6-K

PureTech Health plc (PTCHF)

6-K 2022-10-04 For: 2022-09-30
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Added on April 10, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report ofForeign Private Issuer

Pursuant to Rule 13a-16 or15d-16

under the Securities Exchange Act of 1934

For the month of September, 2022

Commission File Number 001-39670

PURETECH HEALTH PLC

(Translation of registrant’s name into English)

6 TideStreet, Suite 400

Boston, Massachusetts 02210

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

On May 9, 2022, PureTech Health plc (LSE: PRTC, Nasdaq: PRTC) (the “Company”) announced the commencement of a $50 million share repurchase program (the “Program”) of its ordinary shares of one pence each (“Ordinary Shares”). The Company plans to execute the Program in two equal tranches. In respect of the first tranche, PureTech entered into an irrevocable non-discretionary instruction with Jefferies International Limited (“Jefferies”) in relation to the purchase by Jefferies of Ordinary Shares for an aggregate consideration (excluding expenses) of no greater than $25 million and the simultaneous on-sale of such Ordinary Shares by Jefferies to PureTech. Jefferies makes its trading decisions in relation to the Ordinary Shares independently of, and uninfluenced by, the Company. Purchases may continue during any close period to which the Company is subject. Any purchase of Ordinary Shares under the first tranche of the Program are carried out on the London Stock Exchange and any other UK recognized investment exchange which may be agreed, in accordance with pre-set parameters and in accordance with, and subject to limits, including those limits related to daily volume and price, prescribed by the Company’s general authority to repurchase Ordinary Shares granted by its shareholders at its most recent annual general meeting on May 27, 2021, Chapter 12 of the Financial Conduct Authority’s UK Listing Rules, Article 5(1) of Regulation (EU) No. 596/2014 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018) and Commission Delegated Regulation (EU) 2016/1052 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018). All Ordinary Shares repurchased under the Program will be held in treasury.

During the month ended September 30, 2022, the Company had the following daily purchases of its own Ordinary Shares under the Program through Jefferies:

Date OrdinarySharesRepurchased Volume WeightedAverage Price Paidper Ordinary Share Highest Price Paid Lowest Price Paid
September 1, 2022 76,166 241.09p 247.00p 238.50p
September 2, 2022 79,605 250.70p 252.50p 243.00p
September 5, 2022 63,930 247.14p 249.50p 244.00p
September 6, 2022 78,602 250.52p 252.00p 247.00p
September 7, 2022 76,605 248.69p 250.50p 247.50p
September 8, 2022 76,523 247.96p 249.50p 245.50p
September 9, 2022 73,751 251.04p 254.00p 249.00p
September 12, 2022 72,152 250.75p 253.50p 247.00p
September 13, 2022 73,665 251.43p 255.00p 244.00p
September 14, 2022 68,271 249.86p 253.50p 242.50p
September 15, 2022 70,254 251.00p 255.00p 247.00p
September 16, 2022 71,408 251.45p 258.00p 243.50p
September 20, 2022 109,497 239.39p 253.50p 234.50p
September 21, 2022 113,625 225.64p 233.00p 222.00p
September 22, 2022 113,372 220.90p 224.00p 211.00p
September 23, 2022 112,326 218.38p 224.50p 215.00p
September 26, 2022 114,347 216.02p 219.00p 211.00p
September 27, 2022 114,909 216.02p 219.00p 211.00p
September 28, 2022 73,240 223.42p 230.00p 212.50p
September 30, 2022 51,258 236.95p 237.00p 235.50p

During the month ended September 30, 2022, the Company repurchased an aggregate of 1,683,506 Ordinary Shares. As of September 30, 2022, the Company’s issued share capital was 289,012,903 shares, 6,656,345 of which were held in treasury, resulting in total voting rights in the Company of 282,356,558 shares. To view the details of the individual transactions, please paste the following URL(s) into the address bar of your browser with respect to each individual date of repurchase under the Program:

September 1, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4495558.html

September 2, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4497145.html

September 5, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4498809.html

September 6, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4500457.html

September 7, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4502245.html

September 8, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4503844.html

September 9, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4505454.html

September 12, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4507136.html

September 13, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4508833.html

September 14, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4510471.html

September 15, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4511953.html

September 16, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4513692.html

September 20, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4515899.html

September 21, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4517525.html

September 22, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4518975.html

September 23, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4520489.html

September 26, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4522380.html

September 27, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4524262.html

September 28, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4526043.html

September 30, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4529777.html

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

PURETECH HEALTH PLC
Date: October 4, 2022 By: /s/ Daphne Zohar
Name: Daphne Zohar
Title: Chief Executive Officer