NUAIW · New ERA Energy & Digital, Inc. · Holdings
The latest filing states the doubt was alleviated.
“In its Quarterly Report for the three months ended March 31, 2026, the Company disclosed that its liquidity condition at that time, including recurring net losses, a working capital deficit, and significant near-term payment obligations, raised substantial doubt about its ability to continue as a going concern. As a result of the debt and equity financings completed in April 2026, the repayment of the senior secured convertible promissory note and current and forecasted operating uses of cash, management has concluded that the Company's existing cash and cash equivalents on hand and expected sources of liquidity are sufficient to fund its operations and meet its obligations as they become due for at least twelve months from the date these condensed consolidated financial statements are issued. Accordingly, the conditions that previously raised substantial doubt about the Company's ability to continue as a going concern have been alleviated, and substantial doubt no longer exists as of the issuance date of these condensed consolidated financial statements.”View the 10-Q filed Aug 14, 2026
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Institutional Ownership Trend
Holder Concentration
Across 2 13F filersWho Holds NUAIW
Last 8 quarters through Sep 30, 2026 (filing window open)Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.
Jun 30, 2026, the newest closed quarter: 13 filers, like-for-like change +12.4%; actively managed books +12.4%.
| Holder type | Share | Filers | Change |
|---|---|---|---|
| Registered adviser | 61.6% | 8 | +32.1% |
| Exempt adviser | 16.3% | 1 | +56.9% |
| Broker-dealer | 0.0% | 0 | -100.0% |
| Holding company | 3.8% | 1 | -60.0% |
| Bank | 0.0% | 0 | — |
| Unknown | 18.3% | 3 | -13.8% |
| Style | Share | Filers | Change |
|---|---|---|---|
| Systematic-like | 24.9% | 2 | +155.0% |
| Concentrated | 0.5% | 1 | -89.1% |
| Diversified active | 74.5% | 10 | +0.4% |
| Index-like | 0.0% | 0 | — |
| Not measured | 0.0% | 0 | — |
| Unknown | 0.0% | 0 | — |
| Turnover | Share | Filers | Change |
|---|---|---|---|
| Low turnover | 17.1% | 4 | -28.8% |
| Medium turnover | 18.4% | 3 | -22.6% |
| High turnover | 48.6% | 4 | +90.7% |
| Unknown | 15.9% | 2 | +1.5% |
| Not measured | 0.0% | 0 | — |
| Holding horizon | Share | Filers | Change |
|---|---|---|---|
| Short horizon | 15.9% | 2 | -5.9% |
| Medium horizon | 32.5% | 2 | +1.7% |
| Long horizon | 19.6% | 5 | -22.5% |
| Unknown | 32.0% | 4 | +115.8% |
| Not measured | 0.0% | 0 | — |
| 13F book size | Share | Filers | Change |
|---|---|---|---|
| Under $1B | 15.8% | 2 | -28.7% |
| $1B to $10B | 47.7% | 4 | +56.3% |
| $10B to $100B | 34.0% | 6 | +0.7% |
| $100B or more | 2.4% | 1 | 0.0% |
| Not measured | 0.0% | 0 | — |
| Client base | Share | Filers | Change |
|---|---|---|---|
| Individuals and high net worth | 0.5% | 1 | 0.0% |
| Pooled investment vehicles | 48.2% | 5 | +45.0% |
| Registered funds and BDCs | 12.9% | 2 | 0.0% |
| Corporations | 0.0% | 0 | — |
| Diversified | 0.0% | 0 | — |
| Unknown | 38.4% | 5 | -9.2% |
| Private funds | Share | Filers | Change |
|---|---|---|---|
| Hedge funds | 48.2% | 5 | +45.0% |
| Private equity funds | 0.5% | 1 | 0.0% |
| Other private funds | 12.9% | 2 | 0.0% |
| Private funds, type not stated | 16.3% | 1 | +56.9% |
| Unknown | 22.1% | 4 | -30.8% |
| Location | Share | Filers | Change |
|---|---|---|---|
| United States | 83.7% | 12 | +6.5% |
| Outside the US | 16.3% | 1 | +56.9% |
The Sep 30, 2026 filing window is still open, so its bar shows only the filers that have filed so far.
How the mix is measured
Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.
Conviction and Crowding
13 13F filers, quarter ended Jun 30, 2026Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.
Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).
Shared Holders
Companies NUAIW's active holders also own, quarter ended Jun 30, 2026| # | Company | Shared holders |
|---|---|---|
| 1 | WHK WhiteHawk Minerals Corp. | 3 |
| 2 | SHAZ SharonAI Holdings Inc. | 5 |
| 3 | BW Babcock & Wilcox Enterprises, Inc. | 4 |
| 4 | SNDA Sonida Senior Living, Inc. | 4 |
| 5 | CCXI Churchill Capital Corp XI | 3 |
| 6 | XE X-Energy, Inc. | 4 |
| 7 | ADTN ADTRAN Holdings, Inc. | 3 |
| 8 | POET Poet Technologies Inc. | 3 |
| 9 | ALM Almonty Industries Inc. | 3 |
| 10 | WULF Terawulf Inc. | 5 |
Shareholder Targets
13F filers that own its peers but not NUAIW, quarter ended Jun 30, 2026Found through its holder-overlap peers: WHK, SHAZ, BW, SNDA, CCXI, XE, ADTN, POET, ALM, WULF, QNT, GENI, PCT, ONDS, APLD, BOOT, ZETA, VSEC, AAOI, COMP. 1,678 filers in all.
| # | Filer | In peers | Largest peers |
|---|---|---|---|
| 1 | AMAZON COM INC Unknown, Concentrated | $1,208,766,365 1 held | XE |
| 2 | Situational Awareness LP Registered adviser, Concentrated | $1,059,269,346 3 held | APLD, SHAZ, BW |
| 3 | Capital World Investors Adviser, Diversified active | $805,049,136 4 held | QNT, VSEC, ZETA |
| 4 | Value Aligned Research Advisors, LLC Registered adviser, Diversified active | $777,656,062 4 held | WULF, AAOI, APLD |
| 5 | T. Rowe Price Investment Management, Inc. Adviser, Diversified active | $731,495,798 8 held | VSEC, ALM, BOOT |
| 6 | LONE PINE CAPITAL LLC Registered adviser, Diversified active | $698,797,968 2 held | WULF, SHAZ |
| 7 | NORTHERN TRUST CORP Bank, Index-like | $535,923,839 17 held | COMP, VSEC, BOOT |
| 8 | VAN ECK ASSOCIATES CORP Registered adviser, Index-like | $526,301,224 6 held | ALM, XE, ONDS |
| 9 | NORGES BANK Non-US, Index-like | $510,949,260 9 held | WULF, APLD, COMP |
| 10 | AMERIPRISE FINANCIAL INC Adviser, Diversified active | $506,913,862 14 held | VSEC, BW, APLD |
Quarterly Activity
New and Sold Out count only filers that reported a 13F for both quarters: a first-time filer's book is not a buy, and a fund that has not filed, or withheld its positions under confidential treatment, has not sold.
Top New Positions
vs Jun 30, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Small SANDERS MORRIS HARRIS LLC | 25,000 | $92,000 |
Top Sold-Out Positions
vs Jun 30, 2026| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Small T3 Companies, LLC NUAIW | $1,153,312 | 92.61% | 313,400 | Shares | 2026-10-22 | |
| Small SANDERS MORRIS HARRIS LLC Broker-dealer NUAIW | $92,000 | 7.39% | 25,000 | Shares | 2026-10-14 |