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6-K

PureTech Health plc (PTCHF)

6-K 2023-05-03 For: 2023-05-03
View Original
Added on April 10, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report ofForeign Private Issuer

Pursuant to Rule 13a-16 or15d-16

under the Securities Exchange Act of 1934

For the month of April, 2023

Commission File Number 001-39670

PURETECH HEALTH PLC

(Translation of registrant’s name into English)

6 TideStreet, Suite 400

Boston, Massachusetts 02210

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

On May 9, 2022, PureTech Health plc (LSE: PRTC, Nasdaq: PRTC) (the “Company”) announced the commencement of a $50 million share repurchase program (the “Program”) of its ordinary shares of one pence each (“Ordinary Shares”). The Company plans to execute the Program in two equal tranches, the first of which was completed on October 26, 2022. In respect of each of the two tranches, PureTech entered into an irrevocable non-discretionary instruction with Jefferies International Limited (“Jefferies”) in relation to the purchase by Jefferies of Ordinary Shares for an aggregate consideration (excluding expenses) of no greater than $25 million and the simultaneous on-sale of such Ordinary Shares by Jefferies to PureTech. Jefferies makes its trading decisions in relation to the Ordinary Shares independently of, and uninfluenced by, the Company. Purchases may continue during any close period to which the Company is subject. Any purchase of Ordinary Shares under the second tranche of the Program are carried out on the London Stock Exchange and any other UK recognized investment exchange which may be agreed, in accordance with pre-set parameters and in accordance with, and subject to limits, including those limits related to daily volume and price, prescribed by the Company’s general authority to repurchase Ordinary Shares granted by its shareholders at its most recent annual general meeting on June 15, 2022, Chapter 12 of the Financial Conduct Authority’s UK Listing Rules, Article 5(1) of Regulation (EU) No. 596/2014 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018) and Commission Delegated Regulation (EU) 2016/1052 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018). All Ordinary Shares repurchased under the Program will be held in treasury.

During the month ended April 30, 2023, the Company had the following daily purchases of its own Ordinary Shares under the Program through Jefferies:

Date Ordinary SharesRepurchased Volume Weighted<br><br><br>Average Price Paid<br> <br>perOrdinary Share Highest Price Paid Lowest Price Paid
April 3, 2023 10,482 221.83p 223.50p 219.50p
April 4, 2023 10,293 219.70p 221.50p 218.00p
April 5, 2023 10,403 217.24p 220.00p 213.00p
April 6, 2023 9,887 219.62p 221.00p 218.00p
April 11, 2023 10,076 222.44p 224.00p 219.00p
April 12, 2023 10,584 219.31p 225.50p 216.00p
April 13, 2023 10,410 217.91p 219.00p 216.00p
April 14, 2023 9,667 219.87p 222.50p 218.00p
April 17, 2023 8,712 219.90p 222.00p 218.50p
April 18, 2023 8,380 221.50p 223.50p 217.00p
April 19, 2023 8,067 215.78p 218.00p 211.50p
April 20, 2023 8,614 205.27p 210.00p 202.50p
April 21, 2023 8,522 213.19p 217.00p 208.00p
April 24, 2023 8,537 214.13p 217.50p 211.50p
April 25, 2023 8,355 215.06p 218.50p 210.00p
April 26, 2023 7,954 210.26p 212.50p 208.00p
--- --- --- --- ---
April 27, 2023 7,937 211.54p 214.50p 208.00p
April 28, 2023 8,263 208.66p 203.00p 213.00p

During the month ended April 30, 2023, the Company repurchased an aggregate of 165,143 Ordinary Shares. As of April 30, 2023, the Company’s issued share capital was 289,468,159 shares, 11,195,573 of which were held in treasury, resulting in total voting rights in the Company of 278,272,586 shares. To view the details of the individual transactions, please paste the following URL(s) into the address bar of your browser with respect to each individual date of repurchase under the Program:

April 3, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4727519.html

April 4, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4729148.html

April 5, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4730772.html

April 6, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4732344.html

April 11, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4734159.html

April 12, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4735684.html

April 13, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4737201.html

April 14, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4738607.html

April 17, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4740218.html

April 18, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4741941.html

April 19, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4743461.html

April 20, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4745113.html

April 21, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4746586.html

April 24, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4748164.html

April 25, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4749761.html

April 26, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4751521.html

April 27, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4753091.html

April 28, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4754883.html

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

PURETECH HEALTH PLC
Date: May 3, 2023 By: /s/ Daphne Zohar
Name: Daphne Zohar
Title: Chief Executive Officer