RAND
Rand Capital CorpTrades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
10 |
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
100 |
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
100 |
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
100 |
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
10 |
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
100 |
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
100 |
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
10 |
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
250 |
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
25 |
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
200 |
| 2025-09-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
25 |
| 2025-05-28 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
Includes 4,210 shares of the Issuer acquired in connection with the $4.20 per share dividend declared by the Board of Directors of the Issuer on December 5, 2024, which was payable in cash or shares of common stock at the election of stockholders, subject to the limitation that no more than 20% of the total dividend amount would be paid in cash. These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
12 |
| 2025-05-27 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
Includes 4,210 shares of the Issuer acquired in connection with the $4.20 per share dividend declared by the Board of Directors of the Issuer on December 5, 2024, which was payable in cash or shares of common stock at the election of stockholders, subject to the limitation that no more than 20% of the total dividend amount would be paid in cash. These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
200 |
| 2024-11-21 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
200 |
| 2024-11-20 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
25 |
| 2024-11-20 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
50 |
| 2024-11-20 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
100 |
| 2024-03-12 | Godley Benjamin E |
Director |
Buy↑
|
Common Stock
|
1,965 |
| 2024-03-07 | Godley Benjamin E |
Director |
Buy↑
|
Common Stock
|
183 |
| 2024-03-06 | Godley Benjamin E |
Director |
Buy↑
|
Common Stock
|
852 |
| 2023-08-17 | Godley Benjamin E |
Director |
Buy↑
|
Common Stock
|
100 |
| 2023-08-16 | Godley Benjamin E |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.91 to $13.00, inclusive. The reporting person undertakes to provide to Rand Capital Corporation, any security holder of Rand Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. |
Common Stock
|
1,900 |
| 2023-08-16 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
1,814 |
| 2023-08-15 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
1,000 |
| 2023-06-13 | Jaroslawsky Cari L |
Director |
Buy↑
|
Common Stock
|
45 |
| 2023-06-07 | Jaroslawsky Cari L |
Director |
Buy↑
|
Common Stock
|
415 |
| 2023-06-06 | Jaroslawsky Cari L |
Director |
Buy↑
|
Common Stock
|
5 |
| 2023-06-05 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
1 |
| 2023-06-02 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
120 |
| 2023-06-01 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
6 |
| 2023-05-30 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
137 |
| 2023-05-26 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
3 |
| 2023-05-25 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
1 |
| 2023-05-19 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
571 |
| 2023-05-18 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
500 |
| 2023-05-16 | PENBERTHY DANIEL P |
President and CEO |
Buy↑
|
Common Stock
|
499 |
| 2023-05-12 | PENBERTHY DANIEL P |
President and CEO |
Buy↑
|
Common Stock
|
1 |
| 2023-05-10 | ZAK ROBERT M |
Director |
Buy↑
|
Common Stock
|
2,000 |
| 2023-03-14 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
522 |
| 2023-03-13 | KAILBOURNE ERLAND E |
Director |
Buy↑
|
Common Stock
|
1,000 |
| 2023-03-13 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
2,114 |
| 2022-12-06 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
1,466 |
| 2022-12-05 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
134 |
| 2022-11-10 | Jaroslawsky Cari L |
Director |
Buy↑
|
Common Stock
|
268 |
| 2022-11-09 | Jaroslawsky Cari L |
Director |
Buy↑
|
Common Stock
|
732 |
| 2022-09-02 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
200 |
| 2022-09-02 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
300 |
| 2022-09-01 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
102 |
| 2022-08-31 | Gusky Adam Samuel |
Director |
Buy↑
Filing footnotes — Common Stock (Indirect)
These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC. |
Common Stock
(I)
|
201 |