NWG 6-K
NatWest Group plc (NWG)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
April, 2025
Commission File Number 001-10306
NatWest Group plc
250 Bishopsgate,
London, EC2M 4AA
United Kingdom
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
| Form 20-F ☒ | Form 40-F ☐ | |||
|---|---|---|---|---|
| --- |
The following information was issued as Company announcements in London, England and is furnished pursuant to General Instruction B to the General Instructions to Form 6-K:
The below was inadvertently not published in August 2024 by NatWest Group plc and is being released now for completeness. It is superseded by a further notification dated 7 April 2025.
TR-1: Standard form for notification of major holdings
- Issuer Details
ISIN
GB00BM8PJY71
Issuer Name
NATWEST GROUP PLC
UK or Non-UK Issuer
UK
- Reason for Notification
An acquisition or disposal of voting rights
- Details of person subject to the notification obligation
Name
Massachusetts Financial Services Company
City of registered office (if applicable)
Boston
Country of registered office (if applicable)
USA
- Details of the shareholder
| Name | City<br>of registered office | Country<br>of registered office |
|---|---|---|
| MFS<br>invests in securities of the issuer on behalf of its various mutual<br>funds and institutional account clients and qualifies under<br>exemption DTR 5.1.5R(1) as a U.S. Registered Investment<br>Manager. |
5. Date on which the threshold was crossed or reached
12-Aug-2024
- Date on which Issuer notified
13-Aug-2024
- Total positions of person(s) subject to the notification obligation
| %<br>of voting rights attached to shares (total of 8.A) | %<br>of voting rights through financial instruments (total of 8.B 1 +<br>8.B 2) | Total<br>of both in % (8.A + 8.B) | Total<br>number of voting rights held in issuer | |
|---|---|---|---|---|
| Resulting situation<br>on the date on which threshold was crossed or reached | 4.960000 | 0.000000 | 4.960000 | 1650914812 |
| Position of<br>previous notification (if applicable) | 5.120000 | 0.000000 | 5.120000 |
- Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type<br>of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
|---|---|---|---|---|
| GB00BM8PJY71 Common<br>Stock | 1650914812 | 4.960000 | ||
| Sub Total<br>8.A | 1650914812 | 4.960000% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is<br>exercised/converted | % of voting rights |
|---|---|---|---|---|
| Sub<br>Total 8.B1 |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
|---|---|---|---|---|---|
| Sub<br>Total 8.B2 |
Information in relation to the person subject to the notification obligation
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate<br>controlling person | Name<br>of controlled undertaking | % of voting rights if it equals or is higher than the notifiable<br>threshold | % of voting rights through financial instruments if it equals or is<br>higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable<br>threshold |
|---|---|---|---|---|
| Massachusetts<br>Financial Services Company (Chain 1) | Massachusetts<br>Financial Services Company | |||
| Massachusetts<br>Financial Services Company (Chain 2) | Massachusetts<br>Financial Services Company | |||
| Massachusetts<br>Financial Services Company (Chain 2) | MFS<br>International Limited | |||
| Massachusetts<br>Financial Services Company (Chain 2) | MFS<br>International Holdings Pty Ltd | |||
| Massachusetts<br>Financial Services Company (Chain 2) | MFS<br>International (U.K.) Limited | |||
| Massachusetts<br>Financial Services Company (Chain 3) | Massachusetts<br>Financial Services Company | |||
| Massachusetts<br>Financial Services Company (Chain 3) | MFS<br>Institutional Advisors, Inc. | |||
| Massachusetts<br>Financial Services Company (Chain 4) | Massachusetts<br>Financial Services Company | |||
| Massachusetts<br>Financial Services Company (Chain 4) | MFS<br>Institutional Advisors, Inc. | |||
| Massachusetts<br>Financial Services Company (Chain 4) | MFS<br>Investment Management Canada Limited | |||
| Massachusetts<br>Financial Services Company (Chain 5) | Massachusetts<br>Financial Services Company | |||
| Massachusetts<br>Financial Services Company (Chain 5) | MFS<br>International Limited | |||
| Massachusetts<br>Financial Services Company (Chain 5) | MFS<br>International Holdings Pty Ltd | |||
| Massachusetts<br>Financial Services Company (Chain 5) | MFS<br>Investment Management Company (LUX) S.a r.l. | |||
| Massachusetts<br>Financial Services Company (Chain 6) | Massachusetts<br>Financial Services Company | |||
| Massachusetts<br>Financial Services Company (Chain 6) | MFS<br>International Limited | |||
| Massachusetts<br>Financial Services Company (Chain 6) | MFS<br>International Holdings Pty Ltd | |||
| Massachusetts<br>Financial Services Company (Chain 6) | MFS<br>Investment Management K.K. | |||
| Massachusetts<br>Financial Services Company (Chain 7) | Massachusetts<br>Financial Services Company | |||
| Massachusetts<br>Financial Services Company (Chain 7) | MFS<br>Heritage Trust Company | |||
| Massachusetts<br>Financial Services Company (Chain 8) | Massachusetts<br>Financial Services Company | |||
| Massachusetts<br>Financial Services Company (Chain 8) | MFS<br>International Limited | |||
| Massachusetts<br>Financial Services Company (Chain 8) | MFS<br>International Holdings Pty Ltd | |||
| Massachusetts<br>Financial Services Company (Chain 8) | MFS<br>International Singapore Pte. Ltd. |
- In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
Additional Information
Date of Completion
13-Aug-2024
- Place Of Completion
Boston
Legal Entity Identifier: 2138005O9XJIJN4JPN90
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NatWest Group plc<br><br><br>(Registrant) | ||||||
|---|---|---|---|---|---|---|
| Date: | 09<br>April 2025 | By: | /s/<br>Mark Stevens | |||
| Name: | Mark<br>Stevens | |||||
| Title: | Assistant<br>Secretary |