Change			Millions of yen
	For the three months ended														For the year ended<br>March 31,<br>2026
	June 30,<br>2025			September 30,<br>2025		December 31,<br>2025		March 31,<br>2026(A)		June 30,<br>2026(B)		(B-A)/(A)
Revenue:
Commissions		100,606			105,049		119,204		130,430		128,178		(1.7	)		455,289
Fees from investment banking		38,357			44,554		59,045		58,592		56,236		(4.0	)		200,548
Asset management and portfolio service fees		92,855			102,487		122,664		150,594		162,054		7.6			468,600
Net gain on trading		142,239			171,944		190,742		191,969		230,292		20.0			696,894
Gain on private equity and debt investments		6,330			4,370		1,564		340		564		65.9			12,604
Interest and dividends		649,561			652,830		712,469		654,780		698,543		6.7			2,669,640
Gain (loss) on investments in equity securities		(377	)		4,365		4,488		4,590		6,792		48.0			13,066
Other		127,017			75,614		17,752		21,462		89,049		314.9			241,845

Total revenue		1,156,588			1,161,213		1,227,928		1,212,757		1,371,708		13.1			4,758,486
Interest expense		633,273			645,751		676,173		635,576		684,994		7.8			2,590,773

Net revenue		523,315			515,462		551,755		577,181		686,714		19.0			2,167,713

Non-interest expenses:
Compensation and benefits		186,310			195,079		220,739		227,374		236,764		4.1			829,502
Commissions and floor brokerage		44,778			47,191		53,997		75,891		74,335		(2.1	)		221,857
Information processing and communications		57,164			59,202		63,516		68,557		70,710		3.1			248,439
Occupancy and related depreciation		15,965			17,283		17,853		20,422		18,742		(8.2	)		71,523
Business development expenses		6,992			7,272		9,993		9,422		8,500		(9.8	)		33,679
Other		51,824			52,790		50,436		67,842		66,124		(2.5	)		222,892

Total non-interest expenses		363,033			378,817		416,534		469,508		475,175		1.2			1,627,892

Income before income taxes		160,282			136,645		135,221		107,673		211,539		96.5			539,821
Income tax expense		52,808			40,852		40,675		31,104		55,416		78.2			165,439

Net income		107,474			95,793		94,546		76,569		156,123		103.9			374,382

Less: Net income attributable to noncontrolling interests		2,909			3,715		2,993		2,636		10,562		300.7			12,253

Net income attributable to NHI shareholders		104,565			92,078		91,553		73,933		145,561		96.9			362,129

	Yen											% Change			Yen
Per share of common stock:
Basic-
Net income attributable to NHI shareholders per share		35.19			31.34		31.21		25.29		49.90		97.3			123.08

Diluted-
Net income attributable to NHI shareholders per share		34.04			30.49		30.19		24.34		48.34		98.6			118.99

– 14 –

(2) Business Segment Information – Quarterly Comparatives

The following table shows quarterly business segment information and reconciliation items to the consolidated statements of income.

		Millions of yen																	% Change				Millions of yen
		For the three months ended																	(B-A)/(A)				For the year ended<br>March 31,<br>2026
		June 30,<br>2025			September 30,<br>2025			December 31,<br>2025			March 31,<br>2026(A)				June 30,<br>2026(B)
Net revenue
Business segment information:
Wealth Management			105,796			116,475			132,488			133,147				145,417				9.2				487,906
Investment Management			50,574			60,825			60,906			86,211				98,314				14.0				258,516
Wholesale			261,072			279,183			313,899			308,075				369,097				19.8				1,162,229
Banking			12,845			12,851			13,696			14,526				15,244				4.9				53,918

Subtotal			430,287			469,334			520,989			541,959				628,072				15.9				1,962,569
Other			93,160			44,366			28,107			31,240				53,105				70.0				196,873

Net revenue			523,447			513,700			549,096			573,199				681,177				18.8				2,159,442

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes			(132	)		1,762			2,659			3,982				5,537				39.1				8,271

Net revenue			523,315			515,462			551,755			577,181				686,714				19.0				2,167,713

*Non-interest expenses(1)**
Business segment information:
Wealth Management			67,041			70,952			73,988			71,901				74,341				3.4				283,882
Investment Management			29,047			30,114			42,967			68,091				53,327				(21.7	)			170,219
Wholesale			219,164			226,043			251,610			264,845				275,769				4.1				961,662
Banking			9,231			9,671			9,521			11,479				11,608				1.1				39,902

Subtotal			324,483			336,780			378,086			416,316				415,045				(0.3	)			1,455,665
Other			38,550			42,037			38,448			53,192				60,130				13.0				172,227

Non-interest expenses			363,033			378,817			416,534			469,508				475,175				1.2				1,627,892

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes			—			—			—			—				—				—				—

Non-interest expenses			363,033			378,817			416,534			469,508				475,175				1.2				1,627,892

Income (loss) before income taxes
Business segment information:
Wealth Management			38,755			45,523			58,500			61,246				71,076				16.1				204,024
Investment Management			21,527			30,711			17,939			18,120				44,987				148.3				88,297
Wholesale			41,908			53,140			62,289			43,230				93,328				115.9				200,567
Banking			3,614			3,180			4,175			3,047				3,636				19.3				14,016

Subtotal			105,804			132,554			142,903			125,643				213,027				69.5				506,904
Other (*2)			54,610			2,329			(10,341	)		(21,952	)			(7,025	)			—				24,646

Income (loss) before income taxes			160,414			134,883			132,562			103,691				206,002				98.7				531,550

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes			(132	)		1,762			2,659			3,982				5,537				39.1				8,271

Income (loss) before income taxes			160,282			136,645			135,221			107,673				211,539				96.5				539,821

*(1)** Includes primarily personnel expenses, occupancy, technology, and<br>professional fees.<br> <br>(2) Major components*<br><br><br>Transactions between operating segments are recorded within segment results on commercial terms and conditions, and are eliminated in<br>“Other.”<br> <br>The following table presents the major components of income (loss) before income taxes in<br>“Other.”
---
		Millions of yen																	% Change			Millions of yen
---	---	---	---	---	---	---	---	---	---	---	---	---	---	---	---	---	---	---	---	---	---	---	---	---
		For the three months ended																	(B-A)/(A)			For the year ended<br>March 31,<br>2026
		June 30,<br>2025			September 30,<br>2025			December 31,<br>2025			March 31,<br>2026(A)				June 30,<br>2026(B)
Net gain (loss) related to economic<br><br><br>hedging transactions			1,067			(166	)		(975	)		(2,866	)			(2,045	)			—			(2,940	)
Realized gain (loss) on investments in equity<br><br><br>securities held for operating purposes			5			2,209			1,129			6				1,190				—			3,349
Equity in earnings of affiliates			12,321			12,448			17,642			(5,959	)			10,492				—			36,452
Corporate items			(11,637	)		(15,181	)		(9,630	)		(5,534	)			(15,964	)			—			(41,982	)
Other			52,854			3,019			(18,507	)		(7,599	)			(698	)			—			29,767

Total			54,610			2,329			(10,341	)		(21,952	)			(7,025	)			—			24,646

– 15 –

(3)	Other

Quarterly financial information for Nomura Securities Co., Ltd. can be found at the following URL.

https://www.nomuraholdings.com/en/company/group/nsc/nsc/main/0112/teaserItems2/0/linkList/0/link/2027_1q.pdf

– 16 –

[Translation]

Independent Auditor’s Interim Review Report

August 6, 2026

The Board of Directors
Nomura Holdings, Inc.
	Ernst & Young ShinNihon LLC
	Tokyo office, Japan
	Toyohiro Fukata
	Certified Public Accountant
	Designated and Engagement Partner
	Shinichi Hayashi
	Certified Public Accountant
	Designated and Engagement Partner
	Mitsuhiro Nagao
	Certified Public Accountant
	Designated and Engagement Partner
	Kei Sakuma
	Certified Public Accountant
	Designated and Engagement Partner

Auditor’s Conclusion

We have reviewed the accompanying quarterly consolidated financial statements of Nomura Holdings, Inc. and its subsidiaries (the Group), which comprise the consolidated balance sheets, consolidated statements of income, consolidated statements of comprehensive income for the three-month period ended June 30, 2026, and notes to the quarterly consolidated financial statements.

Based on our review, nothing has come to our attention that causes us to believe that the accompanying quarterly consolidated financial statements are not prepared, in all material respects, in accordance with Article 5, Paragraph 4 of the Tokyo Stock Exchange, Inc’s and the Nagoya Stock Exchange, Inc’s Standards for the Preparation of Quarterly Financial Statements (the Standards), applying the provisions for reduced disclosures as set forth in Article 5, Paragraph 5 of the Standards, as disclosed in the quarterly consolidated financial statements.

Basis for Auditor’s Conclusion

We conducted our review in accordance with review standards for interim financial statements generally accepted in Japan. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Review of the Quarterly Consolidated Financial Statements section of our report. We are independent of the Group in accordance with the ethical requirements in Japan, including those applicable to audits of financial statements of public interest entities, and we have fulfilled our other ethical responsibilities in accordance with these requirements. We believe that the evidence we have obtained provides a basis for our conclusion.

Responsibilities of Management and the Audit Committee for the Quarterly Consolidated Financial Statements

Management is responsible for the preparation of the quarterly consolidated financial statements in accordance with Article 5, Paragraph 4 of the Standards, applying the provisions for reduced disclosures as set forth in Article 5, Paragraph 5 of the Standards and for the internal controls as management determines are necessary to enable the preparation of quarterly consolidated financial statements that are free from material misstatement, whether due to fraud or error.

In preparing the quarterly consolidated financial statements, management is responsible for assessing the Group’s ability to continue as a going concern, including the disclosures related to matters of going concern, as required by Article 5, Paragraph 4 of the Standards, applying the provisions for reduced disclosures as set forth in Article 5, Paragraph 5 of the Standards.

The Audit Committee is responsible for overseeing the Group’s financial reporting process.

Auditor’s Responsibilities for the Review of the Quarterly Consolidated Financial Statements

Our responsibility is to independently express a conclusion on the quarterly consolidated financial statements in the interim review report based on our review. As part of a review in accordance with review standards for interim financial statements generally accepted in Japan, we exercise professional judgment and maintain professional skepticism throughout the review. We also:

•	Make inquiries, primarily of management and persons responsible for financial and accounting matters and apply<br>analytical and other interim review procedures. A review is substantially less in scope than an audit conducted in accordance with auditing standards generally accepted in Japan.

– 17 –

•	Conclude based on the evidence obtained whether anything has come to our attention that causes us to believe that<br>the quarterly consolidated financial statements are not prepared in accordance with Article 5, Paragraph 4 of the Standards, applying the provisions for reduced disclosures as set forth in Article 5, Paragraph 5 of the Standards, should we determine<br>that a material uncertainty exists related to events or conditions that may cast significant doubt on the Group’s ability to continue as a going concern. Additionally, if we conclude that a material uncertainty exists, we are required to draw<br>attention in our auditor’s interim review report to the related disclosures in the quarterly consolidated financial statements or, if such disclosures are inadequate, to modify our conclusion. Our conclusions are based on the evidence obtained<br>up to the date of our auditor’s interim review report. However, future events or conditions may cause the Group to cease to continue as a going concern.
•	Evaluate whether anything has come to our attention that causes us to believe that the overall presentation and<br>disclosure of the quarterly consolidated financial statements are not prepared in accordance with Article 5, Paragraph 4 of the Standards, applying the provisions for reduced disclosures as set forth in Article 5, Paragraph 5 of the Standards.<br>
---	---
•	Obtain evidence regarding the financial information of the Group as a basis for expressing a conclusion on the<br>quarterly consolidated financial statements. We are responsible for the direction, supervision and review of the documentation of the interim review. We remain solely responsible for our conclusion.
---	---

We communicate with the Audit Committee regarding the planned scope and timing of the review and significant review findings.

We also provide the Audit Committee with a statement that we have complied with the ethical requirements regarding independence in Japan, and we communicate to them all relationships and other matters that may reasonably be thought to bear on our independence, and where applicable, actions taken to eliminate threats or safeguards applied to reduce threats to an acceptable level.

Interest Required to Be Disclosed by the Certified Public Accountants Act of Japan

Our firm and its designated engagement partners do not have any interest in the Group which is required to be disclosed pursuant to the provisions of the Certified Public Accountants Act of Japan.

———————

*1.	The Company maintains the original of the Independent Auditor’s Interim Review Report above.<br>
*2.	XBRL data and HTML data are not included in the scope of the interim review.
---	---

(Note)

The original Independent Auditor’s Interim Review Report related to the quarterly consolidated financial statements is in Japanese. This English translation is prepared only for readers’ convenience. Ernst & Young ShinNihon LLC have not applied any such procedures, nor have they performed an audit on the English language version of the quarterly consolidated financial statements for the above-mentioned period.

– 18 –

NMR 6-K

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