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6-K

PureTech Health plc (PTCHF)

6-K 2024-01-04 For: 2023-12-31
View Original
Added on April 10, 2026

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

Report ofForeign Private Issuer

Pursuant to Rule 13a-16 or15d-16

under the Securities Exchange Act of 1934

For the month of December, 2023

Commission File Number 001-39670

PURETECH HEALTH PLC

(Translation of registrant’s name into English)

6 TideStreet, Suite 400

Boston, Massachusetts 02210

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F  ☒                Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

INFORMATION CONTAINED IN THIS REPORT ON FORM 6-K

On May 9, 2022, PureTech Health plc (LSE: PRTC, Nasdaq: PRTC) (the “Company”) announced the commencement of a $50 million share repurchase program (the “Program”) of its ordinary shares of one pence each (“Ordinary Shares”). The Company plans to execute the Program in two equal tranches, the first of which was completed on October 26, 2022. In respect of each of the two tranches, PureTech entered into an irrevocable non-discretionary instruction with Jefferies International Limited (“Jefferies”) in relation to the purchase by Jefferies of Ordinary Shares for an aggregate consideration (excluding expenses) of no greater than $25 million and the simultaneous on-sale of such Ordinary Shares by Jefferies to PureTech. Jefferies makes its trading decisions in relation to the Ordinary Shares independently of, and uninfluenced by, the Company. Purchases may continue during any close period to which the Company is subject. Any purchase of Ordinary Shares under the second tranche of the Program are carried out on the London Stock Exchange and any other UK recognized investment exchange which may be agreed, in accordance with pre-set parameters and in accordance with, and subject to limits, including those limits related to daily volume and price, prescribed by the Company’s general authority to repurchase Ordinary Shares granted by its shareholders at its most recent annual general meeting on June 13, 2023, Chapter 12 of the Financial Conduct Authority’s UK Listing Rules, Article 5(1) of Regulation (EU) No. 596/2014 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018) and Commission Delegated Regulation (EU) 2016/1052 (as incorporated into UK domestic law by the European Union (Withdrawal) Act 2018). All Ordinary Shares repurchased under the Program will be held in treasury.

During the month ended December 31, 2023, the Company had the following daily purchases of its own Ordinary Shares under the Program through Jefferies:

Date Ordinary SharesRepurchased Volume Weighted<br><br><br>Average Price Paid<br> <br>perOrdinary Share Highest Price Paid Lowest Price Paid
December 1, 2023 37,605 150.74p 154.00p 148.20p
December 4, 2023 45,974 152.84p 156.00p 150.00p
December 5, 2023 49,702 148.21p 150.40p 146.20p
December 6, 2023 50,961 150.82p 153.60p 145.00p
December 7, 2023 69,961 144.50p 150.00p 142.40p
December 8, 2023 57,808 141.79p 143.00p 140.40p
December 12, 2023 55,314 143.35p 144.00p 142.20p
December 13, 2023 57,399 143.22p 144.00p 142.40p
December 14, 2023 74,441 145.52p 148.80p 141.80p
December 15, 2023 92,241 147.66p 149.20p 146.00p
December 18, 2023 51,345 150.04p 150.80p 148.00p
December 19, 2023 91,318 152.06p 152.60p 150.00p
December 20, 2023 31,948 154.25p 154.80p 152.00p
December 21, 2023 61,072 150.69p 154.20p 147.00p
December 22, 2023 35,715 152.90p 158.60p 150.80p

During the month ended December 31, 2023, the Company repurchased an aggregate of 862,804 Ordinary Shares. As of December 31, 2023, the Company’s issued share capital was 289,468,159 shares, 17,614,428 of which were held in treasury, resulting in total voting rights in the Company of 271,853,731 shares. To view the details of the individual transactions, please paste the following URL(s) into the address bar of your browser with respect to each individual date of repurchase under the Program:

December 1, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4990121.html

December 4, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4991557.html

December 5, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4993234.html

December 6, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4994843.html

December 7, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4996344.html

December 8, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/4997816.html

December 12, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/5001016.html

December 13, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/5002449.html

December 14, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/5004496.html

December 15, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/5006111.html

December 18, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/5007908.html

December 19, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/5009538.html

December 20, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/5011144.html

December 21, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/5012796.html

December 22, 2023: https://data.fca.org.uk/artefacts/NSM/RNS/5014323.html

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

PURETECH HEALTH PLC
Date: January 4, 2024 By: /s/ Daphne Zohar
Name: Daphne Zohar
Title: Chief Executive Officer