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6-K

PureTech Health plc (PTCHF)

6-K 2022-11-03 For: 2022-11-03
View Original
Added on April 10, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report ofForeign Private Issuer

Pursuant to Rule 13a-16 or15d-16

under the Securities Exchange Act of 1934

For the month of October, 2022

Commission File Number 001-39670

PURETECH HEALTH PLC

(Translation of registrant’s name into English)

6 TideStreet, Suite 400

Boston, Massachusetts 02210

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒             Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

On May 9, 2022, PureTech Health plc (LSE: PRTC, Nasdaq: PRTC) (the “Company”) announced the commencement of a $50 million share repurchase program (the “Program”) of its ordinary shares of one pence each (“Ordinary Shares”). The Company plans to execute the Program in two equal tranches, the first of which was completed on October 26, 2022. In respect of each of the two tranches, PureTech entered into an irrevocable non-discretionary instruction with Jefferies International Limited (“Jefferies”) in relation to the purchase by Jefferies of Ordinary Shares for an aggregate consideration (excluding expenses) of no greater than $25 million and the simultaneous on-sale of such Ordinary Shares by Jefferies to PureTech. Jefferies makes its trading decisions in relation to the Ordinary Shares independently of, and uninfluenced by, the Company. Purchases may continue during any close period to which the Company is subject. Any purchase of Ordinary Shares under the second tranche of the Program are carried out on the London Stock Exchange and any other UK recognized investment exchange which may be agreed, in accordance with pre-set parameters and in accordance with, and subject to limits, including those limits related to daily volume and price, prescribed by the Company’s general authority to repurchase Ordinary Shares granted by its shareholders at its most recent annual general meeting on June 15, 2022, Chapter 12 of the Financial Conduct Authority’s UK Listing Rules, Article 5(1) of Regulation (EU) No. 596/2014 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018) and Commission Delegated Regulation (EU) 2016/1052 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018). All Ordinary Shares repurchased under the Program will be held in treasury.

During the month ended October 31, 2022, the Company had the following daily purchases of its own Ordinary Shares under the Program through Jefferies:

Date Ordinary SharesRepurchased Volume WeightedAverage Price Paidper Ordinary Share Highest Price Paid Lowest Price Paid
October 3, 2022 158,526 242.31p 243.50p 236.00p
October 4, 2022 167,048 244.19p 247.50p 239.50p
October 5, 2022 176,489 244.45p 246.00p 240.00p
October 6, 2022 183,376 250.86p 255.50p 246.00p
October 7, 2022 203,840 220.45p 240.00p 211.00p
October 10, 2022 245,714 224.30p 231.00p 219.50p
October 11, 2022 253,269 217.41p 224.50p 211.50p
October 12, 2022 264,861 215.92p 219.00p 206.00p
October 13, 2022 271,644 216.73p 220.00p 211.50p
October 14, 2022 273,465 223.65p 225.50p 219.00p
October 17, 2022 82,217 227.88p 229.00p 223.50p
October 18, 2022 38 229.00p 229.00p 229.00p
October 19, 2022 177,073 232.09p 233.00p 227.00p
October 20, 2022 229,136 231.16p 235.00p 226.50p
October 21, 2022 234,760 231.42p 235.50p 223.50p
October 24, 2022 238,607 233.03p 235.50p 225.00p
October 25, 2022 241,303 230.52p 237.50p 224.50p
October 26, 2022 127,619 239.63p 242.00p 236.50p
October 28, 2022 42,543 223.21p 236.50p 231.00p
October 31, 2022 40,433 233.57p 236.50p 231.00p

During the month ended October 31, 2022, the Company repurchased an aggregate of 3,611,961 Ordinary Shares. As of October 31, 2022, the Company’s issued share capital was 289,080,542 shares, 10,268,306 of which were held in treasury, resulting in total voting rights in the Company of 278,812,236 shares. To view the details of the individual transactions, please paste the following URL(s) into the address bar of your browser with respect to each individual date of repurchase under the Program:

October 3, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4531698.html

October 4, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4533032.html

October 5, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4534777.html

October 6, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4536212.html

October 7, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4537828.html

October 10, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4539273.html

October 11, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4540803.html

October 12, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4542535.html

October 13, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4543998.html

October 14, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4545445.html

October 17, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4547077.html

October 18, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4548503.html

October 19, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4550073.html

October 20, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4551687.html

October 21, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4553065.html

October 24, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4554714.html

October 25, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4556176.html

October 26, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4557921.html

October 28, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4560948.html

October 31, 2022: https://data.fca.org.uk/artefacts/NSM/RNS/4563450.html

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

PURETECH HEALTH PLC
Date: November 3, 2022 By: /s/ Daphne Zohar
Name: Daphne Zohar
Title: Chief Executive Officer