OPXS · Optex Systems Holdings Inc · Holdings

$9.42 -0.06 (-0.63%) At close · Oct 27 Q2 2026 earnings call transcript

Market Cap

$65.98M

6.96M

Volume · Oct 27 4402 Avg daily vol (3M) 25.49K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of OPXS: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 37

Total Value: $36,680,422

Total Shares: 2,769,672

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 38 13F filers

Top Holder

22.8%

of institutional value

Top 5

66.9%

of institutional value

Top 10

83.9%

of institutional value

HHI

1,145

Broadly held

Who Holds OPXS

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 38 filers, like-for-like change +5.0%; actively managed books +4.7%; index-like books +7.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	66.2%	19	+22.9%	2	4
Exempt adviser	1.8%	1	-47.9%	0	0
Adviser	17.5%	2	-25.2%	0	0
Bank	1.5%	6	+7.6%	3	0
Broker-dealer	8.1%	1	-12.1%	0	0
Holding company	2.2%	5	+4.7%	0	0
Unknown	2.7%	4	+56.8%	2	0

Style	Share	Filers	Change	New	Exited
Index-like	14.9%	8	+7.0%	0	0
Systematic-like	1.2%	1	+72.4%	0	0
Concentrated	18.4%	3	-20.5%	1	0
Diversified active	65.5%	26	+14.0%	6	4
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	36.9%	24	-3.8%	3	2
Medium turnover	43.8%	7	+19.2%	3	1
High turnover	10.1%	4	-10.3%	1	0
Unknown	9.1%	3	+4.0%	0	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	9.1%	4	+4.0%	1	1
Medium horizon	23.9%	5	-4.1%	1	0
Long horizon	57.3%	25	+14.2%	4	3
Unknown	9.7%	4	-14.6%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	30.2%	8	-5.1%	3	1
$1B to $10B	14.3%	5	-2.9%	0	2
$10B to $100B	26.6%	6	+51.6%	1	1
$100B or more	28.9%	19	-7.0%	3	0
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	16.1%	7	-3.6%	0	3
Pooled investment vehicles	8.3%	3	+6.9%	0	0
Registered funds and BDCs	11.5%	3	+6.9%	0	1
Pension and profit sharing plans	4.3%	2	+283.7%	1	0
Diversified	23.6%	3	+56.3%	1	0
Governments and sovereign funds	0.0%	0	—	0	0
Unknown	36.1%	20	-17.4%	5	0

Private funds	Share	Filers	Change	New	Exited
Hedge funds	24.6%	6	-2.6%	1	0
Other private funds	24.6%	3	+51.0%	0	1
Private funds, type not stated	4.5%	2	+213.1%	1	0
No private funds	14.3%	9	-1.0%	0	3
Unknown	32.0%	18	-15.4%	5	0

Location	Share	Filers	Change	New	Exited
United States	97.4%	32	+6.9%	4	4
Outside the US	2.6%	6	-36.9%	3	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

38 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.000% of filers hold it in their top 10

Mar 31, 2026: 0

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

21.5%

of shares outstanding, 63rd percentile

Mar 31, 2026: 17.3%

Private-fund advisers

21.5%

of shares outstanding

Institutional ownership

40.1%

64.1% of the estimated free float

Top 10 holders

83.9%

of 13F shares, Herfindahl 0.114

Active holders

+4.7%

like-for-like share change of active filers

5% stakes on record

0 13D, 2 13G (1 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 6.3 quarters

Under 1 year 19.0% 1 to 3 years 66.4% 3 years or more 14.6% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net sellers of $1,525,046 (0 buying, 1 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$10.98

estimated per share

Mar 31, 2026: $10.88

Quarter-end price

$14.03

implied by 13F values

Estimated gain or loss

+27.8%

price against the estimated cost

Estimated at a loss

0.028%

of costed 13F value

Estimated cost covers 74.7% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies OPXS's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	KRMD KORU Medical Systems, Inc.	3	0.424

Shareholder Targets

13F filers that own its peers but not OPXS, quarter ended Jun 30, 2026

Found through its holder-overlap peers: KRMD. 63 filers in all.

#	Filer	In peers	Of book	Largest peers
1	First Light Asset Management, LLC Registered adviser, Concentrated	$14,229,188 1 held	0.860%	KRMD
2	Simcoe Capital LLC Registered adviser, Diversified active	$3,475,050 1 held	2.12%	KRMD
3	Lionhunter Capital Management, LLC Registered adviser, Diversified active	$2,911,183 1 held	1.32%	KRMD
4	HRT FINANCIAL LP Unknown, Diversified active	$1,483,322 1 held	0.000%	KRMD
5	VANGUARD PORTFOLIO MANAGEMENT LLC Registered adviser, Diversified active	$1,301,298 1 held	0.000%	KRMD
6	WHITE PINE CAPITAL LLC Registered adviser, Diversified active	$1,193,232 1 held	0.280%	KRMD
7	Russell Investments Group, Ltd. Unknown, Diversified active	$1,132,259 1 held	0.000%	KRMD
8	Qube Research & Technologies Ltd Exempt adviser, Systematic-like	$839,743 1 held	0.000%	KRMD
9	ALBION FINANCIAL GROUP /UT Registered adviser, Diversified active	$782,770 1 held	0.050%	KRMD
10	RENAISSANCE TECHNOLOGIES LLC Registered adviser, Diversified active	$692,580 1 held	0.000%	KRMD

Fund Ownership of OPXS by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 4.17% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.86%	+0.04 pp	60,075	7
Index ETFs	3.31%	+0.30 pp	230,211	3
Active ETFs	0.22%	+0.09 pp	15,142	7
Active funds	4.83%	+1.63 pp	336,274	9
Unclassified	0.00%	0.00 pp	0	0
All registered funds	9.22%	+2.06 pp	641,702	26

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 18 Exempt adviser 1 Adviser 2 Bank 6 Broker-dealer 1 Holding company 5 Unknown 4

Showing 37 of 37

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

WASATCH ADVISORS LP

$6,929,084

18.89%

644,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	644,566	$6,929,084	100.0%	Sole

Topline Capital Management, LLC

$6,304,562

17.19%

449,363

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

$4,766,552

12.99%

339,740

LPL Financial LLC

$3,156,848

8.61%

225,007

VANGUARD CAPITAL MANAGEMENT LLC

$3,067,266

8.36%

218,622

Archon Capital Management LLC

$2,751,619

7.50%

196,124

Meros Investment Management, LP

$1,337,227

3.65%

95,312

GEODE CAPITAL MANAGEMENT, LLC

$933,008

2.54%

66,501

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	12,378	$173,663	18.6%	Defined
Held directly	54,123	$759,345	81.4%	Defined

Mink Brook Asset Management LLC

$873,844

2.38%

62,284

MARSHALL WACE, LLP

$722,797

1.97%

51,518

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	51,518	$722,797	100.0%	Other

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$627,169

1.71%

44,702

BlackRock, Inc.

$574,106

1.57%

40,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BlackRock Investment Management, LLC	1,232	$17,284	3.0%	Sole
BlackRock Fund Advisors	18,785	$263,553	45.9%	Sole
BlackRock Institutional Trust Company, N.A.	15,903	$223,119	38.9%	Sole
Aperio Group, LLC	5,000	$70,150	12.2%	Sole

AMERIPRISE FINANCIAL INC

$544,728

1.49%

38,826

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	38,700	$542,961	99.7%	Defined
Ameriprise Financial Services, LLC	126	$1,767	0.3%	Defined

DIMENSIONAL FUND ADVISORS LP

$515,586

1.41%

36,749

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	626	$8,782	1.7%	Defined
DFA Australia Ltd.	1,084	$15,208	2.9%	Defined
Dimensional Ireland Ltd	9,850	$138,195	26.8%	Defined
Held directly	25,189	$353,401	68.5%	Sole

VANGUARD FIDUCIARY TRUST CO

$487,065

1.33%

34,716

CITADEL ADVISORS LLC

$486,490

1.33%

34,675

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	34,675	$486,490	100.0%	Defined

RITHOLTZ WEALTH MANAGEMENT

$436,529

1.19%

31,114

World Investment Advisors

$364,232

0.99%

25,961

STATE STREET CORP

$362,773

0.99%

25,857

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS TRUST COMPANY	25,857	$362,773	100.0%	Defined

Man Group plc

$244,178

0.67%

17,404

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	17,404	$244,178	100.0%	Defined

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

$235,675

0.64%

16,798

GOLDMAN SACHS GROUP INC

$213,648

0.58%

15,228

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	15,228	$213,648	100.0%	Defined

Beacon Pointe Advisors, LLC

$210,450

0.57%

15,000

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$188,125

0.51%

17,500

NORTHERN TRUST CORP

$173,144

0.47%

12,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	12,341	$173,144	100.0%	Defined

OSAIC HOLDINGS, INC.

$73,166

0.20%

5,215

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	5,215	$73,166	100.0%	Defined

UBS Group AG

$35,663

0.10%

2,542

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	1,679	$23,556	66.1%	Defined
UBS Securities LLC	863	$12,107	33.9%	Defined

Vanguard Global Advisers, LLC

$23,023

0.06%

1,641

IFP Advisors, Inc

$21,231

0.06%

1,975

Lavaca Capital LLC

$8,698

0.02%

620

MORGAN STANLEY

$8,150

0.02%

581

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	550	$7,716	94.7%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	31	$434	5.3%	Defined

Larson Financial Group LLC

$1,403

0.00%

100

ROYAL BANK OF CANADA

$869

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	62	$869	100.0%	Defined

FMR LLC

$757

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	54	$757	100.0%	Defined

BARCLAYS PLC

$519

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	37	$519	100.0%	Defined

JPMORGAN CHASE & CO

$126

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	9	$126	100.0%	Defined

Caitong International Asset Management Co., Ltd

$112

0.00%

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