National Rural Utilities Cooperative Finance Corp 8-K, filed Nov 10, 2021
National Rural Utilities Cooperative Finance Corp (NRUC)
8-K
2021-11-10
For: 2021-11-08
View Original
Added on
April 06, 2026
About this 8-K
National Rural Utilities Cooperative Finance Corp filed this 8-K on November 10, 2021, reporting on events of November 8, 2021.
Items reported
- Item 5.02: Director or officer change, or executive pay
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________________
FORM 8-K
__________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 8, 2021
__________________________
(Exact name of registrant as specified in its charter)
(state or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) | ||||||
| (Address of principal executive offices) (Zip Code) | |||||||||||
Registrant's telephone number, including area code: (703 ) 467-1800
(Former name or former address, if changed since last report)
__________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | ||||
Senior Vice President and General Counsel Transition
On November 8, 2021, Roberta B. Aronson, Senior Vice President and General Counsel of National Rural Utilities Cooperative Finance Corporation (the “Company”), notified the Company of her intent to retire as a full-time employee and the Company’s chief legal officer. Ms. Aronson joined the Company in 1995, and has served as the Company’s Senior Vice President and General Counsel since 2013.
The Company and Ms. Aronson have agreed that she will continue serving in her capacity as Senior Vice President and General Counsel on a full-time basis until the earlier of (i) March 31, 2022 or (ii) such time after January 31, 2022 when a successor chief legal officer has been appointed and begun serving in such capacity. The Company expects to consider internal and external successor candidates during the interim period. Following the cessation of her full-time service, the Company expects that Ms. Aronson will continue providing services to the Company on a part-time employee basis, with her current compensation commensurately reduced to reflect part-time employee status.
| Item 9.01 | Financial Statements and Exhibits. | ||||
(d) The following exhibit is filed as part of this report:
| Exhibit No. | Description | |||||||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NATIONAL RURAL UTILITIES | ||
| COOPERATIVE FINANCE CORPORATION | ||
| By: | /s/ YU LING WANG | ||||
| Yu Ling Wang | |||||
| Senior Vice President and Chief Financial Officer | |||||
Dated: November 10, 2021