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6-K

PureTech Health plc (PTCHF)

6-K 2023-04-04 For: 2023-04-04
View Original
Added on April 10, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report ofForeign Private Issuer

Pursuant to Rule 13a-16 or15d-16

under the Securities Exchange Act of 1934

For the month of March, 2023

Commission File Number 001-39670

PURETECH HEALTH PLC

(Translation of registrant’s name into English)

6 TideStreet, Suite 400

Boston, Massachusetts 02210

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒            Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

On May 9, 2022, PureTech Health plc (LSE: PRTC, Nasdaq: PRTC) (the “Company”) announced the commencement of a $50 million share repurchase program (the “Program”) of its ordinary shares of one pence each (“Ordinary Shares”). The Company plans to execute the Program in two equal tranches, the first of which was completed on October 26, 2022. In respect of each of the two tranches, PureTech entered into an irrevocable non-discretionary instruction with Jefferies International Limited (“Jefferies”) in relation to the purchase by Jefferies of Ordinary Shares for an aggregate consideration (excluding expenses) of no greater than $25 million and the simultaneous on-sale of such Ordinary Shares by Jefferies to PureTech. Jefferies makes its trading decisions in relation to the Ordinary Shares independently of, and uninfluenced by, the Company. Purchases may continue during any close period to which the Company is subject. Any purchase of Ordinary Shares under the second tranche of the Program are carried out on the London Stock Exchange and any other UK recognized investment exchange which may be agreed, in accordance with pre-set parameters and in accordance with, and subject to limits, including those limits related to daily volume and price, prescribed by the Company’s general authority to repurchase Ordinary Shares granted by its shareholders at its most recent annual general meeting on June 15, 2022, Chapter 12 of the Financial Conduct Authority’s UK Listing Rules, Article 5(1) of Regulation (EU) No. 596/2014 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018) and Commission Delegated Regulation (EU) 2016/1052 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018). All Ordinary Shares repurchased under the Program will be held in treasury.

During the month ended March 31, 2023, the Company had the following daily purchases of its own Ordinary Shares under the Program through Jefferies:

Date Ordinary SharesRepurchased Volume WeightedAverage Price Paidper Ordinary Share Highest Price Paid Lowest Price Paid
March 1, 2023 12,410 223.59p 228.50p 218.00p
March 2, 2023 12,464 224.41p 226.00p 220.00p
March 3, 2023 12,386 223.96p 227.00p 220.00p
March 6, 2023 12,407 220.59p 223.50p 218.50p
March 7, 2023 11,740 222.37p 225.00p 217.50p
March 8, 2023 12,327 217.42p 220.00p 213.00p
March 9, 2023 12,420 213.27p 215.50p 211.50p
March 10, 2023 12,366 208.74p 210.50p 205.00p
March 13, 2023 12,160 208.85p 213.00p 205.50p
March 14, 2023 11,926 209.92p 212.00p 208.00p
March 15, 2023 11,437 205.26p 207.50p 200.50p
March 16, 2023 11,976 207.04p 210.00p 202.00p
March 17, 2023 12,060 205.34p 208.00p 202.50p
March 20, 2023 12,819 204.72p 210.00p 197.60p
March 21, 2023 13,034 204.28p 208.00p 202.00p
March 22, 2023 12,667 203.07p 204.00p 201.50p
March 27, 2023 11,392 221.90p 222.00p 221.00p
March 29, 2023 10,085 222.26p 224.50p 216.00p
March 30, 2023 10,466 224.97p 228.00p 222.50p
March 31, 2023 6,172 220.99p 221.00p 220.50p

During the month ended March 31, 2023, the Company repurchased an aggregate of 234,714 Ordinary Shares. As of March 31, 2023, the Company’s issued share capital was 289,468,159 shares, 11,030,430 of which were held in treasury, resulting in total voting rights in the Company of 278,437,729 shares. To view the details of the individual transactions, please paste the following URL(s) into the address bar of your browser with respect to each individual date of repurchase under the Program:

March 1, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4691209.html

March 2, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4692712.html

March 3, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4694439.html

March 6, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4695924.html

March 7, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4697389.html

March 8, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4698866.html

March 9, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4700429.html

March 10, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4701830.html

March 13, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4703481.html

March 14, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4705018.html

March 15, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4706600.html

March 16, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4708189.html

March 17, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4709601.html

March 20, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4711222.html

March 21, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4714302.html

March 22, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4714552.html

March 27, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4719059.html

March 29, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4722112.html

March 30, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4723790.html

March 31, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4725572.html

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

PURETECH HEALTH PLC
Date: April 4, 2023 By: /s/ Daphne Zohar
Name: Daphne Zohar
Title:   Chief Executive Officer