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RAND · Rand Capital Corp · Shareholders & Ownership

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$9.60 +0.01 (+0.10%) At close · Oct 20
Market Cap
$28.37M
Shares
2.97M
Volume · Oct 19 735 Avg daily vol (3M) 3350

Every disclosed holder of RAND in one list: 13F institutions, Schedule 13D and 13G filers, insiders (Forms 3, 4 and 5) and registered funds, each from its own latest filing. Holders nest by CIK and SEC reporting links, never by name, and each is summed once.

Who Owns RAND

13F quarter Sep 30, 2026, combined view: filers that have not filed yet carry their Jun 30, 2026 positions
Holder group Shares % Out
Institutional (13F) 47,755 1.61%
Insiders (Forms 3, 4, 5) 33,546 1.13%
13D/G-only blocks 0 0.00%
Remaining 2,888,513 97.26%
Registered funds (N-PORT, not summed) 0 0.00%

Shares outstanding: 2,969,814, the issuer's latest cover-page count restated onto today's split basis.

13D/G-only counts each filer's latest 13D or 13G that no 13F report of the listing contains, that names no 13F filer and that no counted insider files. Funds are never summed: their shares sit inside their advisers' 13F reports.

Holders of RAND

# Holder Shares
1
Gusky Adam Samuel
Insider CIK 1792912 · Sep 15, 2025
Director, issuer-wide
33,546
2
COURIER CAPITAL LLC
13F CIK 1015247 · Registered investment adviser · Sep 30, 2026
15,382
3
SHUFRO ROSE & CO LLC
13F CIK 908195 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
14,000
4
WNY Asset Management, LLC
13F CIK 1803296 · Registered investment adviser · Jun 30, 2026
carried, not yet filed for the newest quarter
13,250
5
UBS Group AG
13F CIK 1610520 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
2,242
6
OSAIC HOLDINGS, INC.
13F CIK 1677044 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
2,237
7
Bullock Wealth Management Group
13F CIK 2067581 · Registered investment adviser · Sep 30, 2026
642
8
MORGAN STANLEY
13F CIK 895421 · Holding company · Jun 30, 2026
carried, not yet filed for the newest quarter
1
9
WELLS FARGO & COMPANY/MN
13F CIK 72971 · Bank · Jun 30, 2026
carried, not yet filed for the newest quarter
1

Shares are restated onto today's split basis. Change compares each row with the same holder's previous filing in the same source; a dash means there is none to compare. Nested 13D/G, insider and fund rows are not summed, since a 13F report already holds them.

Key facts CIK 81955 CUSIP 752185207 13F (30d) 3 filings 2 filers Visit website Investor relations