8-K
NexPoint Real Estate Finance, Inc. (NREF)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): April 29, 2021
NEXPOINT REAL ESTATE FINANCE, INC.
(Exact Name Of Registrant As Specified In Charter)
| Maryland | 001-39210 | 84-2178264 |
|---|---|---|
| (State or Other Jurisdiction<br><br> <br>of Incorporation) | (Commission<br><br> <br>File Number) | (IRS Employer<br><br> <br>Identification No.) |
2515 McKinney Avenue, Suite 1100
Dallas, Texas 75201
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: (833) 697-6246
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading<br><br> <br>Symbol(s) | Name of each exchange<br><br> <br>on which registered |
|---|---|---|
| Common Stock, par value $0.01 per share<br><br> <br>8.50% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share | NREF<br><br> <br>NREF-PRA | New York Stock Exchange<br><br> <br>New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition.
The following information is intended to be furnished under Item 2.02 of Form 8-K, “Results of Operations and Financial Condition.” This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date of this report, regardless of any general incorporation language in the filing. On April 29, 2021, NexPoint Real Estate Finance, Inc. (the “Company”) issued a press release and detailed presentation announcing its financial results for the Company’s first quarter ended March 31, 2021. The full text of the press release and detailed presentation are furnished herewith as Exhibit 99.1 and Exhibit 99.2, respectively, to this report.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit Number | Exhibit Description |
|---|---|
| 99.1 | Press Release of NexPoint Real Estate Finance, Inc. dated April 29, 2021 |
| 99.2 | Presentation of NexPoint Real Estate Finance, Inc. dated April 29, 2021 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NEXPOINT REAL ESTATE FINANCE, INC. | |
|---|---|
| By: | /s/ Brian Mitts |
| Name:<br><br> <br>Title: | Brian Mitts<br><br> <br>Chief Financial Officer, Executive<br><br> <br>VP-Finance, Secretary and Treasurer |
Date: April 29, 2021
ex_244568.htm
Exhibit 99.1
FOR IMMEDIATE RELEASE
Contact:
Investor Relations
Jackie Graham
jgraham@nexpoint.com
833.463.6697
NEXPOINT REAL ESTATE FINANCE, INC. REPORTS FIRST QUARTER 2021 RESULTS
Dallas, TX, April 29, 2021 – NexPoint Real Estate Finance, Inc. (“NREF” or the “Company”) (NYSE: NREF) today reported financial results for the first quarter ended March 31, 2021.
NREF issued a presentation of its first quarter 2021 results, which was furnished as an exhibit to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission today and can be viewed at nref.nexpoint.com under “Financials.”
Quarterly Investor Call Details
NREF is scheduled to host a conference call on Thursday, April 29, 2021 at 11:00 a.m. ET (10:00 am CT), to discuss first quarter 2021 financial results.
The conference call can be accessed live over the phone by dialing 800-367-2403 or, for international callers, +1 334-777-6978 and using passcode Conference ID: 8613887. A live audio webcast of the call will be available online at the Company's website, http://nref.nexpoint.com. An online replay will be available shortly after the call on the Company's website and continue to be available for 60 days.
A replay of the conference call will also be available through Thursday, May 6, 2021 by dialing 888-203-1112 or, for international callers, +1 719-457-0820 and entering passcode 8613887.
About NREF
NexPoint Real Estate Finance, Inc. is a publicly traded REIT listed on the New York Stock Exchange primarily focused on originating, structuring and investing in first mortgage loans, mezzanine loans, preferred equity and common stock in commercial real estate properties, as well as multifamily commercial mortgage backed securities. More information about NREF is available at nref.nexpoint.com.
Cautionary Statement Regarding Forward-Looking Statements
This press release contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995 that are based on management's current expectations, assumptions and beliefs. Forward-looking statements can often be identified by words such as "anticipate", “estimate”, "expect," "intend," "may", “should” and similar expressions, and variations or negatives of these words. These forward-looking statements include, but are not limited to, statements regarding our conference call. They are not guarantees of future results and forward-looking statements are subject to risks, uncertainties and assumptions that could cause actual results to differ materially from those expressed in any forward-looking statement, including the ultimate geographic spread, duration and severity of the COVID-19 pandemic, and the effectiveness of actions taken, or actions that may be taken, by governmental authorities to contain the outbreak or treat its impact, as well as those described in greater detail in our filings with the Securities and Exchange Commission, particularly those specifically described in our Annual Report on Form 10-K and Quarterly Reports on Form 10-Q. Readers should not place undue reliance on any forward-looking statements and are encouraged to review NREF's Annual Report on Form 10-K and NREF's other filings with the SEC for a more complete discussion of risks and other factors that could affect any forward-looking statement. The statements made herein speak only as of the date of this press release and except as required by law, NREF does not undertake any obligation to publicly update or revise any forward-looking statements.
Image Exhibit
Exhibit 99.2
